person · Reporting owner

LOUGHEED JAMES

Disclosed activity across 2 companies

Tapewire entity: 116666
SEC CIK: 0001642366

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
MAXLINEAR, INCMXL · Entity 3882	See Remarks	February 20, 2023	February 21, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MAXLINEAR, INC

Report date February 20, 2023 · Filed February 21, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	61,546	Reported balance After 2023-02-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2023-02-20 · Exercise / conversion · Acquired 460 · Balance 61,546 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
Common StockSEC Table I · non-derivative	Direct	61,086	Reported balance After 2023-02-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2023-02-20 · Tax withholding · Disposed 460 · Balance 61,086 F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	11,691	Reported balance After 2023-02-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2023-02-20 · Exercise / conversion · Disposed 460 · Balance 11,691 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 12,990 RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.

F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 12,990 RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

EXAR CORP

Report date May 12, 2017 · Filed May 16, 2017

Section 16 reporting ended · disclosed 2017-05-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2017-05-12 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2017-05-12 · Other · Disposed 43,843 · Balance 23,333 F1: Tendered into and disposed of upon the closing of the tender offer initiated by Eagle Acquisition Corp. ("Purchaser") pursuant to the Agreement and Plan of Merger by and among MaxLinear, Inc. ("MaxLinear"), Purchaser (a wholly owned subsidiary of MaxLinear), and Issuer, dated as of March 28, 2017 (the "Merger Agreement"), whereby Purchaser offered to purchase each outstanding share of common stock of the Issuer ("Issuer Common Stock") for a cash payment of $13.00 per share (the "Offer Price"). Row 2 · 2017-05-12 · Disposition to issuer · Disposed 23,333 · Balance 0 F2: Disposed of pursuant to the Merger Agreement whereby each unvested restricted stock unit of Issuer Common Stock ("RSU") award held by a continuing service provider was automatically converted into a corresponding stock unit award in that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the unvested Issuer RSU multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, which converted stock unit awards vest by the Reporting Person's completion of the remaining service-vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear. The Option Exchange Ratio was calculated as the quotient of the Offer Price over $28.61 (which is the volume weighted average closing price per share of MaxLinear's Common Stock as reported on the NYSE over the 10 consecutive trading days ending on the second trading immediately preceding the expiration of Purchaser's tender offer).
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.55 · Expires 2021-09-17	Direct	Reported balance After 2017-05-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-05-12 · Disposition to issuer · Disposed 19,375 · Balance 0 F3: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($3.45).
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.92 · Expires 2022-09-14	Direct	Reported balance After 2017-05-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-05-12 · Disposition to issuer · Disposed 59,375 · Balance 0 F4: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.08).
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.53 · Expires 2023-02-01	Direct	Reported balance After 2017-05-12 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-05-12 · Disposition to issuer · Disposed 15,625 · Balance 0 F5: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.47).
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.18 · Expires 2023-05-02	Direct	Reported balance After 2017-05-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2017-05-12 · Disposition to issuer · Disposed 20,000 · Balance 0 F6: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($6.82).
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.97 · Expires 2017-10-01	Direct	Reported balance After 2017-05-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-05-12 · Disposition to issuer · Disposed 20,000 · Balance 0 F7: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.03).
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.96 · Expires 2018-04-01	Direct	Reported balance After 2017-05-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2017-05-12 · Disposition to issuer · Disposed 30,000 · Balance 0 F8: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.04).
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.98 · Expires 2019-11-01	Direct	Reported balance After 2017-05-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2017-05-12 · Disposition to issuer · Disposed 35,000 · Balance 0 F9: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($4.02).
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.55 · Expires 2021-09-17	Direct	Reported balance After 2017-05-12 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2017-05-12 · Disposition to issuer · Disposed 10,625 · Balance 0 F10: Disposed of pursuant to the Merger Agreement whereby each unvested option to acquire Issuer Common Stock subject only to time-based vesting and held by a continuing service provider was automatically converted into a corresponding option to purchase that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the Issuer option multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, at an exercise price equal to the exercise price per share of Issuer Common Stock divided by the Option Exchange Ratio, rounded up to the nearest whole cent. These converted stock unit awards vest by the Reporting Person's completion of the remaining time-based vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.92 · Expires 2022-09-14	Direct	Reported balance After 2017-05-12 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2017-05-12 · Disposition to issuer · Disposed 90,625 · Balance 0 F10: Disposed of pursuant to the Merger Agreement whereby each unvested option to acquire Issuer Common Stock subject only to time-based vesting and held by a continuing service provider was automatically converted into a corresponding option to purchase that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the Issuer option multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, at an exercise price equal to the exercise price per share of Issuer Common Stock divided by the Option Exchange Ratio, rounded up to the nearest whole cent. These converted stock unit awards vest by the Reporting Person's completion of the remaining time-based vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.53 · Expires 2023-02-01	Direct	Reported balance After 2017-05-12 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2017-05-12 · Disposition to issuer · Disposed 34,375 · Balance 0 F10: Disposed of pursuant to the Merger Agreement whereby each unvested option to acquire Issuer Common Stock subject only to time-based vesting and held by a continuing service provider was automatically converted into a corresponding option to purchase that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the Issuer option multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, at an exercise price equal to the exercise price per share of Issuer Common Stock divided by the Option Exchange Ratio, rounded up to the nearest whole cent. These converted stock unit awards vest by the Reporting Person's completion of the remaining time-based vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.18 · Expires 2023-05-02	Direct	Reported balance After 2017-05-12 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2017-05-12 · Disposition to issuer · Disposed 60,000 · Balance 0 F10: Disposed of pursuant to the Merger Agreement whereby each unvested option to acquire Issuer Common Stock subject only to time-based vesting and held by a continuing service provider was automatically converted into a corresponding option to purchase that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the Issuer option multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, at an exercise price equal to the exercise price per share of Issuer Common Stock divided by the Option Exchange Ratio, rounded up to the nearest whole cent. These converted stock unit awards vest by the Reporting Person's completion of the remaining time-based vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear.

