Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Director · Chairman and CEO | July 13, 2007 | July 17, 2007 |
| JOHNSON & JOHNSONJNJ · Entity 2722 | Director | February 15, 2022 | February 17, 2022 |
| XEROX CORPXRX · Entity 12016 | Director | January 12, 2018 | January 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date July 13, 2007 · Filed July 17, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,612,732.4 |
Ending reported balance
After 2007-07-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2007-07-13 · Exercise / conversion · Acquired 42,888 · Balance 1,651,074.4 Row 2 · 2007-07-13 · Tax withholding · Disposed 34,179 · Balance 1,616,895.4 Row 3 · 2007-07-13 · Tax withholding · Disposed 4,163 · Balance 1,612,732.4 |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.11 · Expires 2012-02-13 | Direct | 0 |
Reported balance
After 2007-07-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2007-07-13 · Exercise / conversion · Disposed 42,888 · Balance 0 |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.52 · Expires 2012-02-13 | Direct | 38,342 |
Reported balance
After 2007-07-13 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2007-07-13 · Grant · Acquired 38,342 · Balance 38,342 |
| Common StockSEC Table I · non-derivative | Indirect401 (k) Plan | 4,393 |
Reported balance
Holding disclosure · report date 2007-07-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,393 |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 2,962 |
Reported balance
Holding disclosure · report date 2007-07-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,962 |
JOHNSON & JOHNSON
Report date February 15, 2022 · Filed February 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 24,823.78 |
Reported balance
After 2022-02-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-02-15 · Grant · Acquired 1,175 · Balance 24,823.78 F1: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).
XEROX CORP
Report date January 12, 2018 · Filed January 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table I · non-derivative | Direct | 47,552 |
Reported balance
After 2018-01-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-12 · Grant · Acquired 2,793 · Balance 47,552 F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2: This amount includes 354 shares paid on 7/31/17 and 332 shares paid on 10/31/17 from the reinvestment of dividend equivalents paid on Deferred Stock Units held as of 6/30/2017 and 9/29/2017, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director.
F2: This amount includes 354 shares paid on 7/31/17 and 332 shares paid on 10/31/17 from the reinvestment of dividend equivalents paid on Deferred Stock Units held as of 6/30/2017 and 9/29/2017, respectively.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lord Abbett Corporate Opportunities Fund
Report date July 09, 2024 · Filed July 09, 2024
Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Lord Abbett Credit Opportunities Fund
Report date July 09, 2024 · Filed July 09, 2024
Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Lord Abbett Floating Rate High Income Fund
Report date July 09, 2024 · Filed July 09, 2024
Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2007 Filed May 21, 2007 16:26 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 14,675 | $0.00 Strike: $45.73 | $0.00 |
DisclosureSEC source: 0001181431-07-034073 · rrd159382.xml · derivative · entry 6 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,675 shares Expires 2008-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2007 Filed May 21, 2007 16:26 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 1,174 | $54.91 | $64,464.34 |
DisclosureSEC source: 0001181431-07-034073 · rrd159382.xml · nonDerivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608,186.4 Read SEC document |
| May 17, 2007 Filed May 21, 2007 16:26 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 12,221 | $54.91 | $671,055.11 |
DisclosureSEC source: 0001181431-07-034073 · rrd159382.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,609,360.4 Read SEC document |
| May 17, 2007 Filed May 21, 2007 16:26 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 14,675 | $45.73 | $671,087.75 |
DisclosureSEC source: 0001181431-07-034073 · rrd159382.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,621,581.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2007 Filed Apr 19, 2007 16:09 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 13,419 | $0.00 Strike: $52.53 | $0.00 |
DisclosureSEC source: 0001181431-07-026151 · rrd154866.xml · derivative · entry 7 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,419 Underlying: Common Stock · 13,419 shares Expires 2008-01-28 Read SEC document |
| April 17, 2007 Filed Apr 19, 2007 16:09 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 14,717 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001181431-07-026151 · rrd154866.xml · derivative · entry 6 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,717 shares Expires 2008-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2007 Filed Apr 19, 2007 16:09 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 1,190 | $52.93 | $62,986.70 |
DisclosureSEC source: 0001181431-07-026151 · rrd154866.xml · nonDerivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,606,906.4 Read SEC document |
| April 17, 2007 Filed Apr 19, 2007 16:09 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 12,229 | $52.93 | $647,280.97 |
DisclosureSEC source: 0001181431-07-026151 · rrd154866.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608,096.4 Read SEC document |
| April 17, 2007 Filed Apr 19, 2007 16:09 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 14,717 | $43.98 | $647,266.91 |
DisclosureSEC source: 0001181431-07-026151 · rrd154866.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,620,325.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 3.6332 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
| March 13, 2007 Filed Mar 13, 2007 20:27 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock · Derivative | 416 | $0.00 | $0.00 |
DisclosureSEC source: 0000200406-07-000056 · edgar.xml · derivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 Underlying: Common · 416 shares Expires not disclosed F2 · security: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on March 13, 2007 at $61.88 per share are to be settled in cash upon the Reporting Person's Retirement. F3 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on March 13, 2007 at $61.88 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.expiration_date: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on March 13, 2007 at $61.88 per share are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| February 12, 2007 Filed Feb 15, 2007 23:00 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | GrantCommon | 1,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000200406-07-000038 · edgar.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,523 F1 · shares: Annual grant of Restricted Stock issued to Non-Employee Directors under Issuer's Long-Term Incentive Plan. Read SEC document |
