Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Executive Vice President & CFO | December 19, 2012 | December 22, 2012 |
| INTEL CORPINTC · Entity 2799 | Chief Financial Officer | January 03, 2022 | January 05, 2022 |
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP & Chief Financial Officer | December 09, 2018 | December 11, 2018 |
| W.W. GRAINGER, INC.GWW · Entity 2997 | Director | September 01, 2026 | September 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date December 19, 2012 · Filed December 22, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,164,742.5476 |
Reported balance
After 2012-12-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2012-12-19 · Tax withholding · Disposed 45,688 · Balance 1,164,742.5476 F1: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2: Number of shares includes: (a) 785,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 166,000 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 483,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). |
| Common StockSEC Table I · non-derivative | IndirectBy The 401(k) Plan | 1,472.202 |
Reported balance
Holding disclosure · report date 2012-12-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,472.202 F3: Increased number of shares reflects dividend reinvestment under the 401(k) Plan that is exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
F2: Number of shares includes: (a) 785,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 166,000 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 483,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).
F3: Increased number of shares reflects dividend reinvestment under the 401(k) Plan that is exempt under Rule 16b-3.
INTEL CORP
Report date January 03, 2022 · Filed January 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 117,310 |
Ending reported balance
After 2022-01-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-03 · Exercise / conversion · Acquired 15,507 · Balance 122,812 F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation (the "Company") common stock. Row 2 · 2022-01-03 · Tax withholding · Disposed 5,502 · Balance 117,310 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,520 |
Reported balance
After 2022-01-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-01-03 · Exercise / conversion · Disposed 15,507 · Balance 15,520 F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation (the "Company") common stock. F2: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on July 3, 2019. If the quarterly vesting date falls on a non-business date, the next business date shall apply. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 1,540 |
Reported balance
Holding disclosure · report date 2022-01-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,540 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation (the "Company") common stock.
F2: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on July 3, 2019. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
QUALCOMM INC/DE
Report date December 09, 2018 · Filed December 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 142,448 |
Last balance in matching sequence
After 2018-12-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-12-09 · Grant · Acquired 19,939 · Balance 152,334 F1: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid. F2: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Row 2 · 2018-12-09 · Tax withholding · Disposed 9,886 · Balance 142,448 F2: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid.
F2: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997.
W.W. GRAINGER, INC.
Report date September 01, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,262 |
Reported balance
After 2026-09-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-01 · Grant · Acquired 2 · Balance 1,262 F1: 1-for-1 F2: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1
F2: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2010 Filed Jan 22, 2010 02:04 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004181 · rrd263469.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,462.5476 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 163,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest on 12/19/10; (b) 61,250 performance shares are scheduled to vest in two equal installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 52,500 performance shares are scheduled to vest (i) as to 39,375 shares no earlier than 12/19/10 and (ii) as to 13,125 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 19, 2009 Filed Dec 23, 2009 02:39 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 30,516 | $13.62 | $415,627.92 |
DisclosureSEC source: 0001181431-09-058379 · rrd260768.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,462.5476 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 163,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest on 12/19/10; (b) 61,250 performance shares are scheduled to vest in two equal installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 52,500 performance shares are scheduled to vest (i) as to 39,375 shares no earlier than 12/19/10 and (ii) as to 13,125 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:30 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 715 | $13.18 | $9,423.70 |
DisclosureSEC source: 0001181431-09-042580 · rrd252153.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,978.5476 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 244,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 100,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 91,875 performance shares are scheduled to vest in three equal installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 52,500 performance shares are scheduled to vest (i) as to 26,250 shares no earlier than on 12/19/09 and (ii) as to 26,250 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| March 09, 2009 Filed Mar 12, 2009 01:42 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-09-015209 · rrd237069.xml · derivative · entry 4 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2014-03-09 F4 · derivative.exercise_date: Shares become exercisable in three equal annual installments beginning on April 1, 2010 (assuming continued employment). Read SEC document |
| December 19, 2008 Filed Dec 24, 2008 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 30,770 | $10.13 | $311,700.10 |
