Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXLINEAR, INCMXL · Entity 3882 | See Remarks | February 20, 2023 | February 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXLINEAR, INC
Report date February 20, 2023 · Filed February 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,546 |
Reported balance
After 2023-02-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-20 · Exercise / conversion · Acquired 460 · Balance 61,546 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 61,086 |
Reported balance
After 2023-02-20 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-02-20 · Tax withholding · Disposed 460 · Balance 61,086 F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,691 |
Reported balance
After 2023-02-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-20 · Exercise / conversion · Disposed 460 · Balance 11,691 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 12,990 RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.
F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 12,990 RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EXAR CORP
Report date May 12, 2017 · Filed May 16, 2017
Section 16 reporting ended · disclosed 2017-05-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-05-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-05-12 · Other · Disposed 43,843 · Balance 23,333 F1: Tendered into and disposed of upon the closing of the tender offer initiated by Eagle Acquisition Corp. ("Purchaser") pursuant to the Agreement and Plan of Merger by and among MaxLinear, Inc. ("MaxLinear"), Purchaser (a wholly owned subsidiary of MaxLinear), and Issuer, dated as of March 28, 2017 (the "Merger Agreement"), whereby Purchaser offered to purchase each outstanding share of common stock of the Issuer ("Issuer Common Stock") for a cash payment of $13.00 per share (the "Offer Price"). Row 2 · 2017-05-12 · Disposition to issuer · Disposed 23,333 · Balance 0 F2: Disposed of pursuant to the Merger Agreement whereby each unvested restricted stock unit of Issuer Common Stock ("RSU") award held by a continuing service provider was automatically converted into a corresponding stock unit award in that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the unvested Issuer RSU multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, which converted stock unit awards vest by the Reporting Person's completion of the remaining service-vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear. The Option Exchange Ratio was calculated as the quotient of the Offer Price over $28.61 (which is the volume weighted average closing price per share of MaxLinear's Common Stock as reported on the NYSE over the 10 consecutive trading days ending on the second trading immediately preceding the expiration of Purchaser's tender offer). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.55 · Expires 2021-09-17 | Direct | 0 |
Reported balance
After 2017-05-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-05-12 · Disposition to issuer · Disposed 19,375 · Balance 0 F3: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($3.45). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.92 · Expires 2022-09-14 | Direct | 0 |
Reported balance
After 2017-05-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-05-12 · Disposition to issuer · Disposed 59,375 · Balance 0 F4: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.08). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.53 · Expires 2023-02-01 | Direct | 0 |
Reported balance
After 2017-05-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-05-12 · Disposition to issuer · Disposed 15,625 · Balance 0 F5: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.47). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.18 · Expires 2023-05-02 | Direct | 0 |
Reported balance
After 2017-05-12 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-12 · Disposition to issuer · Disposed 20,000 · Balance 0 F6: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($6.82). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.97 · Expires 2017-10-01 | Direct | 0 |
Reported balance
After 2017-05-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-05-12 · Disposition to issuer · Disposed 20,000 · Balance 0 F7: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.03). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.96 · Expires 2018-04-01 | Direct | 0 |
Reported balance
After 2017-05-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-05-12 · Disposition to issuer · Disposed 30,000 · Balance 0 F8: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.04). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.98 · Expires 2019-11-01 | Direct | 0 |
Reported balance
After 2017-05-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-05-12 · Disposition to issuer · Disposed 35,000 · Balance 0 F9: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($4.02). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.55 · Expires 2021-09-17 | Direct | 0 |
Reported balance
