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CARLIN GREGORY A

Disclosed activity across 1 company

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116634
SEC CIK
0001083031

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rush Street Interactive, Inc.RSI · Entity 229110% ownerFebruary 17, 2023February 22, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rush Street Interactive, Inc.

Report date February 17, 2023 · Filed February 22, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,354,402 Reported balance After 2023-02-17 transaction · row 1
1 source row

Row 1 · 2023-02-17 · Sale · Disposed 50,000 · Balance 1,354,402

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.23 to $4.375, inclusive. The reporting person undertakes to provide to Rush Street Interactive, Inc. (the "Company"), any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Class A Common StockSEC Table I · non-derivativeIndirectBy Greg and Marcy Carlin Trust575,090 Reported balance Holding disclosure · report date 2023-02-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 575,090

F2: These securities are held directly by the Greg and Marcy Carlin Family Trust. The Reporting Person is the trustee of this trust and may be deemed to possess voting and investment control over the securities held by such trusts.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.23 to $4.375, inclusive. The reporting person undertakes to provide to Rush Street Interactive, Inc. (the "Company"), any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

F2: These securities are held directly by the Greg and Marcy Carlin Family Trust. The Reporting Person is the trustee of this trust and may be deemed to possess voting and investment control over the securities held by such trusts.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2023 Filed Feb 22, 2023 17:52 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 50,000 $4.31 $215,500.00
Disclosure

SEC source: 0001104659-23-024377 · tm237578-1_4seq1.xml · nonDerivative · entry 1

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354,402

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.23 to $4.375, inclusive. The reporting person undertakes to provide to Rush Street Interactive, Inc. (the "Company"), any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 20:31 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 90,000 $4.60 $414,000.00
Disclosure

SEC source: 0001104659-23-011357 · tm235657-1_4seq1.xml · nonDerivative · entry 2

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404,402

F2 · price: This is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.54 to $4.70, inclusive.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 20:31 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 100,000 $4.63 $463,000.00
Disclosure

SEC source: 0001104659-23-011357 · tm235657-1_4seq1.xml · nonDerivative · entry 1

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494,402

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.60 to $4.765, inclusive. The reporting person undertakes to provide to Rush Street Interactive, Inc. (the "Company"), any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
December 08, 2022 Filed Feb 6, 2023 20:31 UTC Rush Street Interactive, Inc. RSI · Entity 2291 GiftClass V Common Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-011357 · tm235657-1_4seq1.xml · nonDerivative · entry 7

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Greg and Marcy Carlin Trust

Disclosed balance after: 4,959,006

F5 · ownership.nature: These securities are held directly by the Greg and Marcy Carlin Family Trust. The Reporting Person is the trustee of this trust and may be deemed to possess voting and investment control over the securities held by such trusts.

Read SEC document
November 21, 2022 Filed Feb 6, 2023 20:31 UTC Rush Street Interactive, Inc. RSI · Entity 2291 GiftClass V Common Stock 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-011357 · tm235657-1_4seq1.xml · nonDerivative · entry 5

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Greg and Marcy Carlin Trust

Disclosed balance after: 5,259,006

Read SEC document
November 16, 2022 Filed Nov 17, 2022 16:53 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 23,096 $4.00 $92,384.00
Disclosure

SEC source: 0001104659-22-119927 · tm2230792-1_4seq1.xml · nonDerivative · entry 2

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,594,402

F2 · price: This is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.95 to $4.08, inclusive.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:53 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 58,121 $4.17 $242,364.57
Disclosure

SEC source: 0001104659-22-119927 · tm2230792-1_4seq1.xml · nonDerivative · entry 1

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617,498

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.30, inclusive. The reporting person undertakes to provide to Rush Street Interactive, Inc. (the "Company"), any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 18:23 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 16,343 $4.12 $67,333.16
Disclosure

SEC source: 0001104659-22-119219 · tm2230541-1_4seq1.xml · nonDerivative · entry 3

