Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Executive Vice President & CFO | December 19, 2012 | December 22, 2012 |
| INTEL CORPINTC · Entity 2799 | Chief Financial Officer | January 03, 2022 | January 05, 2022 |
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP & Chief Financial Officer | December 09, 2018 | December 11, 2018 |
| W.W. GRAINGER, INC.GWW · Entity 2997 | Director | September 01, 2026 | September 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date December 19, 2012 · Filed December 22, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,164,742.5476 |
Reported balance
After 2012-12-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2012-12-19 · Tax withholding · Disposed 45,688 · Balance 1,164,742.5476 F1: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2: Number of shares includes: (a) 785,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 166,000 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 483,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). |
| Common StockSEC Table I · non-derivative | IndirectBy The 401(k) Plan | 1,472.202 |
Reported balance
Holding disclosure · report date 2012-12-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,472.202 F3: Increased number of shares reflects dividend reinvestment under the 401(k) Plan that is exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
F2: Number of shares includes: (a) 785,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 166,000 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 483,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).
F3: Increased number of shares reflects dividend reinvestment under the 401(k) Plan that is exempt under Rule 16b-3.
INTEL CORP
Report date January 03, 2022 · Filed January 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 117,310 |
Ending reported balance
After 2022-01-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-03 · Exercise / conversion · Acquired 15,507 · Balance 122,812 F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation (the "Company") common stock. Row 2 · 2022-01-03 · Tax withholding · Disposed 5,502 · Balance 117,310 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,520 |
Reported balance
After 2022-01-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-01-03 · Exercise / conversion · Disposed 15,507 · Balance 15,520 F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation (the "Company") common stock. F2: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on July 3, 2019. If the quarterly vesting date falls on a non-business date, the next business date shall apply. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 1,540 |
Reported balance
Holding disclosure · report date 2022-01-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,540 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation (the "Company") common stock.
F2: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on July 3, 2019. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
QUALCOMM INC/DE
Report date December 09, 2018 · Filed December 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 142,448 |
Last balance in matching sequence
After 2018-12-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-12-09 · Grant · Acquired 19,939 · Balance 152,334 F1: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid. F2: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Row 2 · 2018-12-09 · Tax withholding · Disposed 9,886 · Balance 142,448 F2: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid.
F2: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997.
W.W. GRAINGER, INC.
Report date September 01, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,262 |
Reported balance
After 2026-09-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-01 · Grant · Acquired 2 · Balance 1,262 F1: 1-for-1 F2: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1
F2: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2018 Filed May 8, 2018 20:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 19,821.3097 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000032 · edgardoc.xml · derivative · entry 3 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,821.3097 Underlying: Common Stock · 19,821.3097 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 05, 2018 Filed May 8, 2018 20:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,970 | $52.49 | $365,855.30 |
DisclosureSEC source: 0001205233-18-000032 · edgardoc.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 124,493 F2 · balance_after: Includes 235 shares acquired on July 31, 2017 and 234 shares acquired on January 31, 2018 under the Company's Employee Stock Purchase Plan. Read SEC document |
| May 05, 2018 Filed May 8, 2018 20:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 19,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000032 · edgardoc.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 131,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 19,050.5209 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000090 · edgardoc.xml · derivative · entry 3 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,098.8452 Underlying: Common Stock · 19,050.5209 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 7,306 | $54.93 | $401,318.58 |
DisclosureSEC source: 0001234452-17-000090 · edgardoc.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,173 F2 · balance_after: Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 19,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000090 · edgardoc.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 118,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 16:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 12,398.6824 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000510 · edgardoc.xml · derivative · entry 3 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2016-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on September 29, 2014, 2015 and 2016. F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on September 29, 2014, 2015 and 2016. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 16:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,469 | $67.45 | $436,334.05 |
DisclosureSEC source: 0001234452-16-000510 · edgardoc.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 99,227 F2 · balance_after: Includes 271 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2016. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 16:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 12,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000510 · edgardoc.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 105,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| May 05, 2016 Filed May 9, 2016 18:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 18,389.5471 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000445 · edgardoc.xml · derivative · entry 3 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,169.7015 Underlying: Common Stock · 18,389.5471 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 05, 2016 Filed May 9, 2016 18:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 9,596 | $51.13 | $490,643.48 |
DisclosureSEC source: 0001234452-16-000445 · edgardoc.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 93,027 F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| May 05, 2016 Filed May 9, 2016 18:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 18,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000445 · edgardoc.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| March 24, 2016 Filed Mar 25, 2016 17:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 35,137.8901 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000405 · edgardoc.xml · derivative · entry 3 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,137.8901 shares Expires 2016-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on March 11, 2014, 2015, and 2016. F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on March 11, 2014, 2015, and 2016. Read SEC document |