Filing footnotes · ownership attribution and instrument terms

F1: Tendered into and disposed of upon the closing of the tender offer initiated by Eagle Acquisition Corp. ("Purchaser") pursuant to the Agreement and Plan of Merger by and among MaxLinear, Inc. ("MaxLinear"), Purchaser (a wholly owned subsidiary of MaxLinear), and Issuer, dated as of March 28, 2017 (the "Merger Agreement"), whereby Purchaser offered to purchase each outstanding share of common stock of the Issuer ("Issuer Common Stock") for a cash payment of $13.00 per share (the "Offer Price").

F2: Disposed of pursuant to the Merger Agreement whereby each unvested restricted stock unit of Issuer Common Stock ("RSU") award held by a continuing service provider was automatically converted into a corresponding stock unit award in that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the unvested Issuer RSU multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, which converted stock unit awards vest by the Reporting Person's completion of the remaining service-vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear. The Option Exchange Ratio was calculated as the quotient of the Offer Price over $28.61 (which is the volume weighted average closing price per share of MaxLinear's Common Stock as reported on the NYSE over the 10 consecutive trading days ending on the second trading immediately preceding the expiration of Purchaser's tender offer).

F3: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($3.45).

F4: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.08).

F5: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.47).

F6: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($6.82).

F7: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.03).

F8: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.04).

F9: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($4.02).

