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PICKERING GRANT

Disclosed activity across 2 companies

Tapewire entity
1168
SEC CIK
0001258693

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LeonaBio, Inc.LONA · Entity 1487DirectorJune 23, 2026June 24, 2026
Vaxcyte, Inc.PCVX · Entity 1164Director · CHIEF EXECUTIVE OFFICERSeptember 08, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LeonaBio, Inc.

Report date June 23, 2026 · Filed June 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.35 · Expires 2036-06-22Direct28,000 Reported balance After 2026-06-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-23 · Grant · Acquired 28,000 · Balance 28,000

F1: The shares subject to the option will vest on the earlier of (i) June 23, 2027, or (ii) the day immediately before the date of the next annual meeting of the Issuer's stockholders that occurs after June 22, 2026. The option reported was granted pursuant to the terms of the Issuer's Outside Director Compensation Policy.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the option will vest on the earlier of (i) June 23, 2027, or (ii) the day immediately before the date of the next annual meeting of the Issuer's stockholders that occurs after June 22, 2026. The option reported was granted pursuant to the terms of the Issuer's Outside Director Compensation Policy.

Vaxcyte, Inc.

Report date September 08, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect429,902 Reported balance After 2026-09-08 transaction · row 1
1 source row

Row 1 · 2026-09-08 · Tax withholding · Disposed 17,056 · Balance 429,902

F1: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Common StockSEC Table I · non-derivativeIndirectBy Children's Trust133,215 Reported balance Holding disclosure · report date 2026-09-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 133,215

F2: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Common StockSEC Table I · non-derivativeIndirectBy Children's Trust133,215 Reported balance Holding disclosure · report date 2026-09-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 133,215

F3: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

F2: Shares are held directly by a trust for the benefit of the Reporting Person's son.

F3: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2023 Filed Nov 3, 2023 20:29 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3 $48.10 $144.30
Disclosure

SEC source: 0001209191-23-054326 · doc4.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 153,903

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:29 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 1,306 $47.27 $61,734.62
Disclosure

SEC source: 0001209191-23-054326 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 153,906

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $47.00 to $47.77. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:29 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3 $48.10 $144.30
Disclosure

SEC source: 0001209191-23-054326 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 153,903

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:29 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 1,306 $47.31 $61,789.47
Disclosure

SEC source: 0001209191-23-054326 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 153,906

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $47.005 to $47.815. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 20:07 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,764 $47.35 $178,214.11
Disclosure

SEC source: 0001209191-23-053545 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 385,914

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $47.25 to $47.58. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 20:07 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 11,236 $46.98 $527,856.04
Disclosure

SEC source: 0001209191-23-053545 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 389,678

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $46.255 to $47.245. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:06 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 442 $51.55 $22,785.10
Disclosure

SEC source: 0001209191-23-051894 · doc4.xml · nonDerivative · entry 6

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 155,212

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F9 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $51.39 to $51.69. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:06 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 221 $50.48 $11,156.08
Disclosure

SEC source: 0001209191-23-051894 · doc4.xml · nonDerivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 155,654

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F8 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $50.31 to $50.064. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:06 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 646 $49.68 $32,093.28
Disclosure

SEC source: 0001209191-23-051894 · doc4.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 155,875

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F6 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $49.195 to $50.025. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:06 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 283 $51.52 $14,580.16
Disclosure

SEC source: 0001209191-23-051894 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 155,212

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $51.505 to $51.565. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:06 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 385 $50.76 $19,542.60
Disclosure

SEC source: 0001209191-23-051894 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 155,495

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $50.31 to $51.245. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:06 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 641 $49.67 $31,838.47
Disclosure

SEC source: 0001209191-23-051894 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 155,880

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $49.205 to $50.025. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
September 25, 2023 Filed Sep 27, 2023 20:54 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 1,309 $52.44 $68,640.69
Disclosure

SEC source: 0001209191-23-050662 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 156,521