After 2017-05-12 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-05-12 · Disposition to issuer · Disposed 10,625 · Balance 0 F10: Disposed of pursuant to the Merger Agreement whereby each unvested option to acquire Issuer Common Stock subject only to time-based vesting and held by a continuing service provider was automatically converted into a corresponding option to purchase that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the Issuer option multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, at an exercise price equal to the exercise price per share of Issuer Common Stock divided by the Option Exchange Ratio, rounded up to the nearest whole cent. These converted stock unit awards vest by the Reporting Person's completion of the remaining time-based vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.92 · Expires 2022-09-14 | Direct | 0 |
Reported balance
After 2017-05-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-05-12 · Disposition to issuer · Disposed 90,625 · Balance 0 F10: Disposed of pursuant to the Merger Agreement whereby each unvested option to acquire Issuer Common Stock subject only to time-based vesting and held by a continuing service provider was automatically converted into a corresponding option to purchase that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the Issuer option multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, at an exercise price equal to the exercise price per share of Issuer Common Stock divided by the Option Exchange Ratio, rounded up to the nearest whole cent. These converted stock unit awards vest by the Reporting Person's completion of the remaining time-based vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.53 · Expires 2023-02-01 | Direct | 0 |
Reported balance
After 2017-05-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-05-12 · Disposition to issuer · Disposed 34,375 · Balance 0 F10: Disposed of pursuant to the Merger Agreement whereby each unvested option to acquire Issuer Common Stock subject only to time-based vesting and held by a continuing service provider was automatically converted into a corresponding option to purchase that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the Issuer option multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, at an exercise price equal to the exercise price per share of Issuer Common Stock divided by the Option Exchange Ratio, rounded up to the nearest whole cent. These converted stock unit awards vest by the Reporting Person's completion of the remaining time-based vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.18 · Expires 2023-05-02 | Direct | 0 |
Reported balance
After 2017-05-12 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-05-12 · Disposition to issuer · Disposed 60,000 · Balance 0 F10: Disposed of pursuant to the Merger Agreement whereby each unvested option to acquire Issuer Common Stock subject only to time-based vesting and held by a continuing service provider was automatically converted into a corresponding option to purchase that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the Issuer option multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, at an exercise price equal to the exercise price per share of Issuer Common Stock divided by the Option Exchange Ratio, rounded up to the nearest whole cent. These converted stock unit awards vest by the Reporting Person's completion of the remaining time-based vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered into and disposed of upon the closing of the tender offer initiated by Eagle Acquisition Corp. ("Purchaser") pursuant to the Agreement and Plan of Merger by and among MaxLinear, Inc. ("MaxLinear"), Purchaser (a wholly owned subsidiary of MaxLinear), and Issuer, dated as of March 28, 2017 (the "Merger Agreement"), whereby Purchaser offered to purchase each outstanding share of common stock of the Issuer ("Issuer Common Stock") for a cash payment of $13.00 per share (the "Offer Price").
F2: Disposed of pursuant to the Merger Agreement whereby each unvested restricted stock unit of Issuer Common Stock ("RSU") award held by a continuing service provider was automatically converted into a corresponding stock unit award in that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the unvested Issuer RSU multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, which converted stock unit awards vest by the Reporting Person's completion of the remaining service-vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear. The Option Exchange Ratio was calculated as the quotient of the Offer Price over $28.61 (which is the volume weighted average closing price per share of MaxLinear's Common Stock as reported on the NYSE over the 10 consecutive trading days ending on the second trading immediately preceding the expiration of Purchaser's tender offer).
F3: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($3.45).
F4: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.08).
F5: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.47).
F6: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($6.82).
F7: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.03).
F8: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($7.04).
F9: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($4.02).