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675,619

F2 · price: This is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.16, inclusive.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 18:23 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 50,000 $4.29 $214,500.00
Disclosure

SEC source: 0001104659-22-119219 · tm2230541-1_4seq1.xml · nonDerivative · entry 2

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,691,962

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $4.36, inclusive. The reporting person undertakes to provide to Rush Street Interactive, Inc. (the "Company"), any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
September 01, 2022 Filed Nov 15, 2022 18:23 UTC Rush Street Interactive, Inc. RSI · Entity 2291 GiftClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-119219 · tm2230541-1_4seq1.xml · nonDerivative · entry 1

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,741,962

Read SEC document
August 15, 2022 Filed Aug 15, 2022 19:16 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 13,959 $6.29 $87,802.11
Disclosure

SEC source: 0001104659-22-091472 · tm2223533-1_4seq1.xml · nonDerivative · entry 3

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,744,962

F3 · price: This is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.29 to $6.305, inclusive.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 19:16 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 40,000 $6.34 $253,600.00
Disclosure

SEC source: 0001104659-22-091472 · tm2223533-1_4seq1.xml · nonDerivative · entry 2

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758,921

F2 · price: This is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.30 to $6.45, inclusive.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 19:16 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 150,000 $6.14 $921,000.00
Disclosure

SEC source: 0001104659-22-091472 · tm2223533-1_4seq1.xml · nonDerivative · entry 1

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798,921

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.98 to $6.22, inclusive. The reporting person undertakes to provide to Rush Street Interactive, Inc. (the "Company"), any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 18:41 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 2,400 $6.25 $15,000.00
Disclosure

SEC source: 0001104659-22-088795 · tm2223121-1_4seq1.xml · nonDerivative · entry 1

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,948,921

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.26, inclusive. The reporting person undertakes to provide to Rush Street Interactive, Inc. (the "Company"), any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 19:24 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 24,910 $6.20 $154,466.91
Disclosure

SEC source: 0001104659-22-086806 · tm2222754-1_4seq1.xml · nonDerivative · entry 1

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Greg and Marcy Carlin Trust

Disclosed balance after: 575,090

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.215, inclusive. The reporting person undertakes to provide to Rush Street Interactive, Inc. (the "Company"), any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: These securities are held directly by the Greg and Marcy Carlin Family Trust. The Reporting Person is the trustee of this trust and may be deemed to possess voting and investment control over the securities held by such trusts.

Read SEC document
July 22, 2022 Filed Jul 22, 2022 19:59 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 48,679 $5.75 $279,904.25
Disclosure

SEC source: 0001104659-22-082132 · tm2221698-1_4seq1.xml · nonDerivative · entry 3

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,951,321

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.68 to $5.97, inclusive.

Read SEC document
July 21, 2022 Filed Jul 22, 2022 19:59 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 150,000 $5.91 $886,500.00
Disclosure

SEC source: 0001104659-22-082132 · tm2221698-1_4seq1.xml · nonDerivative · entry 4

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Greg and Marcy Carlin Trust

Disclosed balance after: 600,000

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.86 to $5.96, inclusive.

F5 · ownership.nature: These securities are held directly by the Greg and Marcy Family Trust and a related trust, the Carlin G3 Trust. The Reporting Person is the trustee of each of these trusts and may be deemed to possess voting and investment control over the securities held by such trusts.

Read SEC document
July 21, 2022 Filed Jul 22, 2022 19:59 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 129,510 $5.89 $762,813.90
Disclosure

SEC source: 0001104659-22-082132 · tm2221698-1_4seq1.xml · nonDerivative · entry 2

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.85 to $5.91, inclusive.

Read SEC document
July 20, 2022 Filed Jul 22, 2022 19:59 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 120,499 $5.83 $702,509.17
Disclosure

SEC source: 0001104659-22-082132 · tm2221698-1_4seq1.xml · nonDerivative · entry 1

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,129,510

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.86, inclusive. The reporting person undertakes to provide to Rush Street Interactive, Inc.(the "Company"), any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.

