Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Director · Chairman and CEO | July 13, 2007 | July 17, 2007 |
| JOHNSON & JOHNSONJNJ · Entity 2722 | Director | February 15, 2022 | February 17, 2022 |
| XEROX CORPXRX · Entity 12016 | Director | January 12, 2018 | January 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date July 13, 2007 · Filed July 17, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,612,732.4 |
Ending reported balance
After 2007-07-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2007-07-13 · Exercise / conversion · Acquired 42,888 · Balance 1,651,074.4 Row 2 · 2007-07-13 · Tax withholding · Disposed 34,179 · Balance 1,616,895.4 Row 3 · 2007-07-13 · Tax withholding · Disposed 4,163 · Balance 1,612,732.4 |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.11 · Expires 2012-02-13 | Direct | 0 |
Reported balance
After 2007-07-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2007-07-13 · Exercise / conversion · Disposed 42,888 · Balance 0 |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.52 · Expires 2012-02-13 | Direct | 38,342 |
Reported balance
After 2007-07-13 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2007-07-13 · Grant · Acquired 38,342 · Balance 38,342 |
| Common StockSEC Table I · non-derivative | Indirect401 (k) Plan | 4,393 |
Reported balance
Holding disclosure · report date 2007-07-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,393 |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 2,962 |
Reported balance
Holding disclosure · report date 2007-07-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,962 |
JOHNSON & JOHNSON
Report date February 15, 2022 · Filed February 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 24,823.78 |
Reported balance
After 2022-02-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-02-15 · Grant · Acquired 1,175 · Balance 24,823.78 F1: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).
XEROX CORP
Report date January 12, 2018 · Filed January 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table I · non-derivative | Direct | 47,552 |
Reported balance
After 2018-01-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-12 · Grant · Acquired 2,793 · Balance 47,552 F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2: This amount includes 354 shares paid on 7/31/17 and 332 shares paid on 10/31/17 from the reinvestment of dividend equivalents paid on Deferred Stock Units held as of 6/30/2017 and 9/29/2017, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director.
F2: This amount includes 354 shares paid on 7/31/17 and 332 shares paid on 10/31/17 from the reinvestment of dividend equivalents paid on Deferred Stock Units held as of 6/30/2017 and 9/29/2017, respectively.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lord Abbett Corporate Opportunities Fund
Report date July 09, 2024 · Filed July 09, 2024
Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Lord Abbett Credit Opportunities Fund
Report date July 09, 2024 · Filed July 09, 2024
Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Lord Abbett Floating Rate High Income Fund
Report date July 09, 2024 · Filed July 09, 2024
Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2005 Filed Jul 14, 2005 13:45 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 4,381.9 | $46.06 | $201,830.31 |
DisclosureSEC source: 0001181431-05-040259 · rrd85759.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,318,885.4 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| April 18, 2005 Filed Apr 20, 2005 16:19 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 235 | $46.12 | $10,838.20 |
DisclosureSEC source: 0001181431-05-022762 · rrd76125.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Children Disclosed balance after: 4,550 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities. Read SEC document |
| April 18, 2005 Filed Apr 20, 2005 16:19 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 235 | $46.12 | $10,838.20 |
DisclosureSEC source: 0001181431-05-022762 · rrd76125.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Children Disclosed balance after: 4,315 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities. Read SEC document |
| February 14, 2005 Filed Feb 16, 2005 12:47 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 13,944 | $49.25 | $686,742.00 |
DisclosureSEC source: 0001181431-05-010340 · rrd68948.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,323,267.3 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 18, 2005 Filed Jan 20, 2005 16:55 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 50,525.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-003897 · rrd65056.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,337,211.3 F2 · shares: Award of deferred stock under the Issuer's 1997 Stock Incentive Plan (Supplemental CAP Program). Read SEC document |
| January 18, 2005 Filed Jan 20, 2005 16:55 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 112,279.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-003897 · rrd65056.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,286,685.7 F1 · shares: Award of deferred stock under the Issuer's 1997 Stock Incentive Plan (Core CAP Program). Read SEC document |
| January 12, 2005 Filed Jan 14, 2005 15:52 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 3,558.9 | $47.95 | $170,649.26 |
