Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Grocery Outlet Holding Corp.
Report date December 31, 2022 · Filed February 13, 2023
Section 16 reporting ended · disclosed 2023-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,115,950 |
Reported balance
After 2022-08-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-08-04 · Gift · Disposed 1,067,025 · Balance 1,115,950 F1: Reflects shares directly held by the Nordlingen Trust dated 1/23/2012, as amended and restated 9/17/2014 of which Mr. Read is a Trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,216,488 |
Reported balance
After 2022-08-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-08-04 · Gift · Disposed 966,487 · Balance 1,216,488 F2: Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 250,000 |
Reported balance
After 2022-08-04 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2022-08-04 · Gift · Disposed 966,488 · Balance 250,000 F2: Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee. |
| Common StockSEC Table I · non-derivative | Direct | 2,051,562 |
Ending reported balance
After 2022-08-04 transaction · row 4
2 source rows · reconciled sequenceRow 2 · 2022-08-04 · Gift · Acquired 1,067,025 · Balance 1,085,075 Row 4 · 2022-08-04 · Gift · Acquired 966,487 · Balance 2,051,562 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 966,488 |
Reported balance
After 2022-08-04 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2022-08-04 · Gift · Acquired 966,488 · Balance 966,488 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares directly held by the Nordlingen Trust dated 1/23/2012, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
F2: Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2022 Filed Feb 13, 2023 21:13 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 966,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000002 · wf-form5_167632278938892.xml · nonDerivative · entry 6 Read S. MacGregor Jr. · CIK 0001779703 · Retired Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 966,488 Read SEC document |
| August 04, 2022 Filed Feb 13, 2023 21:13 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 966,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000002 · wf-form5_167632278938892.xml · nonDerivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Retired Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 250,000 F2 · ownership.nature: Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee. Read SEC document |
| August 04, 2022 Filed Feb 13, 2023 21:13 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 966,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000002 · wf-form5_167632278938892.xml · nonDerivative · entry 4 Read S. MacGregor Jr. · CIK 0001779703 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,051,562 Read SEC document |
| August 04, 2022 Filed Feb 13, 2023 21:13 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 966,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000002 · wf-form5_167632278938892.xml · nonDerivative · entry 3 Read S. MacGregor Jr. · CIK 0001779703 · Retired Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,216,488 F2 · ownership.nature: Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee. Read SEC document |
| August 04, 2022 Filed Feb 13, 2023 21:13 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 1,067,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000002 · wf-form5_167632278938892.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,075 Read SEC document |
| August 04, 2022 Filed Feb 13, 2023 21:13 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 1,067,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-23-000002 · wf-form5_167632278938892.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Retired Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,115,950 F1 · ownership.nature: Reflects shares directly held by the Nordlingen Trust dated 1/23/2012, as amended and restated 9/17/2014 of which Mr. Read is a Trustee. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 20:43 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 1,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-22-000086 · wf-form4_165541216733022.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,050 F1 · shares: Represents a grant of 1,126 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock on the first business day of 2025. Read SEC document |
| June 02, 2022 Filed Jun 4, 2022 00:24 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 125,000 | $38.03 | $4,754,125.00 |
DisclosureSEC source: 0001771515-22-000078 · wf-form4_165430224213207.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,182,975 F3 · ownership.nature: Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee. Read SEC document |
| June 02, 2022 Filed Jun 4, 2022 00:24 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 125,000 | $38.03 | $4,754,125.00 |
DisclosureSEC source: 0001771515-22-000078 · wf-form4_165430224213207.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,182,975 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.000 to $38.301, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.nature: Reflects shares directly held by the Nordlingen Trust dated 1/23/2012, as amended and restated 9/17/2014 of which Mr. Read is a Trustee. Read SEC document |
| May 12, 2022 Filed May 13, 2022 23:05 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 705 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-22-000056 · wf-form4_165248307307896.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,924 F1 · shares: Represents 705 deferred stock units ("DSUs") granted to the reporting person that will vest on March 1, 2023, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the first business day of 2025. Such DSUs were granted in connection with an April 2022 amendment to the issuer's non-employee director compensation policy. Read SEC document |
| March 15, 2022 Filed Mar 15, 2022 22:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 1,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-22-000039 · wf-form4_164738353558693.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,219 F1 · shares: Represents a grant of 1,454 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock on the first business day of 2025. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:50 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 3,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-22-000023 · wf-form4_164669703299660.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,765 F1 · shares: Represents a grant of 3,448 deferred stock units that will vest in full on March 1, 2023, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the first business day of 2025. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 22:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 1,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000096 · wf-form4_163969393877359.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,317 F1 · shares: Represents a grant of 1,538 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock on the first business day of 2025. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:04 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0001771515-21-000089 · wf-form4_163675466169702.xml · derivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:04 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 100,000 | $25.00 | $2,500,000.00 |
