person · Reporting owner
Kalikow Jonathan Gilbert
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Advanced Flower Capital Inc.AFCG · Entity 6926 | Director · Head of Real Estate | December 31, 2022 | February 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Advanced Flower Capital Inc.
Report date December 31, 2022 · Filed February 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 100,000 |
Reported balance
After 2022-06-17 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2022-06-17 · Purchase · Acquired 2,500 · Balance 100,000 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.66 to $15.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 5. F2: The shares are held directly by Gamma Opportunities V LP, a Delaware limited partnership ("GO V"), whose general partner is Gamma Opportunities V GP LLC, a Delaware limited liability company ("GO GP"). GO GP is wholly-owned by the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 668,500 |
Reported balance
Holding disclosure · report date 2022-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 668,500 F3: The shares are held directly by Gamma Equities VIII LLC, a Delaware limited liability company ("GE VIII"). As of December 31, 2022, GO V owns 54% of the economic and voting interests in GE VIII, and the remainder is owned by Gamma Lending Holdco LLC, a Delaware limited liability company ("GLO"), whose managing member is Gamma Lending Opportunities LP, a Delaware limited partnership ("GLO LP"). GLO LP's sole general partner is GRE Lending Opportunities LLC, a Delaware limited liability company ("GLO GP"). GLO GP is a wholly owned subsidiary of Gamma Real Estate LLC ("GRE"). (Continue to footnote 4) F4: (Continue from footnote 3) The Reporting Person owns 50% of the economic and voting interests in GRE and N. Richard Kalikow, father of the Reporting Person, owns the remaining 50% of the economic and voting interests of GRE. The information provided in this Form 5 regarding the shares held by GE VIII further clarifies footnote 3 to the Reporting Person's Form 4 filed with the Commission on January 5, 2023 with respect to the ownership of GE VIII as of such date. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.66 to $15.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 5.
F2: The shares are held directly by Gamma Opportunities V LP, a Delaware limited partnership ("GO V"), whose general partner is Gamma Opportunities V GP LLC, a Delaware limited liability company ("GO GP"). GO GP is wholly-owned by the Reporting Person.
F3: The shares are held directly by Gamma Equities VIII LLC, a Delaware limited liability company ("GE VIII"). As of December 31, 2022, GO V owns 54% of the economic and voting interests in GE VIII, and the remainder is owned by Gamma Lending Holdco LLC, a Delaware limited liability company ("GLO"), whose managing member is Gamma Lending Opportunities LP, a Delaware limited partnership ("GLO LP"). GLO LP's sole general partner is GRE Lending Opportunities LLC, a Delaware limited liability company ("GLO GP"). GLO GP is a wholly owned subsidiary of Gamma Real Estate LLC ("GRE"). (Continue to footnote 4)
F4: (Continue from footnote 3) The Reporting Person owns 50% of the economic and voting interests in GRE and N. Richard Kalikow, father of the Reporting Person, owns the remaining 50% of the economic and voting interests of GRE. The information provided in this Form 5 regarding the shares held by GE VIII further clarifies footnote 3 to the Reporting Person's Form 4 filed with the Commission on January 5, 2023 with respect to the ownership of GE VIII as of such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2023 Filed Jan 5, 2023 23:01 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantCommon Stock | 16,056 | $15.57 | $249,991.92 |
DisclosureSEC source: 0001209191-23-002040 · doc4.xml · nonDerivative · entry 1 Kalikow Jonathan Gilbert · CIK 0001843401 · Director · Head of Real Estate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,056 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 3, 2023, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document |
| June 17, 2022 Filed Feb 14, 2023 21:30 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 2,500 | $15.69 | $39,225.00 |
DisclosureSEC source: 0001829126-23-001527 · ownership.xml · nonDerivative · entry 1 Kalikow Jonathan Gilbert · CIK 0001843401 · Director · Head of Real Estate 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.66 to $15.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 5. F2 · ownership.nature: The shares are held directly by Gamma Opportunities V LP, a Delaware limited partnership ("GO V"), whose general partner is Gamma Opportunities V GP LLC, a Delaware limited liability company ("GO GP"). GO GP is wholly-owned by the Reporting Person. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 12:30 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 57,600 | $15.62 | $899,712.00 |
DisclosureSEC source: 0001209191-22-038243 · doc4.xml · nonDerivative · entry 1 Kalikow Jonathan Gilbert · CIK 0001843401 · Director · Managing Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 97,500 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.42 to $15.83; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: The shares are held directly by Gamma Opportunities V LP, a Delaware limited partnership, whose general partner is Gamma Opportunities V GP LLC, a Delaware limited liability company ("GO GP"). GO GP is a wholly owned by the Reporting Person. Read SEC document |
| May 12, 2022 Filed May 16, 2022 20:45 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 23,900 | $16.58 | $396,192.69 |
DisclosureSEC source: 0001209191-22-029163 · doc4.xml · nonDerivative · entry 1 Kalikow Jonathan Gilbert · CIK 0001843401 · Director · Managing Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,900 F1 · price: This transaction was executed in multiple trades at prices ranging from $16.55 to $16.77; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. F2 · ownership.nature: The shares are held by Gamma Opportunities V LP, a Delaware limited partnership whose general partner is Gamma Opportunities V GP LLC, a Delaware limited liability company ("GO GP"). GO GP is a wholly-owned by the Reporting Person. Read SEC document |
| May 11, 2022 Filed May 13, 2022 12:45 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 16,000 | $16.17 | $258,760.00 |
DisclosureSEC source: 0001209191-22-028750 · doc4.xml · nonDerivative · entry 1 Kalikow Jonathan Gilbert · CIK 0001843401 · Director · Managing Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.40 to $16.69; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. F2 · ownership.nature: The shares are held by Gamma Opportunities V LP, a Delaware limited partnership whose general partner is Gamma Opportunities V GP LLC, a Delaware limited liability company ("GO GP"). GO GP is a wholly-owned by the Reporting Person. Read SEC document |
| January 11, 2022 Filed Jan 13, 2022 23:00 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $20.18 | $0.00 |
DisclosureSEC source: 0001140361-22-001640 · form4.xml · derivative · entry 1 Kalikow Jonathan Gilbert · CIK 0001843401 · Director · Head of Real Estate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-10 F1 · derivative.exercise_date: The Stock Option is fully vested and became exercisable immediately upon grant. Read SEC document |
| March 23, 2021 Filed Mar 26, 2021 01:39 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantStock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001140361-21-010097 · form4.xml · derivative · entry 3 Kalikow Jonathan Gilbert · CIK 0001843401 · Director · Head of Real Estate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2028-03-23 F3 · derivative.exercise_date: The shares subject to this option shall vest over a four-year period with approximately 33% vesting on each of the second, third and fourth anniversaries of the consummation of the Issuer's initial public offering. Read SEC document |
| March 23, 2021 Filed Mar 26, 2021 01:39 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 5,000 | $19.00 | $95,000.00 |
DisclosureSEC source: 0001140361-21-010097 · form4.xml · nonDerivative · entry 1 Kalikow Jonathan Gilbert · CIK 0001843401 · Director · Head of Real Estate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: The shares were purchased in the Issuer's directed share program at the initial public offering price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.