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PICKERING GRANT

Disclosed activity across 2 companies

Tapewire entity
1168
SEC CIK
0001258693

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LeonaBio, Inc.LONA · Entity 1487DirectorJune 23, 2026June 24, 2026
Vaxcyte, Inc.PCVX · Entity 1164Director · CHIEF EXECUTIVE OFFICERSeptember 08, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LeonaBio, Inc.

Report date June 23, 2026 · Filed June 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.35 · Expires 2036-06-22Direct28,000 Reported balance After 2026-06-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-23 · Grant · Acquired 28,000 · Balance 28,000

F1: The shares subject to the option will vest on the earlier of (i) June 23, 2027, or (ii) the day immediately before the date of the next annual meeting of the Issuer's stockholders that occurs after June 22, 2026. The option reported was granted pursuant to the terms of the Issuer's Outside Director Compensation Policy.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the option will vest on the earlier of (i) June 23, 2027, or (ii) the day immediately before the date of the next annual meeting of the Issuer's stockholders that occurs after June 22, 2026. The option reported was granted pursuant to the terms of the Issuer's Outside Director Compensation Policy.

Vaxcyte, Inc.

Report date September 08, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect429,902 Reported balance After 2026-09-08 transaction · row 1
1 source row

Row 1 · 2026-09-08 · Tax withholding · Disposed 17,056 · Balance 429,902

F1: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Common StockSEC Table I · non-derivativeIndirectBy Children's Trust133,215 Reported balance Holding disclosure · report date 2026-09-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 133,215

F2: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Common StockSEC Table I · non-derivativeIndirectBy Children's Trust133,215 Reported balance Holding disclosure · report date 2026-09-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 133,215

F3: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

F2: Shares are held directly by a trust for the benefit of the Reporting Person's son.

F3: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 5, 2024 02:19 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 363 $74.69 $27,113.56
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 148,670

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F6 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.55 to $74.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:19 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 439 $73.54 $32,282.30
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 149,033

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $73.42 to $73.71. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:19 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 506 $73.04 $36,957.23
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 149,472

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $72.39 to $73.34. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:19 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantStock Option (right to buy) · Derivative 205,000 $0.00 Strike: $73.82 $0.00
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · derivative · entry 9

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,000

Underlying: Common Stock · 205,000 shares

Expires 2034-02-28

F11 · derivative.exercise_date: 1/48 of shares subject to the option vest on March 31, 2024, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:19 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 420,814

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on August 31, 2024 and 12.5% of the shares every six months thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 26, 2024 Filed Feb 27, 2024 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · derivative · entry 11

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,225

Underlying: Common Stock · 30,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
February 26, 2024 Filed Feb 27, 2024 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 30,000 $79.03 $2,370,900.00
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 7

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,814

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $79.03 to $79.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2024 Filed Feb 27, 2024 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 30,000 $1.79 $53,700.00
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 6

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 405,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · derivative · entry 10

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,225

Underlying: Common Stock · 15,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 119 $77.56 $9,229.64
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,814

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 5,545 $76.95 $426,698.84
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,933

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $76.54 to $77.475. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 6,980 $75.96 $530,214.76
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 381,478

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $75.545 to $76.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 2,356 $75.15 $177,062.82
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 388,458

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.45 to $75.52. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 15,000 $1.79 $26,850.00
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 390,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:33 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 281 $75.49 $21,211.57
Disclosure

SEC source: 0001415889-24-002611 · form4-02052024_100248.xml · nonDerivative · entry 8

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 149,978

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F11 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $75.23 to $75.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:33 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 238 $74.56 $17,745.76
Disclosure

SEC source: 0001415889-24-002611 · form4-02052024_100248.xml · nonDerivative · entry 7

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 150,259

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F10 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.13 to $75.01. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:33 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 655 $73.34 $48,038.36
Disclosure

SEC source: 0001415889-24-002611 · form4-02052024_100248.xml · nonDerivative · entry 6

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 150,497

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F9 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $73.01 to $73.77. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:33 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 134 $71.93 $9,638.75
Disclosure

SEC source: 0001415889-24-002611 · form4-02052024_100248.xml · nonDerivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 151,152

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F7 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $71.69 to $71.94. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:33 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 255 $75.47 $19,245.62
Disclosure

SEC source: 0001415889-24-002611 · form4-02052024_100248.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 149,978

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F6 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $75.21 to $75.69. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:33 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 443 $74.37 $32,944.14
Disclosure

SEC source: 0001415889-24-002611 · form4-02052024_100248.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 150,233

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.01 to $74.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:33 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 491 $73.26 $35,968.21
Disclosure

SEC source: 0001415889-24-002611 · form4-02052024_100248.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 150,676