DisclosureSEC source: 0001771515-21-000089 · wf-form4_163675466169702.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,779 Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:04 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 100,000 | $7.13 | $713,000.00 |
DisclosureSEC source: 0001771515-21-000089 · wf-form4_163675466169702.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 20:50 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 1,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000078 · wf-form4_163182538943549.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,779 F1 · shares: Represents a grant of 1,778 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock on the first business day of 2025. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 21:12 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000053 · wf-form4_162387790263323.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,001 F1 · shares: Represents a grant of 1,293 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock on the first business day of 2025 Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 00:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0001771515-21-000036 · wf-form4_161948351736063.xml · derivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 00:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 100,000 | $40.21 | $4,021,000.00 |
DisclosureSEC source: 0001771515-21-000036 · wf-form4_161948351736063.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,708 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.46, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 00:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 100,000 | $7.13 | $713,000.00 |
DisclosureSEC source: 0001771515-21-000036 · wf-form4_161948351736063.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:27 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 1,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000017 · wf-form4_161593001377071.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,708 F1 · shares: Represents a grant of 1,175 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock on the first business day of 2025. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 01:59 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 2,821 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010496 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,533 F1 · shares: Represents a grant of 2,821 deferred stock units that will vest in full on March 1, 2022, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the first business day of 2025. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:39 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-21-006701 · doc4.xml · derivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 50,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:39 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 50,000 | $42.65 | $2,132,500.00 |
DisclosureSEC source: 0000899243-21-006701 · doc4.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.36 to $42.98, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:39 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 50,000 | $7.13 | $356,500.00 |
DisclosureSEC source: 0000899243-21-006701 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:10 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 48,598 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-21-003721 · doc4.xml · derivative · entry 9 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 48,598 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:10 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 11,169 | $46.01 | $513,885.69 |
DisclosureSEC source: 0000899243-21-003721 · doc4.xml · nonDerivative · entry 6 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.85 to $46.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:10 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 8,510 | $45.43 | $386,609.30 |
DisclosureSEC source: 0000899243-21-003721 · doc4.xml · nonDerivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,881 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.85 to $45.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:10 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 25,304 | $44.12 | $1,116,412.48 |
DisclosureSEC source: 0000899243-21-003721 · doc4.xml · nonDerivative · entry 4 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,391 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.82 to $44.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:10 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,700 | $43.08 | $116,316.00 |
DisclosureSEC source: 0000899243-21-003721 · doc4.xml · nonDerivative · entry 3 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,695 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.69 to $43.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:10 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 915 | $42.18 | $38,594.70 |
DisclosureSEC source: 0000899243-21-003721 · doc4.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,395 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.61 to $42.47, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:10 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 48,598 | $7.13 | $346,503.74 |
DisclosureSEC source: 0000899243-21-003721 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Feb 3, 2021 22:00 UTC Amendment | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-21-004704 · doc4a.xml · derivative · entry 9 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 50,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The original Form 4, filed on January 29, 2021, incorrectly reported that on January 27, 2021 the reporting person exercised 48,598 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on January 27, 2021, the reporting person exercised 50,000 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. F10 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. F2 · derivative.underlying_shares: The original Form 4, filed on January 29, 2021, incorrectly reported that on January 27, 2021 the reporting person exercised 48,598 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on January 27, 2021, the reporting person exercised 50,000 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. Read SEC document |
| January 27, 2021 Filed Feb 3, 2021 22:00 UTC Amendment | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 12,571 | $46.03 | $578,643.13 |