| March 24, 2016 Filed Mar 25, 2016 17:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 15,460 | $50.86 | $786,295.60 |
DisclosureSEC source: 0001234452-16-000405 · edgardoc.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,234 F2 · balance_after: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2016. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| March 24, 2016 Filed Mar 25, 2016 17:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 35,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000405 · edgardoc.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 99,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| September 29, 2015 Filed Sep 30, 2015 17:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 11,941.2761 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000245 · edgardoc.xml · derivative · entry 3 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,942.3255 Underlying: Common Stock · 11,941.2761 shares Expires 2016-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on September 29, 2014, 2015 and 2016. F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on September 29, 2014, 2015 and 2016. Read SEC document |
| September 29, 2015 Filed Sep 30, 2015 17:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,231 | $52.43 | $326,691.33 |
DisclosureSEC source: 0001234452-15-000245 · edgardoc.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 64,363 F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| September 29, 2015 Filed Sep 30, 2015 17:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 11,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000245 · edgardoc.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 70,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| July 28, 2015 Filed Jul 29, 2015 16:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | PurchaseCommon Stock | 8,100 | $62.34 | $504,954.00 |
DisclosureSEC source: 0001234452-15-000223 · edgardoc.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 58,463 F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| May 05, 2015 Filed May 6, 2015 00:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 17,746.0145 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000152 · edgardoc.xml · derivative · entry 4 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,980.989 Underlying: Common Stock · 17,746.0145 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 05, 2015 Filed May 6, 2015 00:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 9,260 | $68.37 | $633,106.20 |
DisclosureSEC source: 0001234452-15-000152 · edgardoc.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 50,363 F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| May 05, 2015 Filed May 6, 2015 00:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 17,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000152 · edgardoc.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 59,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| May 03, 2015 Filed May 6, 2015 00:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 88,727.0035 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000152 · edgardoc.xml · derivative · entry 3 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,727.0035 Underlying: Common Stock · 88,727.0035 shares Expires 2019-05-05 F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied. F4 · shares: These Restricted Stock Units include an initial grant of 86,727 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| March 26, 2015 Filed Mar 30, 2015 19:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 33,906.3031 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000105 · edgardoc.xml · derivative · entry 3 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,906.3031 Underlying: Common Stock · 33,906.3031 shares Expires 2016-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on March 11, 2014, 2015, and 2016. F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on March 11, 2014, 2015, and 2016. Read SEC document |
| March 26, 2015 Filed Mar 30, 2015 19:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 33,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000105 · edgardoc.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 41,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| March 26, 2015 Filed Mar 30, 2015 19:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 15,516 | $67.16 | $1,041,976.98 |
DisclosureSEC source: 0001234452-15-000105 · edgardoc.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,971 F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| March 13, 2015 Filed Mar 17, 2015 19:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 147.4664 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000091 · edgardoc.xml · derivative · entry 3 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,391.4722 Underlying: Common Stock · 147.4664 shares Expires 2016-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: These Restricted Stock Units represent dividend equivalents that vested on March 11, 2014. The Restricted Stock Units (and allocable dividend equivalents) remaining from this grant vest in equal amounts on March 11, 2015 and 2016. F4 · derivative.expiration_date: These Restricted Stock Units represent dividend equivalents that vested on March 11, 2014. The Restricted Stock Units (and allocable dividend equivalents) remaining from this grant vest in equal amounts on March 11, 2015 and 2016. Read SEC document |
| March 13, 2015 Filed Mar 17, 2015 19:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 54 | $68.64 | $3,706.56 |
DisclosureSEC source: 0001234452-15-000091 · edgardoc.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 23,487 F2 · balance_after: Includes 172 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2015. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| March 13, 2015 Filed Mar 17, 2015 19:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 147 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000091 · edgardoc.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 23,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| September 29, 2014 Filed Sep 30, 2014 18:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 11,609.4831 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000296 · edgardoc.xml · derivative · entry 3 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,219.9866 Underlying: Common Stock · 11,609.4831 shares Expires 2016-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on September 29, 2014, 2015 and 2016. F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on September 29, 2014, 2015 and 2016. Read SEC document |
| September 29, 2014 Filed Sep 30, 2014 18:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,058 | $74.82 | $453,259.56 |
DisclosureSEC source: 0001234452-14-000296 · edgardoc.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 23,222 F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| September 29, 2014 Filed Sep 30, 2014 18:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 11,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000296 · edgardoc.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| March 11, 2014 Filed Mar 12, 2014 17:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 32,994.5514 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000107 · edgardoc.xml · derivative · entry 3 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,989.1028 Underlying: Common Stock · 32,994.5514 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| March 11, 2014 Filed Mar 12, 2014 17:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 15,323 | $76.71 | $1,175,427.33 |