F10: Disposed of pursuant to the Merger Agreement whereby each unvested option to acquire Issuer Common Stock subject only to time-based vesting and held by a continuing service provider was automatically converted into a corresponding option to purchase that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the Issuer option multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, at an exercise price equal to the exercise price per share of Issuer Common Stock divided by the Option Exchange Ratio, rounded up to the nearest whole cent. These converted stock unit awards vest by the Reporting Person's completion of the remaining time-based vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 20, 2020 Filed May 22, 2020 20:19 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	3,088	$17.37	$53,638.56	Disclosure SEC source: 0001288469-20-000108 · wf-form4_159017877846465.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,895 Read SEC document
May 20, 2020 Filed May 22, 2020 20:19 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	3,088	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000108 · wf-form4_159017877846465.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document
March 31, 2020 Filed Apr 2, 2020 23:42 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	25,706	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000063 · wf-form4_158587093161926.xml · derivative · entry 5 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,706 Underlying: Common Stock · 25,706 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. Read SEC document
March 31, 2020 Filed Apr 2, 2020 23:42 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	1,177	$11.67	$13,735.59	Disclosure SEC source: 0001288469-20-000063 · wf-form4_158587093161926.xml · nonDerivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,048 Read SEC document
March 31, 2020 Filed Apr 2, 2020 23:42 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantCommon Stock	3,404	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000063 · wf-form4_158587093161926.xml · nonDerivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,225 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 31, 2020. Read SEC document
March 31, 2020 Filed Apr 2, 2020 23:42 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	280	$11.67	$3,267.60	Disclosure SEC source: 0001288469-20-000063 · wf-form4_158587093161926.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,821 Read SEC document
March 31, 2020 Filed Apr 2, 2020 23:42 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantCommon Stock	810	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000063 · wf-form4_158587093161926.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,101 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:12 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	688	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000025 · wf-form4_158258950753900.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,154 Underlying: Common Stock · 688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:12 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	1,995	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000025 · wf-form4_158258950753900.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,573 Underlying: Common Stock · 1,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:12 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	2,683	$18.66	$50,064.78	Disclosure SEC source: 0001288469-20-000025 · wf-form4_158258950753900.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,291 Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:12 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	2,683	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000025 · wf-form4_158258950753900.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document
November 20, 2019 Filed Nov 22, 2019 21:10 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingRestricted Stock Units · Derivative	582	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000189 · wf-form4_157445699329991.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,837 Underlying: Common Stock · 582 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document
November 20, 2019 Filed Nov 22, 2019 21:10 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	1,806	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000189 · wf-form4_157445699329991.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,797 Underlying: Common Stock · 1,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. Read SEC document
November 20, 2019 Filed Nov 22, 2019 21:10 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	2,388	$19.99	$47,736.12	Disclosure SEC source: 0001288469-19-000189 · wf-form4_157445699329991.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,067 Read SEC document
November 20, 2019 Filed Nov 22, 2019 21:10 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	2,388	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000189 · wf-form4_157445699329991.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document
October 03, 2019 Filed Oct 7, 2019 20:18 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	785	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000162 · wf-form4_157047948991700.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,272 Underlying: Common Stock · 785 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter. Read SEC document
October 03, 2019 Filed Oct 7, 2019 20:18 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	785	$21.58	$16,940.30	Disclosure SEC source: 0001288469-19-000162 · wf-form4_157047948991700.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,546 Read SEC document
October 03, 2019 Filed Oct 7, 2019 20:18 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	785	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000162 · wf-form4_157047948991700.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document
August 20, 2019 Filed Aug 22, 2019 23:53 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	582	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000135 · wf-form4_156651801781979.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,521 Underlying: Common Stock · 582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document
August 20, 2019 Filed Aug 22, 2019 23:53 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	1,806	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000135 · wf-form4_156651801781979.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,022 Underlying: Common Stock · 1,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. Read SEC document
August 20, 2019 Filed Aug 22, 2019 23:53 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	2,388	$20.66	$49,336.08	Disclosure SEC source: 0001288469-19-000135 · wf-form4_156651801781979.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,059 Read SEC document
August 20, 2019 Filed Aug 22, 2019 23:53 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	2,388	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000135 · wf-form4_156651801781979.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document
May 20, 2019 Filed May 22, 2019 23:38 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	581	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000095 · wf-form4_155856827734677.xml · derivative · entry 5 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,205 Underlying: Common Stock · 581 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document
May 20, 2019 Filed May 22, 2019 23:38 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	1,806	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000095 · wf-form4_155856827734677.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,246 Underlying: Common Stock · 1,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. Read SEC document
