Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORFOLK SOUTHERN CORPNSC · Entity 2965 | Director | February 21, 2023 | February 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORFOLK SOUTHERN CORP
Report date February 21, 2023 · Filed February 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,548.4915 |
Reported balance
After 2023-02-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-21 · Grant · Acquired 4.4915 · Balance 9,548.4915 F1: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2019 Filed Jan 25, 2019 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 1,105 | $164.61 | $181,888.53 |
DisclosureSEC source: 0001225208-19-001251 · doc4.xml · nonDerivative · entry 2 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,707 F2 · balance_after: Excludes 5,892 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 3,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001251 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 23, 2014, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 23, 2014, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:32 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2012) · Derivative | 1,330 | Not disclosed Strike: $75.14 | Not disclosed |
DisclosureSEC source: 0001225208-18-012818 · doc4.xml · derivative · entry 9 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,330 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F4 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F4 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:32 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2011) · Derivative | 1,593 | Not disclosed Strike: $62.75 | Not disclosed |
DisclosureSEC source: 0001225208-18-012818 · doc4.xml · derivative · entry 8 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,593 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F4 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F4 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:32 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 1,142 | $175.11 | $199,969.91 |
DisclosureSEC source: 0001225208-18-012818 · doc4.xml · nonDerivative · entry 3 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,832 F1 · balance_after: Excludes 5,892 shares which remain held indirectly in a grantor retained annuity trust (GRAT), previously held directly. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:32 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,330 | $75.14 | $99,936.20 |
DisclosureSEC source: 0001225208-18-012818 · doc4.xml · nonDerivative · entry 2 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:32 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,593 | $62.75 | $99,952.79 |
DisclosureSEC source: 0001225208-18-012818 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 20:34 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 4,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012714 · doc4.xml · nonDerivative · entry 8 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 34,886 Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 20:34 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012714 · doc4.xml · nonDerivative · entry 7 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 39,664 Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 20:34 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012714 · doc4.xml · nonDerivative · entry 6 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,051 F1 · balance_after: Excludes 5,892 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 20:34 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012714 · doc4.xml · nonDerivative · entry 5 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,051 Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 20:34 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012714 · doc4.xml · nonDerivative · entry 4 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,051 Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 20:34 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012714 · doc4.xml · nonDerivative · entry 3 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,051 Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 20:34 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012714 · doc4.xml · nonDerivative · entry 2 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,451 Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 20:34 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012714 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,751 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:39 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2012) · Derivative | 16,670 | Not disclosed Strike: $75.14 | Not disclosed |
DisclosureSEC source: 0001225208-18-012650 · doc4.xml · derivative · entry 10 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330 Underlying: Common Stock · 16,670 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:39 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2011) · Derivative | 17,407 | Not disclosed Strike: $62.75 | Not disclosed |
DisclosureSEC source: 0001225208-18-012650 · doc4.xml · derivative · entry 9 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593 Underlying: Common Stock · 17,407 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:39 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 17,407 | $171.73 | $2,989,246.67 |
DisclosureSEC source: 0001225208-18-012650 · doc4.xml · nonDerivative · entry 4 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,551 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.72 to $171.80, inclusive. F3 · balance_after: Excludes 8,314 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:39 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 16,670 | $171.73 | $2,862,684.09 |
DisclosureSEC source: 0001225208-18-012650 · doc4.xml · nonDerivative · entry 3 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,958 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.72 to $171.80, inclusive. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:39 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 16,670 | $75.14 | $1,252,583.80 |
DisclosureSEC source: 0001225208-18-012650 · doc4.xml · nonDerivative · entry 2 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:39 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 17,407 | $62.75 | $1,092,202.22 |
DisclosureSEC source: 0001225208-18-012650 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| May 22, 2018 Filed May 24, 2018 18:15 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 5,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009812 · doc4.xml · nonDerivative · entry 3 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Irrevocable Trust Disclosed balance after: 10,150 F3 · balance_after: Represents the shares held by an irrevocable trust established for the benefit of the reporting person's child, where the reporting person's spouse is the trustee. The reporting person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 22, 2018 Filed May 24, 2018 18:15 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 5,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009812 · doc4.xml · nonDerivative · entry 2 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Irrevocable Trust Disclosed balance after: 5,075 F3 · balance_after: Represents the shares held by an irrevocable trust established for the benefit of the reporting person's child, where the reporting person's spouse is the trustee. The reporting person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 22, 2018 Filed May 24, 2018 18:15 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 10,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009812 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,551 F1 · shares: Represents the gift of 10,150 shares by reporting person to two irrevocable trusts, where the reporting person's spouse is the trustee. Each of the trusts was established for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F2 · balance_after: Excludes 8,314 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 14:54 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 2,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006528 · doc4.xml · nonDerivative · entry 2 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 39,964 Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 14:54 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 2,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006528 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,701 F1 · balance_after: Excludes 8,314 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 13:14 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 10,000 | $150.10 | $1,501,013.00 |