Read SEC document
May 27, 2022 Filed May 31, 2022 20:45 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 919,097 $5.95 $5,468,627.15
Disclosure

SEC source: 0001104659-22-066755 · tm2217311-1_4seq1.xml · nonDerivative · entry 2

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250,009

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.95 to $6.21, inclusive.

Read SEC document
May 26, 2022 Filed May 31, 2022 20:45 UTC Rush Street Interactive, Inc. RSI · Entity 2291 SaleClass A Common Stock 80,894 $6.07 $491,026.58
Disclosure

SEC source: 0001104659-22-066755 · tm2217311-1_4seq1.xml · nonDerivative · entry 1

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,169,106

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.04 to $6.20, inclusive. The reporting person undertakes to provide to Rush Street Interactive, Inc.(the "Company"), any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
March 11, 2022 Filed Mar 11, 2022 21:37 UTC Rush Street Interactive, Inc. RSI · Entity 2291 ConversionClass A Common Units of Rush Street Interactive, L.P. · Derivative 750,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005981 · wf-form4_164705255356191.xml · derivative · entry 7

CARLIN GREGORY A · CIK 0001083031 · 10% owner

GREG & MARCY CARLIN FAMILY TRUST · CIK 0001839483 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Greg and Marcy Carlin Family Trust

Disclosed balance after: 15,759,006

Underlying: Class A Common Stock · 750,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Pursuant to the Amended and Restated Limited Partnership Agreement of RSI LP, beginning on June 29, 2021, the RSI Units beneficially owned by the Reporting Person may be exchanged, subject to certain conditions, for one share of Class A Common Stock of the Issuer. Upon such exchange, an equivalent number of shares of Class V Voting Stock then held by the Reporting Person will be canceled.

F7 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Partnership Agreement of RSI LP, beginning on June 29, 2021, the RSI Units beneficially owned by the Reporting Person may be exchanged, subject to certain conditions, for one share of Class A Common Stock of the Issuer. Upon such exchange, an equivalent number of shares of Class V Voting Stock then held by the Reporting Person will be canceled.

F7 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Partnership Agreement of RSI LP, beginning on June 29, 2021, the RSI Units beneficially owned by the Reporting Person may be exchanged, subject to certain conditions, for one share of Class A Common Stock of the Issuer. Upon such exchange, an equivalent number of shares of Class V Voting Stock then held by the Reporting Person will be canceled.

F5 · balance_after: These securities are held directly by the Greg and Marcy Family Trust (the "Carlin Trust") and a related trust, the Carlin G3 Trust. The Reporting Person is the trustee of each of these trusts and may be deemed to possess voting and investment control over the securities held by such trusts.

F5 · ownership.nature: These securities are held directly by the Greg and Marcy Family Trust (the "Carlin Trust") and a related trust, the Carlin G3 Trust. The Reporting Person is the trustee of each of these trusts and may be deemed to possess voting and investment control over the securities held by such trusts.

Read SEC document
March 11, 2022 Filed Mar 11, 2022 21:37 UTC Rush Street Interactive, Inc. RSI · Entity 2291 ConversionClass A Common Units of Rush Street Interactive, L.P. · Derivative 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005981 · wf-form4_164705255356191.xml · derivative · entry 6

CARLIN GREGORY A · CIK 0001083031 · 10% owner

GREG & MARCY CARLIN FAMILY TRUST · CIK 0001839483 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,373,639

Underlying: Class A Common Stock · 2,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Pursuant to the Amended and Restated Limited Partnership Agreement of RSI LP, beginning on June 29, 2021, the RSI Units beneficially owned by the Reporting Person may be exchanged, subject to certain conditions, for one share of Class A Common Stock of the Issuer. Upon such exchange, an equivalent number of shares of Class V Voting Stock then held by the Reporting Person will be canceled.