| February 02, 2007 Filed Feb 6, 2007 17:24 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 437 | $54.42 | $23,781.54 |
DisclosureSEC source: 0001181431-07-008869 · rrd145701.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 2,962 Read SEC document |
| February 02, 2007 Filed Feb 8, 2007 20:51 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | PurchaseCommon | 5,000 | $66.78 | $333,900.00 |
DisclosureSEC source: 0000200406-07-000016 · edgar.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 18:09 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 81,087.8 | $54.55 | $4,423,339.49 |
DisclosureSEC source: 0001181431-07-005598 · rrd143968.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,605,604.8 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 16, 2007 Filed Jan 18, 2007 19:31 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 60,594.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-004748 · rrd143314.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,686,692.6 F1 · shares: Award of deferred stock. Read SEC document |
| January 16, 2007 Filed Jan 18, 2007 19:31 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 134,655.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-004748 · rrd143314.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,626,097.7 F1 · shares: Award of deferred stock. F2 · balance_after: Includes 3.4488 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 15:06 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock · Derivative | 367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000200406-06-000158 · edgar.xml · derivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340 Underlying: Common · 367 shares Expires not disclosed F2 · security: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on December 12, 2006 at $65.73 per share are to be settled in cash upon the Reporting Person's Retirement. F3 · derivative.exercise_price: 1 for 1 F2 · price: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on December 12, 2006 at $65.73 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.exercise_date: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on December 12, 2006 at $65.73 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.expiration_date: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on December 12, 2006 at $65.73 per share are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| October 05, 2006 Filed Oct 10, 2006 16:14 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 116,924 | $0.00 Strike: $51.03 | $0.00 |
DisclosureSEC source: 0001181431-06-057507 · rrd132718.xml · derivative · entry 7 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,924 Underlying: Common Stock · 116,924 shares Expires 2012-02-13 Read SEC document |
| October 05, 2006 Filed Oct 10, 2006 16:14 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 128,664 | $0.00 Strike: $42.11 | $0.00 |
DisclosureSEC source: 0001181431-06-057507 · rrd132718.xml · derivative · entry 6 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,888 Underlying: Common Stock · 128,664 shares Expires 2012-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2006 Filed Oct 10, 2006 16:14 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 10,752 | $51.03 | $548,674.56 |
DisclosureSEC source: 0001181431-06-057507 · rrd132718.xml · nonDerivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491,438.9 F1 · balance_after: Includes 17.1734 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
| October 05, 2006 Filed Oct 10, 2006 16:14 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 106,172 | $51.03 | $5,417,957.16 |
DisclosureSEC source: 0001181431-06-057507 · rrd132718.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,502,173.7 Read SEC document |
| October 05, 2006 Filed Oct 10, 2006 16:14 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 128,664 | $42.11 | $5,418,002.44 |
DisclosureSEC source: 0001181431-06-057507 · rrd132718.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608,345.7 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2006 Filed Sep 12, 2006 20:36 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock · Derivative | 376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000200406-06-000117 · edgar.xml · derivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 973 Underlying: Common · 376 shares Expires not disclosed F2 · security: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on September 12, 2006 at $63.82 per share are to be settled in cash upon the Reporting Person's Retirement. F3 · derivative.exercise_price: 1 for 1 F2 · price: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on September 12, 2006 at $63.82 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.exercise_date: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on September 12, 2006 at $63.82 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.expiration_date: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on September 12, 2006 at $63.82 per share are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| June 13, 2006 Filed Jun 15, 2006 18:07 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock · Derivative | 387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000200406-06-000090 · edgar.xml · derivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597 Underlying: Common · 387 shares Expires not disclosed F2 · security: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on June 13, 2006 at $61.50 per share are to be settled in cash upon the Reporting Person's Retirement. F3 · derivative.exercise_price: 1 for 1 F2 · price: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on June 13, 2006 at $61.50 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.exercise_date: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on June 13, 2006 at $61.50 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.expiration_date: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on June 13, 2006 at $61.50 per share are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| April 19, 2006 Filed Apr 20, 2006 21:28 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | PurchaseCommon | 5,000 | $58.04 | $290,200.00 |