May 20, 2019 Filed May 22, 2019 23:38 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	20,261	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000095 · wf-form4_155856827734677.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,261 Underlying: Common Stock · 20,261 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. Read SEC document
May 20, 2019 Filed May 22, 2019 23:38 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	2,387	$22.21	$53,015.27	Disclosure SEC source: 0001288469-19-000095 · wf-form4_155856827734677.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,539 Read SEC document
May 20, 2019 Filed May 22, 2019 23:38 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	2,387	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000095 · wf-form4_155856827734677.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:18 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	1,528	$23.63	$36,106.64	Disclosure SEC source: 0001288469-19-000041 · wf-form4_155121587922789.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,018 Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:18 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantCommon Stock	4,420	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000041 · wf-form4_155121587922789.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,546 F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2018 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019. Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:10 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	568	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000025 · wf-form4_155087344278843.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,888 Underlying: Common Stock · 568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:10 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	2,030	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000025 · wf-form4_155087344278843.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,470 Underlying: Common Stock · 2,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:10 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	2,598	$23.20	$60,273.60	Disclosure SEC source: 0001288469-19-000025 · wf-form4_155087344278843.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,126 Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:10 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	2,598	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000025 · wf-form4_155087344278843.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document
November 20, 2018 Filed Nov 21, 2018 23:09 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	582	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059811 · doc4.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,572 Underlying: Common Stock · 582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document
November 20, 2018 Filed Nov 21, 2018 23:09 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	7,226	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059811 · doc4.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,694 Underlying: Common Stock · 7,226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. Read SEC document
November 20, 2018 Filed Nov 21, 2018 23:09 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	7,808	$18.51	$144,526.08	Disclosure SEC source: 0001209191-18-059811 · doc4.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,816 Read SEC document
November 20, 2018 Filed Nov 21, 2018 23:09 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	7,808	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059811 · doc4.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document
October 03, 2018 Filed Oct 4, 2018 20:23 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	785	$0.00	$0.00	Disclosure SEC source: 0001209191-18-054249 · doc4.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,544 Underlying: Common Stock · 785 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter. Read SEC document
October 03, 2018 Filed Oct 4, 2018 20:23 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	785	$19.84	$15,574.40	Disclosure SEC source: 0001209191-18-054249 · doc4.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,042 Read SEC document
October 03, 2018 Filed Oct 4, 2018 20:23 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	785	$0.00	$0.00	Disclosure SEC source: 0001209191-18-054249 · doc4.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document
August 20, 2018 Filed Aug 22, 2018 22:02 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	581	$0.00	$0.00	Disclosure SEC source: 0001209191-18-048042 · doc4.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,256 Underlying: Common Stock · 581 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document
August 20, 2018 Filed Aug 22, 2018 22:02 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	581	$18.79	$10,916.99	Disclosure SEC source: 0001209191-18-048042 · doc4.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,555 Read SEC document
August 20, 2018 Filed Aug 22, 2018 22:02 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	581	$0.00	$0.00	Disclosure SEC source: 0001209191-18-048042 · doc4.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document
May 24, 2018 Filed May 29, 2018 20:28 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	26,939	$0.00	$0.00	Disclosure SEC source: 0001209191-18-033831 · doc4.xml · derivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,939 Underlying: Common Stock · 26,939 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") subject to the award will vest as follows: one-sixteenth (1/16th) of the RSUs will vest on August 20, 2018, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") subject to the award will vest as follows: one-sixteenth (1/16th) of the RSUs will vest on August 20, 2018, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Read SEC document
April 02, 2018 Filed Apr 4, 2018 00:30 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	544	$0.00	$0.00	Disclosure SEC source: 0001209191-18-023360 · doc4.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 544 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to provide services to the Company through such applicable vesting date, one hundred percent (100%) of the 1,514 RSUs subject to the award shall vest on April 1, 2018. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to provide services to the Company through such applicable vesting date, one hundred percent (100%) of the 1,514 RSUs subject to the award shall vest on April 1, 2018. Read SEC document
April 02, 2018 Filed Apr 4, 2018 00:30 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	544	$22.61	$12,299.84	Disclosure SEC source: 0001209191-18-023360 · doc4.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,453 Read SEC document
April 02, 2018 Filed Apr 4, 2018 00:30 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	544	$0.00	$0.00	Disclosure SEC source: 0001209191-18-023360 · doc4.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document
February 23, 2018 Filed Feb 27, 2018 21:41 UTC	MAXLINEAR, INC MXL · Entity 3882	Tax withholdingCommon Stock	739	$23.42	$17,307.38	Disclosure SEC source: 0001209191-18-013943 · doc4.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,483 Read SEC document
February 23, 2018 Filed Feb 27, 2018 21:41 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantCommon Stock	1,808	$0.00	$0.00	Disclosure SEC source: 0001209191-18-013943 · doc4.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,222 F1 · shares: Represents shares of Common Stock issued to the reporting person for the 2017 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 23, 2018. Read SEC document
October 03, 2017 Filed Oct 5, 2017 01:06 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	858	$0.00	$0.00	Disclosure SEC source: 0001209191-17-056054 · doc4.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,816 Underlying: Common Stock · 858 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.