F7 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Partnership Agreement of RSI LP, beginning on June 29, 2021, the RSI Units beneficially owned by the Reporting Person may be exchanged, subject to certain conditions, for one share of Class A Common Stock of the Issuer. Upon such exchange, an equivalent number of shares of Class V Voting Stock then held by the Reporting Person will be canceled.

F7 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Partnership Agreement of RSI LP, beginning on June 29, 2021, the RSI Units beneficially owned by the Reporting Person may be exchanged, subject to certain conditions, for one share of Class A Common Stock of the Issuer. Upon such exchange, an equivalent number of shares of Class V Voting Stock then held by the Reporting Person will be canceled.

Read SEC document
March 11, 2022 Filed Mar 11, 2022 21:37 UTC Rush Street Interactive, Inc. RSI · Entity 2291 Disposition to issuerClass V Voting Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005981 · wf-form4_164705255356191.xml · nonDerivative · entry 4

CARLIN GREGORY A · CIK 0001083031 · 10% owner

GREG & MARCY CARLIN FAMILY TRUST · CIK 0001839483 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Greg and Marcy Carlin Family Trust

Disclosed balance after: 15,759,006

F4 · price: On March 11, 2022, the Reporting Person exchanged, pursuant to the Amended and Restated Limited Partnership Agreement of RSI LP, 750,000 RSI Units for 750,000 shares of Class A Common Stock of the Issuer, together with an equivalent number of Class V Voting Stock of the Issuer held by the Reporting Person being canceled.

F5 · ownership.nature: These securities are held directly by the Greg and Marcy Family Trust (the "Carlin Trust") and a related trust, the Carlin G3 Trust. The Reporting Person is the trustee of each of these trusts and may be deemed to possess voting and investment control over the securities held by such trusts.

Read SEC document
March 11, 2022 Filed Mar 11, 2022 21:37 UTC Rush Street Interactive, Inc. RSI · Entity 2291 ConversionClass A Common Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005981 · wf-form4_164705255356191.xml · nonDerivative · entry 3

CARLIN GREGORY A · CIK 0001083031 · 10% owner

GREG & MARCY CARLIN FAMILY TRUST · CIK 0001839483 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Greg and Marcy Carlin Family Trust

Disclosed balance after: 750,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: On March 11, 2022, the Reporting Person exchanged, pursuant to the Amended and Restated Limited Partnership Agreement of RSI LP, 750,000 RSI Units for 750,000 shares of Class A Common Stock of the Issuer, together with an equivalent number of Class V Voting Stock of the Issuer held by the Reporting Person being canceled.

F5 · ownership.nature: These securities are held directly by the Greg and Marcy Family Trust (the "Carlin Trust") and a related trust, the Carlin G3 Trust. The Reporting Person is the trustee of each of these trusts and may be deemed to possess voting and investment control over the securities held by such trusts.

Read SEC document
March 11, 2022 Filed Mar 11, 2022 21:37 UTC Rush Street Interactive, Inc. RSI · Entity 2291 Disposition to issuerClass V Voting Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005981 · wf-form4_164705255356191.xml · nonDerivative · entry 2

CARLIN GREGORY A · CIK 0001083031 · 10% owner

GREG & MARCY CARLIN FAMILY TRUST · CIK 0001839483 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,373,639

F1 · price: On March 11, 2022, the Reporting Person exchanged, pursuant to the Amended and Restated Limited Partnership Agreement of Rush Street Interactive, LP ("RSI LP"), 2,000,000 Class A Common Units of RSI LP ("RSI Units") for 2,000,000 shares of Class A Common Stock of Rush Street Interactive, Inc. (the "Issuer"), together with an equivalent number of Class V Voting Stock of the Issuer held by the Reporting Person being canceled.