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $51.96 to $52.635. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
September 25, 2023 Filed Sep 27, 2023 20:54 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 1,309 $52.42 $68,623.41
Disclosure

SEC source: 0001209191-23-050662 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 156,521

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $51.96 to $52.605. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
September 25, 2023 Filed Sep 27, 2023 20:54 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 15,000 $52.45 $786,793.50
Disclosure

SEC source: 0001209191-23-050662 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 400,914

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $51.695 to $52.66. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:33 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 10,378 $51.00 $529,278.00
Disclosure

SEC source: 0001209191-23-048465 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,914

F1 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

F2 · balance_after: Includes 1,040 shares acquired under the Issuer's Employee Stock Purchase Plan on May 17, 2023.

Read SEC document
May 19, 2023 Filed May 22, 2023 21:56 UTC LeonaBio, Inc. ATHA · Entity 1487 GrantStock Option (Right to Buy) · Derivative 20,900 $0.00 Strike: $2.89 $0.00
Disclosure

SEC source: 0001209191-23-031554 · doc4.xml · derivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,900

Underlying: Common Stock · 20,900 shares

Expires 2033-05-18

F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of (i) May 19, 2024, or (ii) the day immediately before the date of the next annual meeting of the Issuer's stockholders that occurs after May 19, 2023. The option reported was granted pursuant to the terms of the Issuer's Outside Director Compensation Policy.

Read SEC document
March 30, 2023 Filed Mar 31, 2023 20:36 UTC LeonaBio, Inc. ATHA · Entity 1487 PurchaseCommon Stock 15,000 $2.47 $37,050.00
Disclosure

SEC source: 0001209191-23-021878 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,783

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $2.42 to $2.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:36 UTC LeonaBio, Inc. ATHA · Entity 1487 PurchaseCommon Stock 10,000 $2.33 $23,300.00
Disclosure

SEC source: 0001209191-23-021878 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,783

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $2.26 to $2.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:09 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 3,099 $41.49 $128,577.51
Disclosure

SEC source: 0001209191-23-015712 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,252

F2 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:09 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantStock Option (right to buy) · Derivative 323,250 $0.00 Strike: $41.67 $0.00
Disclosure

SEC source: 0001209191-23-015712 · doc4.xml · derivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,250

Underlying: Common Stock · 323,250 shares

Expires 2033-03-01

F5 · derivative.exercise_date: 1/48 of shares subject to the option vest on April 1, 2023, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:09 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantCommon Stock 53,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015712 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,351

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on September 2, 2023 and 12.5% of the shares every six months thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:29 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 15,158 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001209191-23-000943 · doc4.xml · derivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,227

Underlying: Common Stock · 15,158 shares

Expires 2028-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:29 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantStock Option (right to buy) · Derivative 108,250 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0001209191-23-000943 · doc4.xml · derivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,250

Underlying: Common Stock · 108,250 shares

Expires 2032-12-30

F3 · derivative.exercise_date: 1/48 of shares subject to the option vest on January 30, 2023, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:29 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 15,158 $2.03 $30,770.74
Disclosure

SEC source: 0001209191-23-000943 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 22:23 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 319 $25.28 $8,064.64
Disclosure

SEC source: 0001209191-22-051492 · doc4.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 157,830

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.25 to $25.34. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 22:23 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 4,681 $24.68 $115,508.36
Disclosure

SEC source: 0001209191-22-051492 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 158,149

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.23 to $25.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 22:23 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 227 $25.30 $5,742.87
Disclosure

SEC source: 0001209191-22-051492 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 157,830

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.26 to $25.34. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 22:23 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 4,773 $24.69 $117,831.05
Disclosure

SEC source: 0001209191-22-051492 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 158,057

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.215 to $25.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:37 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 11,000 $27.95 $307,412.60
Disclosure

SEC source: 0001209191-22-050527 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,546

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $27.64 to $28.56. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 20:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 8,910 $26.38 $235,045.80
Disclosure

SEC source: 0001209191-22-049020 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,546