F10: Disposed of pursuant to the Merger Agreement whereby each unvested option to acquire Issuer Common Stock subject only to time-based vesting and held by a continuing service provider was automatically converted into a corresponding option to purchase that number of shares of MaxLinear's Common Stock equal to the product of the number of shares underlying the Issuer option multiplied by the Option Exchange Ratio, rounded down to the nearest whole share, at an exercise price equal to the exercise price per share of Issuer Common Stock divided by the Option Exchange Ratio, rounded up to the nearest whole cent. These converted stock unit awards vest by the Reporting Person's completion of the remaining time-based vesting schedule or earlier by satisfaction of the terms and conditions required by MaxLinear.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2021 Filed May 26, 2021 22:57 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 6,739 | $0.00 Strike: $13.03 | $0.00 |
DisclosureSEC source: 0001288469-21-000150 · wf-form4_162206981735639.xml · derivative · entry 9 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,739 shares Expires 2022-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 34.77% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 47.32% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through September 14, 2019, 17.91% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date. Read SEC document |
| May 25, 2021 Filed May 26, 2021 22:57 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 30,000 | $36.62 | $1,098,648.00 |
DisclosureSEC source: 0001288469-21-000150 · wf-form4_162206981735639.xml · nonDerivative · entry 6 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,040 F2 · price: Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $36.16 to $37.025 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 25, 2021 Filed May 26, 2021 22:57 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 7,641 | $13.61 | $103,994.01 |
DisclosureSEC source: 0001288469-21-000150 · wf-form4_162206981735639.xml · nonDerivative · entry 5 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2021 Filed May 26, 2021 22:57 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 15,620 | $12.17 | $190,095.40 |
DisclosureSEC source: 0001288469-21-000150 · wf-form4_162206981735639.xml · nonDerivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2021 Filed May 26, 2021 22:57 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 6,739 | $13.03 | $87,809.17 |
DisclosureSEC source: 0001288469-21-000150 · wf-form4_162206981735639.xml · nonDerivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:57 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 21,761 | $0.00 Strike: $13.03 | $0.00 |
DisclosureSEC source: 0001288469-21-000150 · wf-form4_162206981735639.xml · derivative · entry 8 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,739 Underlying: Common Stock · 21,761 shares Expires 2022-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 34.77% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 47.32% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through September 14, 2019, 17.91% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date. Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:57 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 2,531 | $0.00 Strike: $13.03 | $0.00 |
DisclosureSEC source: 0001288469-21-000150 · wf-form4_162206981735639.xml · derivative · entry 7 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,531 shares Expires 2022-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 11.452% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 28.015% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through December 14, 2019, 60.533% of the shares subject to the option shall vest and become exercisable in equal monthly installments on the same day of the month as the Vesting Commencement Date. Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:57 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 24,292 | $36.29 | $881,483.80 |
DisclosureSEC source: 0001288469-21-000150 · wf-form4_162206981735639.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,040 F1 · price: Represents the weighted average share price of an aggregate total of 24,292 shares sold in the price range of $36.08 to $36.59 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:57 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 24,292 | $13.03 | $316,524.76 |
DisclosureSEC source: 0001288469-21-000150 · wf-form4_162206981735639.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:17 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000142 · wf-form4_162189825632145.xml · derivative · entry 5 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,183 Underlying: Common Stock · 1,401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 20,261 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 20,261 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023. Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:17 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 637 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000142 · wf-form4_162189825632145.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,735 Underlying: Common Stock · 637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:17 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 2,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000142 · wf-form4_162189825632145.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,450 Underlying: Common Stock · 2,590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award will vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award will be fully vested on November 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award will vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award will be fully vested on November 20, 2021. Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:17 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 4,628 | $35.80 | $165,682.40 |
DisclosureSEC source: 0001288469-21-000142 · wf-form4_162189825632145.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,040 Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:17 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 4,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000142 · wf-form4_162189825632145.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 20, 2021 Filed Jun 2, 2021 20:56 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 11,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000173 · wf-form4_162266738097987.xml · derivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,173 Underlying: Common Stock · 11,173 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
| May 07, 2021 Filed May 7, 2021 21:56 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $13.03 | $0.00 |
DisclosureSEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · derivative · entry 8 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,531 Underlying: Common Stock · 10,000 shares Expires 2022-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 11.452% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 28.015% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through December 14, 2019, 60.533% of the shares subject to the option shall vest and become exercisable in equal monthly installments on the same day of the month as the Vesting Commencement Date. Read SEC document |
| May 07, 2021 Filed May 7, 2021 21:56 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 10,000 | $36.00 | $360,000.00 |
DisclosureSEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · nonDerivative · entry 5 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,707 Read SEC document |
| May 07, 2021 Filed May 7, 2021 21:56 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 10,000 | $13.03 | $130,300.00 |
DisclosureSEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · nonDerivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:56 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 148 | $0.00 Strike: $13.03 | $0.00 |
DisclosureSEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · derivative · entry 7 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,531 Underlying: Common Stock · 148 shares Expires 2022-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 11.452% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 28.015% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through December 14, 2019, 60.533% of the shares subject to the option shall vest and become exercisable in equal monthly installments on the same day of the month as the Vesting Commencement Date. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:56 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 4,828 | $0.00 Strike: $21.02 | $0.00 |
DisclosureSEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · derivative · entry 6 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,828 shares Expires 2021-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one-seventeenth (1/17th) of the shares subject to the option vested and became exercisable on May 17, 2017 (the "Vesting Commencement Date), and one seventeenth (1/17th) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:56 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 4,976 | $36.00 | $179,136.00 |
DisclosureSEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · nonDerivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,707 Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:56 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 148 | $13.03 | $1,928.44 |
DisclosureSEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:56 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 4,828 | $21.02 | $101,484.56 |
DisclosureSEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,066 | $39.77 | $42,394.82 |
DisclosureSEC source: 0001288469-21-000051 · wf-form4_161472925104975.xml · nonDerivative · entry 8 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,707 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 3,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000051 · wf-form4_161472925104975.xml · nonDerivative · entry 7 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,773 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,600 | $39.77 | $63,632.00 |
DisclosureSEC source: 0001288469-21-000051 · wf-form4_161472925104975.xml · nonDerivative · entry 6 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,689 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 4,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000051 · wf-form4_161472925104975.xml · nonDerivative · entry 5 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,289 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 653 | $39.77 | $25,969.81 |
DisclosureSEC source: 0001288469-21-000051 · wf-form4_161472925104975.xml · nonDerivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,662 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 1,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000051 · wf-form4_161472925104975.xml · nonDerivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,315 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,400 | $39.77 | $55,678.00 |
DisclosureSEC source: 0001288469-21-000051 · wf-form4_161472925104975.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,424 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 4,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000051 · wf-form4_161472925104975.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,824 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:01 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000032 · wf-form4_161411764712798.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,419 Underlying: Common Stock · 582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:01 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000032 · wf-form4_161411764712798.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,675 Underlying: Common Stock · 1,976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:01 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,558 | $38.33 | $98,048.14 |
DisclosureSEC source: 0001288469-21-000032 · wf-form4_161411764712798.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,773 F2 · price: On February 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on February 19, 2021 was the settlement price used to calculate the shares withheld. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:01 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 2,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000032 · wf-form4_161411764712798.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 00:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 581 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000237 · wf-form4_160617933806245.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,103 Underlying: Common Stock · 581 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 00:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000237 · wf-form4_160617933806245.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,899 Underlying: Common Stock · 1,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 00:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,387 | $29.22 | $69,748.14 |
DisclosureSEC source: 0001288469-20-000237 · wf-form4_160617933806245.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,423 Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 00:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 2,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000237 · wf-form4_160617933806245.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| October 03, 2020 Filed Oct 5, 2020 23:14 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 785 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000213 · wf-form4_160193965357329.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 785 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter. Read SEC document |
| October 03, 2020 Filed Oct 5, 2020 23:14 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 785 | $22.75 | $17,858.75 |
DisclosureSEC source: 0001288469-20-000213 · wf-form4_160193965357329.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,902 Read SEC document |
| October 03, 2020 Filed Oct 5, 2020 23:14 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 785 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000213 · wf-form4_160193965357329.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000186 · wf-form4_159830186882580.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,786 Underlying: Common Stock · 582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000186 · wf-form4_159830186882580.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,124 Underlying: Common Stock · 1,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,388 | $25.48 | $60,846.24 |
DisclosureSEC source: 0001288469-20-000186 · wf-form4_159830186882580.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,415 Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000186 · wf-form4_159830186882580.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 21:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 7,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000172 · wf-form4_159735249392974.xml · derivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,794 Underlying: Common Stock · 7,794 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 7,794 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 7,794 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000108 · wf-form4_159017877846465.xml · derivative · entry 5 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,235 Underlying: Common Stock · 700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 20,261 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 20,261 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000108 · wf-form4_159017877846465.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,470 Underlying: Common Stock · 582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000108 · wf-form4_159017877846465.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,348 Underlying: Common Stock · 1,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.