F1 · balance_after: On March 11, 2022, the Reporting Person exchanged, pursuant to the Amended and Restated Limited Partnership Agreement of Rush Street Interactive, LP ("RSI LP"), 2,000,000 Class A Common Units of RSI LP ("RSI Units") for 2,000,000 shares of Class A Common Stock of Rush Street Interactive, Inc. (the "Issuer"), together with an equivalent number of Class V Voting Stock of the Issuer held by the Reporting Person being canceled.

F3 · balance_after: The shares of Class V Voting Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Voting Stock will be entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Voting Stock held at the time of such vote.

Read SEC document
March 11, 2022 Filed Mar 11, 2022 21:37 UTC Rush Street Interactive, Inc. RSI · Entity 2291 ConversionClass A Common Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005981 · wf-form4_164705255356191.xml · nonDerivative · entry 1

CARLIN GREGORY A · CIK 0001083031 · 10% owner

GREG & MARCY CARLIN FAMILY TRUST · CIK 0001839483 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 11, 2022, the Reporting Person exchanged, pursuant to the Amended and Restated Limited Partnership Agreement of Rush Street Interactive, LP ("RSI LP"), 2,000,000 Class A Common Units of RSI LP ("RSI Units") for 2,000,000 shares of Class A Common Stock of Rush Street Interactive, Inc. (the "Issuer"), together with an equivalent number of Class V Voting Stock of the Issuer held by the Reporting Person being canceled.

F2 · balance_after: The amount of securities beneficially owned gives effect to the Reporting Person's forfeiture of 30,967 previously granted restricted stock units under the Rush Street Interactive, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan") as a result of the Reporting Person's resignation from all of his positions with the Issuer.

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January 01, 2022 Filed Feb 6, 2023 20:31 UTC Rush Street Interactive, Inc. RSI · Entity 2291 GiftClass V Common Stock 7,500,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-011357 · tm235657-1_4seq1.xml · nonDerivative · entry 4

CARLIN GREGORY A · CIK 0001083031 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Greg and Marcy Carlin Trust

Disclosed balance after: 8,259,006

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December 10, 2021 Filed Dec 10, 2021 21:33 UTC Rush Street Interactive, Inc. RSI · Entity 2291 ConversionClass A Common Units of Rush Street Interactive, L.P. · Derivative 1,250,000 $0.00 $0.00
Disclosure

SEC source: 0001793659-21-000016 · wf-form4_163919000646898.xml · derivative · entry 5

CARLIN GREGORY A · CIK 0001083031 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,373,639

Underlying: Class A Common Stock · 1,250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Pursuant to the Amended and Restated Limited Partnership Agreement of RSI LP, the RSI Units beneficially owned by the reporting person may be exchanged, subject to certain conditions, for one share of Class A Common Stock of the Issuer. Upon such exchange, an equivalent number of shares of Class V Voting Stock then held by the reporting person will be canceled.

F1 · kind: On December 10, 2021, the reporting person exchanged, pursuant to the Amended and Restated Limited Partnership Agreement of Rush Street Interactive, LP ("RSI LP"), 1,250,000 Class A Common Units of RSI LP ("RSI Units") for 1,250,000 shares of Class A Common Stock of the Issuer, together with an equivalent number of Class V Voting Stock of the Issuer held by the reporting person being canceled.

F5 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Partnership Agreement of RSI LP, the RSI Units beneficially owned by the reporting person may be exchanged, subject to certain conditions, for one share of Class A Common Stock of the Issuer. Upon such exchange, an equivalent number of shares of Class V Voting Stock then held by the reporting person will be canceled.

F5 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Partnership Agreement of RSI LP, the RSI Units beneficially owned by the reporting person may be exchanged, subject to certain conditions, for one share of Class A Common Stock of the Issuer. Upon such exchange, an equivalent number of shares of Class V Voting Stock then held by the reporting person will be canceled.