DisclosureSEC source: 0001225208-18-002118 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 8,314 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.07 to $150.113, inclusive. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 19:20 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 12,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-001736 · doc4.xml · derivative · entry 7 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,120 Underlying: Common Stock · 12,120 shares Expires not disclosed F5 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F5 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F5 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F5 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 19:20 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 2018) · Derivative | 26,080 | Not disclosed Strike: $149.58 | Not disclosed |
DisclosureSEC source: 0001225208-18-001736 · doc4.xml · derivative · entry 6 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,080 Underlying: Common Stock · 26,080 shares Expires 2028-01-24 F4 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 19:20 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 4,067 | $149.58 | $608,321.53 |
DisclosureSEC source: 0001225208-18-001736 · doc4.xml · nonDerivative · entry 2 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,746 F2 · balance_after: Excludes 18,314 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 19:20 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 9,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001736 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,813 F1 · shares: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:50 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001558 · doc4.xml · derivative · entry 6 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2018-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:50 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 1,217 | $149.59 | $182,044.95 |
DisclosureSEC source: 0001225208-18-001558 · doc4.xml · nonDerivative · entry 2 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,913 F2 · balance_after: Excludes 18,314 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:50 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001558 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 14:09 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016700 · doc4.xml · nonDerivative · entry 2 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 42,089 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 14:09 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 1,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016700 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,130 F1 · balance_after: Excludes 18,314 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 18:22 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2010) · Derivative | 24,407 | Not disclosed Strike: $47.76 | Not disclosed |
DisclosureSEC source: 0001225208-17-014085 · doc4.xml · derivative · entry 6 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,407 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F4 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 18:22 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 24,407 | $119.95 | $2,927,619.65 |
DisclosureSEC source: 0001225208-17-014085 · doc4.xml · nonDerivative · entry 2 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,074 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.95 to $119.96, inclusive. F2 · balance_after: Excludes 18,314 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 18:22 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 24,407 | $47.76 | $1,165,678.32 |
DisclosureSEC source: 0001225208-17-014085 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed May 31, 2017 20:20 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010599 · doc4.xml · nonDerivative · entry 2 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 42,399 Read SEC document |
| May 30, 2017 Filed May 31, 2017 20:20 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010599 · doc4.xml · nonDerivative · entry 1 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,589 F1 · balance_after: Excludes 20,799 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 8,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-002024 · doc4.xml · derivative · entry 13 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2022-01-26 F7 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F7 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F7 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F7 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F7 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F7 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002024 · doc4.xml · derivative · entry 12 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2017-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 2017) · Derivative | 60,300 | Not disclosed Strike: $120.25 | Not disclosed |
DisclosureSEC source: 0001225208-17-002024 · doc4.xml · derivative · entry 11 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,300 Underlying: Common Stock · 60,300 shares Expires 2027-01-25 F6 · kind: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). F6 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2009) · Derivative | 34,417 | Not disclosed Strike: $38.71 | Not disclosed |
DisclosureSEC source: 0001225208-17-002024 · doc4.xml · derivative · entry 10 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,417 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F5 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F5 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 34,417 | $119.77 | $4,122,292.73 |
DisclosureSEC source: 0001225208-17-002024 · doc4.xml · nonDerivative · entry 6 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,589 F3 · balance_after: Excludes 20,799 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 5,272 | $120.25 | $633,931.64 |
DisclosureSEC source: 0001225208-17-002024 · doc4.xml · nonDerivative · entry 5 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,006 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 1,431 | $120.25 | $172,070.60 |
DisclosureSEC source: 0001225208-17-002024 · doc4.xml · nonDerivative · entry 4 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,278 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002024 · doc4.xml · nonDerivative · entry 3 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 11,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002024 · doc4.xml · nonDerivative · entry 2 Squires James A · CIK 0001305086 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,709 F1 · shares: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan) Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.