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $72.995 to $73.37. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:33 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 119 $71.93 $8,560.15
Disclosure

SEC source: 0001415889-24-002611 · form4-02052024_100248.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 151,167

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $71.69 to $71.94. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 21:11 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001415889-24-002055 · form4-01312024_090110.xml · derivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,225

Underlying: Common Stock · 30,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 21:11 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 30,000 $66.03 $1,980,900.00
Disclosure

SEC source: 0001415889-24-002055 · form4-01312024_090110.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,814

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 21:11 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 30,000 $1.79 $53,700.00
Disclosure

SEC source: 0001415889-24-002055 · form4-01312024_090110.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 405,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:50 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001415889-24-001821 · form4-01252024_100131.xml · derivative · entry 9

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,225

Underlying: Common Stock · 12,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:50 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001415889-24-001821 · form4-01252024_100131.xml · derivative · entry 8

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 663

Underlying: Common Stock · 3,000 shares

Expires 2025-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:50 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 2,039 $64.78 $132,086.42
Disclosure

SEC source: 0001415889-24-001821 · form4-01252024_100131.xml · nonDerivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,814

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $64.70 to $64.975. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:50 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 10,023 $63.95 $640,970.85
Disclosure

SEC source: 0001415889-24-001821 · form4-01252024_100131.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 377,853

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $63.66 to $64.625. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:50 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 2,938 $63.22 $185,725.67
Disclosure

SEC source: 0001415889-24-001821 · form4-01252024_100131.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 387,876

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $62.625 to $63.61. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:50 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 12,000 $1.79 $21,480.00
Disclosure

SEC source: 0001415889-24-001821 · form4-01252024_100131.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 390,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:50 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 3,000 $0.04 $120.00
Disclosure

SEC source: 0001415889-24-001821 · form4-01252024_100131.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 378,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:24 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 643 $64.24 $41,304.39
Disclosure

SEC source: 0001209191-24-000779 · doc4.xml · nonDerivative · entry 6

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 151,286

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $64.13 to $64.60. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:24 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 568 $63.68 $36,171.38
Disclosure

SEC source: 0001209191-24-000779 · doc4.xml · nonDerivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 151,929

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F8 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $63.13 to $64.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:24 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 97 $62.91 $6,102.37
Disclosure

SEC source: 0001209191-24-000779 · doc4.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 152,497

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F6 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $62.01 to $62.94. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:24 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 587 $64.33 $37,763.47
Disclosure

SEC source: 0001209191-24-000779 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 151,286

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $64.13 to $64.60. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:24 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 594 $63.65 $37,810.48
Disclosure

SEC source: 0001209191-24-000779 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 151,873

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $63.01 to $64.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:24 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 127 $62.93 $7,992.11
Disclosure

SEC source: 0001209191-24-000779 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 152,467

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $62.01 to $62.96. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 21:35 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-059791 · doc4.xml · derivative · entry 8

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,663

Underlying: Common Stock · 10,000 shares

Expires 2025-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 21:35 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 7,550 $62.08 $468,681.35
Disclosure

SEC source: 0001209191-23-059791 · doc4.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,814

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $61.96 to $62.17. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 21:35 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 7,450 $61.32 $456,856.35
Disclosure

SEC source: 0001209191-23-059791 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 383,364

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $60.885 to $61.76. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 21:35 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 10,000 $0.04 $400.00
Disclosure

SEC source: 0001209191-23-059791 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 390,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 21:35 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 9,900 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001209191-23-059791 · doc4.xml · derivative · entry 7

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 292,327

Underlying: Common Stock · 9,900 shares

Expires 2028-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 21:35 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 9,900 $2.03 $20,097.00
Disclosure

SEC source: 0001209191-23-059791 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 380,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:15 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 552 $52.68 $29,077.15
Disclosure

SEC source: 0001209191-23-057399 · doc4.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 152,594

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F7 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $52.42 to $52.93. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:15 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 757 $51.71 $39,141.44
Disclosure

SEC source: 0001209191-23-057399 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 153,146

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $51.29 to $52.21. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:15 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 841 $52.50 $44,155.02
Disclosure

SEC source: 0001209191-23-057399 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 152,594

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $52.21 to $52.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:15 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 468 $51.43 $24,068.77
Disclosure

SEC source: 0001209191-23-057399 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 153,435

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $51.175 to $52.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:50 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,779 $49.46 $186,921.81
Disclosure

SEC source: 0001209191-23-056818 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 370,914

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $49.35 to $49.89. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:50 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 11,221 $48.96 $549,377.92
Disclosure

SEC source: 0001209191-23-056818 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 374,693

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $48.345 to $49.33. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.