DisclosureSEC source: 0000899243-21-004704 · doc4a.xml · nonDerivative · entry 6 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · shares: The original Form 4, filed on January 29, 2021, incorrectly reported that on January 27, 2021 the reporting person exercised 48,598 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on January 27, 2021, the reporting person exercised 50,000 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. F2 · price: The original Form 4, filed on January 29, 2021, incorrectly reported that on January 27, 2021 the reporting person exercised 48,598 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on January 27, 2021, the reporting person exercised 50,000 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.85 to $46.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4. Read SEC document |
| January 27, 2021 Filed Feb 3, 2021 22:00 UTC Amendment | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 8,510 | $45.43 | $386,609.30 |
DisclosureSEC source: 0000899243-21-004704 · doc4a.xml · nonDerivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,283 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.85 to $45.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4. F2 · balance_after: The original Form 4, filed on January 29, 2021, incorrectly reported that on January 27, 2021 the reporting person exercised 48,598 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on January 27, 2021, the reporting person exercised 50,000 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. Read SEC document |
| January 27, 2021 Filed Feb 3, 2021 22:00 UTC Amendment | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 25,304 | $44.12 | $1,116,412.48 |
DisclosureSEC source: 0000899243-21-004704 · doc4a.xml · nonDerivative · entry 4 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,793 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.82 to $44.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. F2 · balance_after: The original Form 4, filed on January 29, 2021, incorrectly reported that on January 27, 2021 the reporting person exercised 48,598 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on January 27, 2021, the reporting person exercised 50,000 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. Read SEC document |
| January 27, 2021 Filed Feb 3, 2021 22:00 UTC Amendment | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,700 | $43.08 | $116,316.00 |
DisclosureSEC source: 0000899243-21-004704 · doc4a.xml · nonDerivative · entry 3 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,097 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.69 to $43.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. F2 · balance_after: The original Form 4, filed on January 29, 2021, incorrectly reported that on January 27, 2021 the reporting person exercised 48,598 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on January 27, 2021, the reporting person exercised 50,000 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. Read SEC document |
| January 27, 2021 Filed Feb 3, 2021 22:00 UTC Amendment | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 915 | $42.18 | $38,594.70 |
DisclosureSEC source: 0000899243-21-004704 · doc4a.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,797 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.61 to $42.47, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F2 · balance_after: The original Form 4, filed on January 29, 2021, incorrectly reported that on January 27, 2021 the reporting person exercised 48,598 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on January 27, 2021, the reporting person exercised 50,000 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. Read SEC document |
| January 27, 2021 Filed Feb 3, 2021 22:00 UTC Amendment | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 50,000 | $7.13 | $356,500.00 |
DisclosureSEC source: 0000899243-21-004704 · doc4a.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The original Form 4, filed on January 29, 2021, incorrectly reported that on January 27, 2021 the reporting person exercised 48,598 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on January 27, 2021, the reporting person exercised 50,000 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. F2 · balance_after: The original Form 4, filed on January 29, 2021, incorrectly reported that on January 27, 2021 the reporting person exercised 48,598 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on January 27, 2021, the reporting person exercised 50,000 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 21:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,742 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-21-003285 · doc4.xml · derivative · entry 9 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 6,742 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 21:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,400 | $41.41 | $99,384.00 |
DisclosureSEC source: 0000899243-21-003285 · doc4.xml · nonDerivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.14 to $41.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 21:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 4,342 | $40.62 | $176,372.04 |
DisclosureSEC source: 0000899243-21-003285 · doc4.xml · nonDerivative · entry 4 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,112 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.13 to $41.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 21:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 6,742 | $7.13 | $48,070.46 |
DisclosureSEC source: 0000899243-21-003285 · doc4.xml · nonDerivative · entry 3 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 43,258 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-21-003285 · doc4.xml · derivative · entry 8 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,742 Underlying: Common Stock · 43,258 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 43,258 | $40.00 | $1,730,320.00 |
DisclosureSEC source: 0000899243-21-003285 · doc4.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.01, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, (the "Commission") upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 43,258 | $7.13 | $308,429.54 |
DisclosureSEC source: 0000899243-21-003285 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:17 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-035498 · doc4.xml · derivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 50,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:17 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 50,000 | $40.25 | $2,012,500.00 |
DisclosureSEC source: 0000899243-20-035498 · doc4.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b-5 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.55, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:17 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 50,000 | $7.13 | $356,500.00 |
DisclosureSEC source: 0000899243-20-035498 · doc4.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.