DisclosureSEC source: 0001181431-05-003021 · rrd64657.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174,406.6 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| July 12, 2004 Filed Jul 14, 2004 15:03 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 3,495.9 | $45.04 | $157,455.34 |
DisclosureSEC source: 0001181431-04-035166 · rrd47727.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177,965.5 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:31 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 54,330 | $0.00 Strike: $51.94 | $0.00 |
DisclosureSEC source: 0001181431-04-019024 · rrd38192.xml · derivative · entry 7 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,330 Underlying: Common Stock · 54,330 shares Expires 2008-11-02 Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:31 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 60,544 | $0.00 Strike: $43.14 | $0.00 |
DisclosureSEC source: 0001181431-04-019024 · rrd38192.xml · derivative · entry 6 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,544 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:31 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 4,049 | $51.94 | $210,305.06 |
DisclosureSEC source: 0001181431-04-019024 · rrd38192.xml · nonDerivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,181,461.4 Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:31 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 50,281 | $51.94 | $2,611,595.14 |
DisclosureSEC source: 0001181431-04-019024 · rrd38192.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,185,510.4 Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:31 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 60,544 | $43.14 | $2,611,601.77 |
DisclosureSEC source: 0001181431-04-019024 · rrd38192.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,791.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:15 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 38,492 | $0.00 Strike: $50.69 | $0.00 |
DisclosureSEC source: 0001181431-04-004610 · rrd30200.xml · derivative · entry 7 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,492 Underlying: Common Stock · 38,492 shares Expires 2012-02-13 Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:15 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 42,887 | $0.00 Strike: $42.11 | $0.00 |
DisclosureSEC source: 0001181431-04-004610 · rrd30200.xml · derivative · entry 6 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,552 Underlying: Common Stock · 42,887 shares Expires 2012-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:15 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 2,865 | $50.69 | $145,226.85 |
DisclosureSEC source: 0001181431-04-004610 · rrd30200.xml · nonDerivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175,247.4 Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:15 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 35,627 | $50.69 | $1,805,932.63 |
DisclosureSEC source: 0001181431-04-004610 · rrd30200.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,112.4 Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:15 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 42,887 | $42.11 | $1,805,958.70 |
DisclosureSEC source: 0001181431-04-004610 · rrd30200.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213,739.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2004 Filed Jan 23, 2004 16:30 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 15,942 | $0.00 Strike: $46.34 | $0.00 |
DisclosureSEC source: 0001181431-04-004155 · rrd30029.xml · derivative · entry 6 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,942 shares Expires 2004-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2004 Filed Jan 23, 2004 16:30 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 502 | $50.36 | $25,280.72 |
DisclosureSEC source: 0001181431-04-004155 · rrd30029.xml · nonDerivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170,852.4 Read SEC document |
| January 22, 2004 Filed Jan 23, 2004 16:30 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 14,670 | $50.36 | $738,781.20 |
DisclosureSEC source: 0001181431-04-004155 · rrd30029.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171,354.4 Read SEC document |
| January 22, 2004 Filed Jan 23, 2004 16:30 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 15,942 | $46.34 | $738,779.38 |
DisclosureSEC source: 0001181431-04-004155 · rrd30029.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186,024.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 21:23 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 133,333.33 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001181431-04-003946 · rrd29812.xml · derivative · entry 4 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,333.33 Underlying: Common Stock · 133,333.33 shares Expires 2010-01-20 F3 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 21:23 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 84,678.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-003946 · rrd29812.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170,082.4 F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Plan. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:06 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 9,023 | $49.40 | $445,691.09 |
DisclosureSEC source: 0001181431-04-003388 · rrd29320.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,404.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 12, 2004 Filed Jan 14, 2004 15:38 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 3,564.9 | $49.69 | $177,139.88 |
