Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST BUSINESS FINANCIAL SERVICES, INC.FBIZ · Entity 5359 | Chief Financial Officer | February 16, 2023 | February 21, 2023 |
| PEOPLES BANCORP INCPEBO · Entity 199 | Chief Financial Officer | September 30, 2015 | October 25, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST BUSINESS FINANCIAL SERVICES, INC.
Report date February 16, 2023 · Filed February 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,012.143 |
Reported balance
After 2023-02-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-16 · Tax withholding · Disposed 408 · Balance 19,012.143 F1: Includes 1,005.142756 shares held by reporting person's dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 1,005.142756 shares held by reporting person's dividend reinvestment plan.
PEOPLES BANCORP INC
Report date September 30, 2015 · Filed October 25, 2016 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,137.84 |
Reported balance
After 2015-09-30 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2015-09-30 · Other · Acquired 67.9 · Balance 14,137.84 F1: Shares acquired as a result of participation in an employee stock purchase plan. F2: The price is being adjusted to reflect the 15% discount received on shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired as a result of participation in an employee stock purchase plan.
F2: The price is being adjusted to reflect the 15% discount received on shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2023 Filed Feb 21, 2023 16:32 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 408 | $36.42 | $14,859.36 |
DisclosureSEC source: 0001062993-23-004252 · form4.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,012.143 F1 · balance_after: Includes 1,005.142756 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:03 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 105 | $36.41 | $3,823.05 |
DisclosureSEC source: 0001062993-22-018366 · form4.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,243.8519 F1 · balance_after: Includes 828.8517 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 16:05 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 1,804 | $33.00 | $59,532.00 |
DisclosureSEC source: 0001062993-22-010501 · form4.xml · nonDerivative · entry 2 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,287.8519 F2 · balance_after: Includes 767.8517 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 16:05 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 5,800 | $33.00 | $191,400.00 |
DisclosureSEC source: 0001062993-22-010501 · form4.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,091.8519 F1 · shares: Issuance of Common Stock upon vesting of Performance Restricted Stock Unit awards for the performance period 2019-2021. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 16:42 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 574 | $33.60 | $19,286.40 |
DisclosureSEC source: 0001062993-22-004981 · form4.xml · nonDerivative · entry 2 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,260.815 F1 · balance_after: Includes 736.82 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 16:42 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 1,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-004981 · form4.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,775.06 Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 16:40 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 335 | $28.65 | $9,597.75 |
DisclosureSEC source: 0000892712-21-000291 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,630.06 F1 · balance_after: Includes 677.07 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 16:42 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 362 | $21.68 | $7,848.16 |
DisclosureSEC source: 0000892712-21-000093 · edgar.xml · nonDerivative · entry 2 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,905.91 F1 · balance_after: Includes 617.91 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 16:42 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 1,760 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-21-000093 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,239.49 Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 16:29 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 438 | $18.89 | $8,273.82 |
DisclosureSEC source: 0000892712-20-000298 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,479.49 F1 · balance_after: Includes 589.49 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 16:15 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | PurchaseCommon Stock | 3,122 | $16.01 | $49,973.85 |
DisclosureSEC source: 0000892712-20-000282 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,896.78 F1 · balance_after: Includes 568.78 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| May 18, 2020 Filed May 19, 2020 16:26 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 196 | $13.80 | $2,704.80 |
DisclosureSEC source: 0000892712-20-000196 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,774.78 F1 · balance_after: Includes 568.78 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 16:37 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 196 | $25.82 | $5,060.72 |
DisclosureSEC source: 0000892712-20-000105 · edgar.xml · nonDerivative · entry 2 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,876.8 F1 · balance_after: Includes 474.8 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 16:37 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 1,365 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-20-000105 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,072.8 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 17:05 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 438 | $23.82 | $10,433.16 |
DisclosureSEC source: 0000892712-19-000317 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,621.8 F1 · balance_after: Includes 388.8 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| May 16, 2019 Filed May 20, 2019 16:26 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 192 | $23.82 | $4,573.44 |
DisclosureSEC source: 0000892712-19-000213 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,013.03 F1 · balance_after: Includes 342.03 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 16:27 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 1,610 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-19-000074 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,158.39 Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 16:57 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 333 | $22.29 | $7,422.57 |
DisclosureSEC source: 0000892712-18-000383 · edgar.xml · nonDerivative · entry 2 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,469 F1 · balance_after: Includes approximately 217 shares of the issuer's common stock received pursuant to dividend reinvestment as of August 20, 2018. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 16:57 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-18-000383 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,802 F1 · balance_after: Includes approximately 217 shares of the issuer's common stock received pursuant to dividend reinvestment as of August 20, 2018. Read SEC document |
| May 16, 2018 Filed May 25, 2018 16:08 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 230 | $25.97 | $5,973.10 |
DisclosureSEC source: 0000892712-18-000247 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,423 F1 · balance_after: Includes 182 shares of the issuer's common stock received pursuant to dividend reinvestment. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 16:26 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 2,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000628 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,585 Read SEC document |
| August 16, 2017 Filed Nov 15, 2017 17:20 UTC Amendment | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 114 | $21.35 | $2,433.90 |
DisclosureSEC source: 0000892712-17-000766 · edgar.xml · nonDerivative · entry 2 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,471 F1 · balance_after: Amended to reflect the withholding of shares to satisfy tax withholding obligations and correct the resulting balance. Read SEC document |
| August 16, 2017 Filed Nov 15, 2017 17:20 UTC Amendment | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 2,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000766 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,585 Read SEC document |
| May 16, 2017 Filed May 18, 2017 16:33 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 210 | $23.89 | $5,016.90 |
DisclosureSEC source: 0000892712-17-000438 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,640 Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 16:36 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | PurchaseCommon Stock | 1,000 | $18.89 | $18,890.00 |
DisclosureSEC source: 0000892712-16-001994 · edgar.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,850 Read SEC document |
| September 30, 2015 Filed Oct 25, 2016 11:38 UTC Amendment | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 67.9 | $17.67 | $1,199.79 |
DisclosureSEC source: 0000318300-16-000692 · wf-form4a_147739552354919.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,137.84 F1 · kind: Shares acquired as a result of participation in an employee stock purchase plan. F2 · price: The price is being adjusted to reflect the 15% discount received on shares. Read SEC document |
| June 30, 2015 Filed Oct 25, 2016 11:38 UTC Amendment | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 60.5 | $19.84 | $1,200.32 |
DisclosureSEC source: 0000318300-16-000691 · wf-form4a_147739550633015.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,069.94 F1 · kind: Shares acquired as a result of participation in an employee stock purchase plan. F2 · price: The price is being adjusted to reflect the 15% discount received on shares. Read SEC document |
| March 31, 2015 Filed Oct 25, 2016 11:38 UTC Amendment | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 59.7 | $20.09 | $1,199.37 |
DisclosureSEC source: 0000318300-16-000690 · wf-form4a_147739548668422.xml · nonDerivative · entry 1 Sloane Edward G JR · CIK 0001435770 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,009.44 F1 · kind: Shares acquired as a result of participation in an employee stock purchase plan. F2 · price: The price is being adjusted to reflect the 15% discount received on shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.