DisclosureSEC source: 0000200406-06-000081 · edgar.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| March 14, 2006 Filed Mar 15, 2006 14:43 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock · Derivative | 210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000200406-06-000063 · edgar.xml · derivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210 Underlying: Common · 210 shares Expires not disclosed F1 · security: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on March 14, 2006 at $59.19 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.exercise_price: 1 for 1 F1 · price: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on March 14, 2006 at $59.19 per share are to be settled in cash upon the Reporting Person's Retirement. F1 · derivative.exercise_date: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on March 14, 2006 at $59.19 per share are to be settled in cash upon the Reporting Person's Retirement. F1 · derivative.expiration_date: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on March 14, 2006 at $59.19 per share are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| February 13, 2006 Filed Feb 14, 2006 17:23 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 18,145.31 | $45.74 | $829,966.48 |
DisclosureSEC source: 0001181431-06-011396 · rrd107794.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,479,681.7 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 16:54 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherCommon | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000200406-06-000027 · edgar.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: Shares of Common Stock awarded to Director upon initial election to the Board. F1 · price: Shares of Common Stock awarded to Director upon initial election to the Board. Read SEC document |
| January 26, 2006 Filed Jan 30, 2006 16:09 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 250 | $46.91 | $11,727.50 |
DisclosureSEC source: 0001181431-06-006449 · rrd105355.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 2,525 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities. Read SEC document |
| January 20, 2006 Filed Jan 24, 2006 16:34 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 13,011.8 | $46.52 | $605,308.94 |
DisclosureSEC source: 0001181431-06-005288 · rrd104496.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497,827 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2006 Filed Jan 24, 2006 16:34 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 5,855.4 | $46.52 | $272,393.21 |
DisclosureSEC source: 0001181431-06-005288 · rrd104496.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,510,838.8 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 17, 2006 Filed Jan 19, 2006 16:56 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 136,690.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-004332 · rrd103963.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,516,694.2 F2 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Core CAP Program). Read SEC document |
| January 17, 2006 Filed Jan 19, 2006 16:56 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 61,510.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-004332 · rrd103963.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,380,003.8 F1 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Supplemental CAP Program). Read SEC document |
| January 12, 2006 Filed Jan 17, 2006 16:11 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 3,412.3 | $48.99 | $167,168.58 |
DisclosureSEC source: 0001181431-06-003775 · rrd103706.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,318,493.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 19,846 | $0.00 Strike: $47.10 | $0.00 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · derivative · entry 18 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,846 shares Expires 2005-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 17,541 | $0.00 Strike: $46.34 | $0.00 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · derivative · entry 17 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,541 shares Expires 2005-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 16,411 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · derivative · entry 16 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,411 shares Expires 2005-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 17,392 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · derivative · entry 15 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,392 shares Expires 2005-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 486 | $49.09 | $23,857.74 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 12 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,321,905.4 F1 · balance_after: Includes 340.1 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 16,559 | $49.09 | $812,881.31 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 11 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322,051.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 17,541 | $46.34 | $812,879.76 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 10 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338,610.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 895 | $49.09 | $43,935.55 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 9 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,321,069.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 15,582 | $49.09 | $764,920.38 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 8 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,321,964.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 17,392 | $43.98 | $764,915.81 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 7 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,337,546.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 845 | $49.09 | $41,481.05 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 6 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320,154.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 14,703 | $49.09 | $721,770.27 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 5 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320,999.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 16,411 | $43.98 | $721,770.55 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 4 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,335,702.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 399 | $49.09 | $19,586.91 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,319,291.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 19,041 | $49.09 | $934,722.69 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,319,690.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 19,846 | $47.10 | $934,736.68 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338,731.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.