DisclosureSEC source: 0001181431-04-002690 · rrd29070.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094,427.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:13 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Option (Right to Buy) · Derivative | 58,615 | $0.00 Strike: $47.40 | $0.00 |
DisclosureSEC source: 0001181431-03-029111 · rrd21598.xml · derivative · entry 7 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,615 Underlying: Common Stock · 58,615 shares Expires 2008-11-02 Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:13 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 85,776 | $0.00 Strike: $21.92 | $0.00 |
DisclosureSEC source: 0001181431-03-029111 · rrd21598.xml · derivative · entry 6 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,776 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:13 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 18,953 | $47.40 | $898,372.20 |
DisclosureSEC source: 0001181431-03-029111 · rrd21598.xml · nonDerivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097,992 Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:13 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 39,662 | $47.40 | $1,879,978.80 |
DisclosureSEC source: 0001181431-03-029111 · rrd21598.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116,945 Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:13 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 85,776 | $21.92 | $1,880,004.06 |
DisclosureSEC source: 0001181431-03-029111 · rrd21598.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 17:39 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 14,675 | $0.00 Strike: $45.73 | $0.00 |
DisclosureSEC source: 0001181431-03-016213 · rrd14552.xml · derivative · entry 5 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,675 Underlying: Common Stock · 14,675 shares Expires 2008-01-28 F2 · balance_after: In addition, the Reporting Person directly beneficially owns 1,193,681 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 17:39 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 17,005 | $0.00 Strike: $35.09 | $0.00 |
DisclosureSEC source: 0001181431-03-016213 · rrd14552.xml · derivative · entry 4 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,005 shares Expires 2008-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 17:39 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 1,627 | $45.73 | $74,402.71 |
DisclosureSEC source: 0001181431-03-016213 · rrd14552.xml · nonDerivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070,831 F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 17:39 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 13,048 | $45.73 | $596,685.04 |
DisclosureSEC source: 0001181431-03-016213 · rrd14552.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072,458 F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 17:39 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 17,005 | $35.09 | $596,705.45 |
DisclosureSEC source: 0001181431-03-016213 · rrd14552.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:33 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options - Right to Buy · Derivative | 56,695 | $47.12 Strike: $47.12 | $2,671,468.40 |
DisclosureSEC source: 0001181431-03-014413 · rrd13456.xml · derivative · entry 6 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,695 Underlying: Common Stock · 56,695 shares Expires 2008-11-02 F3 · balance_after: In addition, the Reporting Person directly beneficially owns 1,153,991 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:33 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options - Right to Buy · Derivative | 64,052 | $37.93 Strike: $37.93 | $2,429,492.36 |
DisclosureSEC source: 0001181431-03-014413 · rrd13456.xml · derivative · entry 5 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,052 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:33 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 318,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-014413 · rrd13456.xml · nonDerivative · entry 4 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,501 F2 · shares: Award of restricted stock under the Issuer's 1999 Stock Incentive Plan ("SIP"). F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:33 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 5,136 | $47.12 | $242,008.32 |
DisclosureSEC source: 0001181431-03-014413 · rrd13456.xml · nonDerivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,164 F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:33 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 51,559 | $47.12 | $2,429,460.08 |
DisclosureSEC source: 0001181431-03-014413 · rrd13456.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,300 F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:33 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 64,052 | $37.93 | $2,429,492.36 |
DisclosureSEC source: 0001181431-03-014413 · rrd13456.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
| July 14, 2003 Filed Jul 16, 2003 12:14 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 3,642.9 | $46.68 | $170,041.46 |
DisclosureSEC source: 0001181431-03-014193 · rrd13283.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · CEO CGMI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,807 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan ("SIP"). F2 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.