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Squires James A

Disclosed activity across 1 company

Tapewire entity
116573
SEC CIK
0001305086

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NORFOLK SOUTHERN CORPNSC · Entity 2965DirectorFebruary 21, 2023February 23, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NORFOLK SOUTHERN CORP

Report date February 21, 2023 · Filed February 23, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,548.4915 Reported balance After 2023-02-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-02-21 · Grant · Acquired 4.4915 · Balance 9,548.4915

F1: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2017 Filed Jan 30, 2017 21:30 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionCommon Stock 34,417 $38.71 $1,332,109.99
Disclosure

SEC source: 0001225208-17-002024 · doc4.xml · nonDerivative · entry 1

Squires James A · CIK 0001305086 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:23 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043405 · doc4.xml · nonDerivative · entry 1

Squires James A · CIK 0001305086 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,241

F1 · balance_after: Excludes 20,799 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 15:41 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionOption (right to buy, granted 2010) · Derivative 2,093 Not disclosed Strike: $47.76 Not disclosed
Disclosure

SEC source: 0001225208-16-041540 · doc4.xml · derivative · entry 8

Squires James A · CIK 0001305086 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,407

Underlying: Common Stock · 2,093 shares

Expires 2020-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).

F3 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).

F3 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).

Read SEC document
November 11, 2016 Filed Nov 14, 2016 15:41 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionOption (right to buy, granted 2009) · Derivative 2,583 Not disclosed Strike: $38.71 Not disclosed
Disclosure

SEC source: 0001225208-16-041540 · doc4.xml · derivative · entry 7

Squires James A · CIK 0001305086 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,417

Underlying: Common Stock · 2,583 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).

F3 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).

F3 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).

Read SEC document
November 11, 2016 Filed Nov 14, 2016 15:41 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Tax withholdingCommon Stock 2,002 $99.93 $200,049.85
Disclosure

SEC source: 0001225208-16-041540 · doc4.xml · nonDerivative · entry 3

Squires James A · CIK 0001305086 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,641

F1 · balance_after: Excludes 20,799 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 15:41 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionCommon Stock 2,093 $47.76 $99,961.68
Disclosure

SEC source: 0001225208-16-041540 · doc4.xml · nonDerivative · entry 2

Squires James A · CIK 0001305086 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 15:41 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionCommon Stock 2,583 $38.71 $99,975.02
Disclosure

SEC source: 0001225208-16-041540 · doc4.xml · nonDerivative · entry 1

Squires James A · CIK 0001305086 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 16:22 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GiftCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039796 · doc4.xml · nonDerivative · entry 1

Squires James A · CIK 0001305086 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 47,399

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.