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December 10, 2021 Filed Dec 10, 2021 21:33 UTC Rush Street Interactive, Inc. RSI · Entity 2291 Disposition to issuerClass V Voting Stock 1,250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001793659-21-000016 · wf-form4_163919000646898.xml · nonDerivative · entry 2

CARLIN GREGORY A · CIK 0001083031 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,373,639

F1 · price: On December 10, 2021, the reporting person exchanged, pursuant to the Amended and Restated Limited Partnership Agreement of Rush Street Interactive, LP ("RSI LP"), 1,250,000 Class A Common Units of RSI LP ("RSI Units") for 1,250,000 shares of Class A Common Stock of the Issuer, together with an equivalent number of Class V Voting Stock of the Issuer held by the reporting person being canceled.

F1 · balance_after: On December 10, 2021, the reporting person exchanged, pursuant to the Amended and Restated Limited Partnership Agreement of Rush Street Interactive, LP ("RSI LP"), 1,250,000 Class A Common Units of RSI LP ("RSI Units") for 1,250,000 shares of Class A Common Stock of the Issuer, together with an equivalent number of Class V Voting Stock of the Issuer held by the reporting person being canceled.

F2 · balance_after: The shares of Class V Voting Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Voting Stock will be entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Voting Stock held at the time of such vote.

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December 10, 2021 Filed Dec 10, 2021 21:33 UTC Rush Street Interactive, Inc. RSI · Entity 2291 ConversionClass A Common Stock 1,250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001793659-21-000016 · wf-form4_163919000646898.xml · nonDerivative · entry 1

CARLIN GREGORY A · CIK 0001083031 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 10, 2021, the reporting person exchanged, pursuant to the Amended and Restated Limited Partnership Agreement of Rush Street Interactive, LP ("RSI LP"), 1,250,000 Class A Common Units of RSI LP ("RSI Units") for 1,250,000 shares of Class A Common Stock of the Issuer, together with an equivalent number of Class V Voting Stock of the Issuer held by the reporting person being canceled.

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August 12, 2021 Filed Aug 13, 2021 21:30 UTC Rush Street Interactive, Inc. RSI · Entity 2291 GrantClass A Common Stock 14,733 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-105382 · tm2125158-1_4seq1.xml · nonDerivative · entry 1

CARLIN GREGORY A · CIK 0001083031 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,967

F1 · acquired: The Reporting Person and Rush Street Interactive, Inc. (the "Issuer") entered into a letter agreement effective as of August 12, 2021 (the "Transition Letter"), pursuant to which, on August 12, 2021, the Reporting Person was awarded 14,733 restricted stock units ("RSUs") under the Rush Street Interactive, Inc. 2020 Omnibus Equity Incentive Plan. The RSUs vest as of the Issuer's next annual meeting of stockholders to be held in calendar year 2022.

F2 · balance_after: The amount of securities beneficially owned gives effect to the Reporting Person's forfeiture pursuant to the Transition Letter, of 8,117 previously granted RSUs for no consideration.

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April 09, 2021 Filed Apr 13, 2021 17:39 UTC Rush Street Interactive, Inc. RSI · Entity 2291 GrantStock Option (Right to Buy) · Derivative 33,738 $0.00 Strike: $15.40 $0.00
Disclosure

SEC source: 0001104659-21-049848 · tm2112862d1_4seq1.xml · derivative · entry 2

CARLIN GREGORY A · CIK 0001083031 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,738

Underlying: Class A Common Stock · 33,738 shares

Expires 2031-04-09

F2 · derivative.exercise_date: On April 9, 2021, the Reporting Person was awarded stock options of the Issuer (the "Stock Options") under the Plan. The Stock Options vest in three equal annual installments beginning on the first anniversary of the grant date.

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April 09, 2021 Filed Apr 13, 2021 17:39 UTC Rush Street Interactive, Inc. RSI · Entity 2291 GrantClass A Common Stock 24,351 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-049848 · tm2112862d1_4seq1.xml · nonDerivative · entry 1

CARLIN GREGORY A · CIK 0001083031 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,351

F1 · acquired: On April 9, 2021, the Reporting Person was awarded 24,351 restricted stock units (the "RSUs") under the Rush Street Interactive, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.