DisclosureSEC source: 0001181431-08-069189 · rrd227578.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,999.5476 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 246,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,000 performance shares are scheduled to vest on 8/31/09; (b) 100,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 91,875 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 52,500 performance shares are scheduled to vest (i) as to 26,250 shares no earlier than on 12/19/09 and (ii) as to 26,250 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:23 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 715 | $17.92 | $12,812.80 |
DisclosureSEC source: 0001181431-08-051436 · rrd217670.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,769.5476 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 327,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,000 performance shares are scheduled to vest on 8/31/09, (b) 150,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 175,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| March 11, 2008 Filed Mar 14, 2008 00:47 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $20.06 | $0.00 |
DisclosureSEC source: 0001181431-08-018682 · rrd199465.xml · derivative · entry 5 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2008-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2008 Filed Mar 14, 2008 00:47 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 50,000 | $20.88 | $1,043,850.00 |
DisclosureSEC source: 0001181431-08-018682 · rrd199465.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,030.5476 Read SEC document |
| March 11, 2008 Filed Mar 14, 2008 00:47 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 50,000 | $20.06 | $1,003,125.00 |
DisclosureSEC source: 0001181431-08-018682 · rrd199465.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,030.5476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 329,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 4,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 150,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 175,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2007 Filed Dec 22, 2007 02:46 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 19,354 | $17.59 | $340,436.86 |
DisclosureSEC source: 0001181431-07-077377 · rrd183786.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,576.5476 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 329,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 4,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 150,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 175,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| December 10, 2007 Filed Dec 13, 2007 02:54 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-075172 · rrd182038.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,930.5476 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/08 (subject to continued employment). F2 · balance_after: Number of shares also includes 204,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 4,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| October 05, 2007 Filed Oct 10, 2007 00:19 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $21.03 | $0.00 |
DisclosureSEC source: 0001181431-07-061572 · rrd174678.xml · derivative · entry 8 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2007-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2007 Filed Oct 10, 2007 00:19 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $21.03 | $0.00 |
DisclosureSEC source: 0001181431-07-061572 · rrd174678.xml · derivative · entry 7 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2007-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2007 Filed Oct 10, 2007 00:19 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 45,000 | $21.21 | $954,648.00 |
DisclosureSEC source: 0001181431-07-061572 · rrd174678.xml · nonDerivative · entry 4 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,930.5476 F1 · balance_after: Number of shares includes 204,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 4,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| October 05, 2007 Filed Oct 10, 2007 00:19 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 45,000 | $21.03 | $946,408.50 |
DisclosureSEC source: 0001181431-07-061572 · rrd174678.xml · nonDerivative · entry 3 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,930.5476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 204,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 4,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| October 05, 2007 Filed Oct 10, 2007 00:19 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 45,000 | $21.25 | $956,250.00 |
DisclosureSEC source: 0001181431-07-061572 · rrd174678.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,930.5476 F1 · balance_after: Number of shares includes 204,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 4,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| October 05, 2007 Filed Oct 10, 2007 00:19 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 45,000 | $21.03 | $946,408.50 |
DisclosureSEC source: 0001181431-07-061572 · rrd174678.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,930.5476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 204,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 4,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2007 Filed Sep 6, 2007 01:55 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 715 | $21.36 | $15,272.40 |
DisclosureSEC source: 0001181431-07-056075 · rrd171594.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,930.5476 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased in number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 204,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 4,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| January 25, 2007 Filed Jan 29, 2007 23:43 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantPerformance Shares (or Restricted Stock Units) | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-006510 · rrd144433.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,737.5476 F1 · security: The performance shares (or restricted stock units) will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F2 · shares: The performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments commencing 12/19/07 (assuming continued employment). F3 · balance_after: Number of shares includes 6,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.