Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Grocery Outlet Holding Corp.
Report date December 31, 2022 · Filed February 13, 2023
Section 16 reporting ended · disclosed 2023-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,115,950 |
Reported balance
After 2022-08-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-08-04 · Gift · Disposed 1,067,025 · Balance 1,115,950 F1: Reflects shares directly held by the Nordlingen Trust dated 1/23/2012, as amended and restated 9/17/2014 of which Mr. Read is a Trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,216,488 |
Reported balance
After 2022-08-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-08-04 · Gift · Disposed 966,487 · Balance 1,216,488 F2: Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 250,000 |
Reported balance
After 2022-08-04 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2022-08-04 · Gift · Disposed 966,488 · Balance 250,000 F2: Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee. |
| Common StockSEC Table I · non-derivative | Direct | 2,051,562 |
Ending reported balance
After 2022-08-04 transaction · row 4
2 source rows · reconciled sequenceRow 2 · 2022-08-04 · Gift · Acquired 1,067,025 · Balance 1,085,075 Row 4 · 2022-08-04 · Gift · Acquired 966,487 · Balance 2,051,562 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 966,488 |
Reported balance
After 2022-08-04 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2022-08-04 · Gift · Acquired 966,488 · Balance 966,488 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares directly held by the Nordlingen Trust dated 1/23/2012, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
F2: Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2020 Filed Dec 21, 2020 21:16 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-034694 · doc4.xml · derivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 100,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:16 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 100,000 | $40.00 | $4,000,000.00 |
DisclosureSEC source: 0000899243-20-034694 · doc4.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · kind: The sale was executed in a single block trade at $40.00 per share. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:16 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 100,000 | $7.13 | $713,000.00 |
DisclosureSEC source: 0000899243-20-034694 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:40 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 307,614 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-032929 · doc4.xml · derivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 307,614 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents stock options granted on October 21, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. F5 · balance_after: Due to a scrivener's error, the reporting person's Form 4 filed on September 3, 2020 inadvertently reflected a disposition of performance-based options in Table II instead of a disposition of time-based options. The number of derivative securities beneficially owned following the reported transactions reflected in Table II accurately reflected the disposition. Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:40 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 307,614 | $37.00 | $11,381,718.00 |
DisclosureSEC source: 0000899243-20-032929 · doc4.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · kind: The sale was executed in a single block trade at $37.00 per share. Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:40 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 307,614 | $7.13 | $2,193,287.82 |
DisclosureSEC source: 0000899243-20-032929 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 22:46 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 92,119 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-024193 · doc4.xml · derivative · entry 8 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807,614 Underlying: Common Stock · 92,119 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 22:46 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 92,119 | $42.25 | $3,892,027.75 |
DisclosureSEC source: 0000899243-20-024193 · doc4.xml · nonDerivative · entry 4 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 22:46 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 92,119 | $7.13 | $656,808.47 |
DisclosureSEC source: 0000899243-20-024193 · doc4.xml · nonDerivative · entry 3 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 22:46 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 107,881 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-024193 · doc4.xml · derivative · entry 7 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,733 Underlying: Common Stock · 107,881 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 22:46 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 107,881 | $42.25 | $4,557,972.25 |
DisclosureSEC source: 0000899243-20-024193 · doc4.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 22:46 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 107,881 | $7.13 | $769,191.53 |
DisclosureSEC source: 0000899243-20-024193 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 18:18 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,357,614 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-022269 · doc4.xml · derivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,357,614 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 18:18 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 1,357,614 | $42.25 | $57,359,191.50 |
DisclosureSEC source: 0000899243-20-022269 · doc4.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · price: The sale was executed in a single block trade at $42.25 per share. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 18:18 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 1,357,614 | $3.81 | $5,172,509.34 |
DisclosureSEC source: 0000899243-20-022269 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 16, 2020 01:33 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 2,712 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-013340 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · shares: Represents 2,712 restricted stock units granted to the reporting person which are scheduled to vest on March 1, 2021, subject to the continued service of the reporting person through such vesting date. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 23:53 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantStock Options (Right to Buy) · Derivative | 397,374 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-011610 · doc4.xml · derivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357,614 Underlying: Common Stock · 397,374 shares Expires 2024-10-21 F1 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. F1 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:31 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantStock Options (Right to Buy) · Derivative | 960,240 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-003271 · doc4.xml · derivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960,240 Underlying: Common Stock · 960,240 shares Expires 2024-10-21 F1 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 397,374 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions. F1 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 397,374 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 21:17 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-19-025446 · doc4.xml · derivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,614 Underlying: Common Stock · 350,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents 1,357,614 stock options granted on October 21, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 1,357,614 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 21:17 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 350,000 | $32.57 | $11,399,080.00 |
DisclosureSEC source: 0000899243-19-025446 · doc4.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This amount represents the $33.75 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.18125 per share. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 21:17 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 350,000 | $7.13 | $2,495,500.00 |
DisclosureSEC source: 0000899243-19-025446 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.