F1 · kind: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

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August 26, 2022 Filed Aug 30, 2022 20:16 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 15 $28.00 $420.00
Disclosure

SEC source: 0001209191-22-047991 · doc4.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 162,830

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

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August 26, 2022 Filed Aug 30, 2022 20:16 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 4,985 $27.44 $136,788.40
Disclosure

SEC source: 0001209191-22-047991 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 162,845

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $26.91 to $27.785. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

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August 26, 2022 Filed Aug 30, 2022 20:16 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 14 $28.00 $392.00
Disclosure

SEC source: 0001209191-22-047991 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 162,830

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

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August 26, 2022 Filed Aug 30, 2022 20:16 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 4,986 $27.44 $136,815.84
Disclosure

SEC source: 0001209191-22-047991 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 162,844

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $26.88 to $27.875. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

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August 15, 2022 Filed Aug 17, 2022 21:19 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 608 $26.30 $15,990.40
Disclosure

SEC source: 0001209191-22-046392 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,456

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $26.22 to $26.33. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 15, 2022 Filed Aug 17, 2022 21:19 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 10,392 $25.54 $265,411.68
Disclosure

SEC source: 0001209191-22-046392 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,064

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.21 to $26.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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July 26, 2022 Filed Jul 28, 2022 21:02 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 5,000 $23.27 $116,353.00
Disclosure

SEC source: 0001209191-22-043395 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 167,830

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.965 to $23.79. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 21:02 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 5,000 $23.26 $116,310.50
Disclosure

SEC source: 0001209191-22-043395 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 167,830

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.99 to $23.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

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July 15, 2022 Filed Jul 19, 2022 21:12 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 2,680 $24.88 $66,678.40
Disclosure

SEC source: 0001209191-22-042603 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,456

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 21:12 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 8,320 $24.34 $202,508.80
Disclosure

SEC source: 0001209191-22-042603 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,136

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $23.88 to $24.59. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 28, 2022 Filed Jun 28, 2022 21:14 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 10,000 $21.00 $210,000.00
Disclosure

SEC source: 0001209191-22-039646 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trusts

Disclosed balance after: 345,660

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 21:14 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 747 $21.01 $15,696.26
Disclosure

SEC source: 0001209191-22-039646 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,456

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $21.00 to $21.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 23, 2022 Filed Jun 23, 2022 21:48 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,541 $21.01 $74,410.22
Disclosure

SEC source: 0001209191-22-039044 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,203

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $21.00 to $21.09. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 21:48 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 1,261 $21.01 $26,492.22
Disclosure

SEC source: 0001209191-22-039044 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,744

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $21.00 to $21.065. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 21, 2022 Filed Jun 23, 2022 21:48 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 5,451 $21.05 $114,736.46
Disclosure

SEC source: 0001209191-22-039044 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,005

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $21.00 to $21.31. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 1,562 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on May 17, 2022.

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May 20, 2022 Filed May 27, 2022 21:51 UTC LeonaBio, Inc. ATHA · Entity 1487 GrantStock Option (Right to Buy) · Derivative 3,467 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0001209191-22-032699 · doc4.xml · derivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,467

Underlying: Common Stock · 3,467 shares

Expires 2032-05-19

F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of (i) May 20, 2023, or (ii) the day immediately before the date of the next annual meeting of the Issuer's stockholders that occurs after May 20, 2022. The option reported was granted pursuant to the terms of the Issuer's outside director compensation policy.

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May 16, 2022 Filed May 18, 2022 20:39 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001209191-22-030067 · doc4.xml · derivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,450

Underlying: Common Stock · 11,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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May 16, 2022 Filed May 18, 2022 20:39 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,134 $24.28 $76,093.52
Disclosure

SEC source: 0001209191-22-030067 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,894

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.17 to $24.42. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 16, 2022 Filed May 18, 2022 20:39 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 7,866 $23.76 $186,896.16
Disclosure

SEC source: 0001209191-22-030067 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,028

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $23.17 to $24.16. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.