DisclosureSEC source: 0001234452-14-000107 · edgardoc.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,671 F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| March 11, 2014 Filed Mar 12, 2014 17:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 32,994.5514 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000107 · edgardoc.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,994.5514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 19:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,379 | $66.60 Strike: $1.00 | $91,840.71 |
DisclosureSEC source: 0001234452-14-000017 · edgardoc.xml · derivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 1,379 Underlying: Common Stock · 1,379 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| September 29, 2013 Filed Oct 1, 2013 21:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 34,135 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000402 · edgardoc.xml · derivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,135 Underlying: Common Stock · 34,135 shares Expires 2023-09-28 F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| March 11, 2013 Filed Mar 12, 2013 20:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 97,452 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000129 · edgardoc.xml · derivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,452 Underlying: Common Stock · 97,452 shares Expires 2023-03-10 F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| December 19, 2012 Filed Dec 22, 2012 02:17 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 45,688 | $11.34 | $518,101.92 |
DisclosureSEC source: 0001127602-12-034910 · form4.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164,742.5476 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes: (a) 785,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 166,000 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 483,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:31 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033216 · form4.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210,430.5476 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects: (a) periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3 and (b) a transfer to direct ownership of 220 shares of common stock previously reported as indirectly held by trust. Number of shares includes: (a) 638,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 269,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| June 19, 2012 Filed Jun 21, 2012 22:53 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-020618 · form4.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 959,556.5476 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning July 1, 2013 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 538,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 269,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 19, 2011 Filed Dec 22, 2011 02:13 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 84,058 | $10.13 | $851,507.54 |
DisclosureSEC source: 0001127602-11-033042 · form4.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,865.5476 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes: (a) 538,500 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 269,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 05, 2011 Filed Dec 8, 2011 02:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Disposition to issuerCommon Stock | 17,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-031477 · form4.xml · nonDerivative · entry 3 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942,923.5476 F5 · shares: Represents previously-reported performance shares (restricted stock units) that have been forfeited as specified performance goals were not fully achieved. F6 · balance_after: Number of shares includes: (a) 718,563 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 449,563 shares are scheduled to vest in installments during each December of 2011 through 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 05, 2011 Filed Dec 8, 2011 02:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 17,000 | $0.01 | $170.00 |
DisclosureSEC source: 0001127602-11-031477 · form4.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960,642.5476 F3 · shares: Represents shares of restricted stock that will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F4 · balance_after: Number of shares includes 736,282 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 93,907 shares are scheduled to vest in installments during each December of 2011 through 2013; (b) provided specified performance goals are achieved, 409,375 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (c) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 05, 2011 Filed Dec 8, 2011 02:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 233,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-031477 · form4.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 943,642.5476 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 503,282 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 93,907 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 409,375 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| March 04, 2011 Filed Mar 9, 2011 02:09 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-11-016675 · rrd304543.xml · derivative · entry 5 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 200,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2010 and 400,000 shares are scheduled to become exercisable in two equal annual installments beginning on 4/1/2011 (subject to continued employment through each vest date). Read SEC document |
| March 04, 2011 Filed Mar 9, 2011 02:09 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 200,000 | $16.61 | $3,321,800.00 |
DisclosureSEC source: 0001181431-11-016675 · rrd304543.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,967.5476 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 503,282 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 93,907 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 409,375 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 04, 2011 Filed Mar 9, 2011 02:09 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 200,000 | $8.58 | $1,716,000.00 |
DisclosureSEC source: 0001181431-11-016675 · rrd304543.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,967.5476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 503,282 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 93,907 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 409,375 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:34 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 51,570 | $13.61 | $701,867.70 |
DisclosureSEC source: 0001181431-10-063174 · rrd294990.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,253.5476 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 503,282 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 93,907 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 409,375 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:25 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060378 · rrd293561.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,823.5476 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 363,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 113,125 shares are scheduled to vest on 12/19/2010; (b) 61,250 shares are scheduled to vest in two equal installments beginning 12/19/2010; (c) 30,000 shares are scheduled to vest on 12/19/2011; (d) provided specified performance goals are achieved, 39,375 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 120,000 shares are scheduled to vest: (Continued in Footnote 3) F3 · balance_after: (i) as to 20,000 shares no earlier than 12/19/2011 and (ii) as to 100,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.