Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORFOLK SOUTHERN CORPNSC · Entity 2965 | Director | February 21, 2023 | February 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORFOLK SOUTHERN CORP
Report date February 21, 2023 · Filed February 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,548.4915 |
Reported balance
After 2023-02-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-21 · Grant · Acquired 4.4915 · Balance 9,548.4915 F1: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 34,417 | $38.71 | $1,332,109.99 |
DisclosureSEC source: 0001225208-17-002024 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:23 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043405 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,241 F1 · balance_after: Excludes 20,799 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 15:41 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2010) · Derivative | 2,093 | Not disclosed Strike: $47.76 | Not disclosed |
DisclosureSEC source: 0001225208-16-041540 · doc4.xml · derivative · entry 8 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,407 Underlying: Common Stock · 2,093 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 15:41 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2009) · Derivative | 2,583 | Not disclosed Strike: $38.71 | Not disclosed |
DisclosureSEC source: 0001225208-16-041540 · doc4.xml · derivative · entry 7 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,417 Underlying: Common Stock · 2,583 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 15:41 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 2,002 | $99.93 | $200,049.85 |
DisclosureSEC source: 0001225208-16-041540 · doc4.xml · nonDerivative · entry 3 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,641 F1 · balance_after: Excludes 20,799 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 15:41 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,093 | $47.76 | $99,961.68 |
DisclosureSEC source: 0001225208-16-041540 · doc4.xml · nonDerivative · entry 2 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 15:41 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,583 | $38.71 | $99,975.02 |
DisclosureSEC source: 0001225208-16-041540 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 16:22 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 1,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039796 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47,399 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.