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person · Reporting owner

Brown William Michael

Disclosed activity across 2 companies

Tapewire entity
116476
SEC CIK
0001742241

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Altimmune, Inc.ALT · Entity 5349Chief Financial OfficerJuly 31, 2021August 06, 2021
ObsEva SAOBSV · Entity 114543Interim CEO and CFOFebruary 23, 2023February 24, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Altimmune, Inc.

Report date July 31, 2021 · Filed August 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001SEC Table I · non-derivativeDirect17,721 Reported balance After 2021-07-31 transaction · row 1
1 source row

Row 1 · 2021-07-31 · Grant · Acquired 803 · Balance 17,721

F1: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from February 1, 2021 through July 31, 2021.

F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on July 31, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from February 1, 2021 through July 31, 2021.

F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on July 31, 2021.

ObsEva SA

Report date February 23, 2023 · Filed February 24, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.17 · Expires 2033-02-22Direct250,000 Reported balance After 2023-02-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-02-23 · Grant · Acquired 250,000 · Balance 250,000

F1: Fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Fully vested and exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2023 Filed Feb 24, 2023 16:50 UTC ObsEva SA OBSV · Entity 114543 GrantEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001209191-23-012759 · doc4.xml · derivative · entry 1

Brown William Michael · CIK 0001742241 · Interim CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Shares · 250,000 shares

Expires 2033-02-22

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 31, 2021 Filed Aug 6, 2021 19:01 UTC Altimmune, Inc. ALT · Entity 5349 GrantCommon Stock, par value $0.0001 803 $7.71 $6,190.73
Disclosure

SEC source: 0001104659-21-101662 · tm2124283-2_4seq1.xml · nonDerivative · entry 1

Brown William Michael · CIK 0001742241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,721

F1 · kind: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from February 1, 2021 through July 31, 2021.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on July 31, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 19:00 UTC Altimmune, Inc. ALT · Entity 5349 GrantRestricted Stock Units · Derivative 24,664 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004755 · doc4.xml · derivative · entry 3

Brown William Michael · CIK 0001742241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,664

Underlying: Common Stock, par value $0.0001 · 24,664 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F5 · derivative.exercise_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 2, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F5 · derivative.expiration_date: The RSUs become vested and exercisable in substantially equal annual installments over the 4 years following February 2, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 19:00 UTC Altimmune, Inc. ALT · Entity 5349 GrantStock Options (option to buy) · Derivative 90,000 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0000899243-21-004755 · doc4.xml · derivative · entry 2

Brown William Michael · CIK 0001742241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock, par value $0.0001 · 90,000 shares

Expires 2031-02-01

F3 · derivative.exercise_date: Twenty-five percent of the shares underlying the option become vested and exercisable on February 1, 2022 and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
January 31, 2021 Filed Feb 3, 2021 19:00 UTC Altimmune, Inc. ALT · Entity 5349 GrantCommon Stock, par value $0.0001 937 $12.14 $11,375.18
Disclosure

SEC source: 0000899243-21-004755 · doc4.xml · nonDerivative · entry 1

Brown William Michael · CIK 0001742241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,918

F1 · kind: These shares were purchased due to participation by the reporting individual in the issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from August 1, 2020 through January 31, 2021.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on January 31, 2021.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 18:47 UTC Altimmune, Inc. ALT · Entity 5349 GrantCommon Stock, par value $0.0001 7,920 $1.46 $11,563.20
Disclosure

SEC source: 0000899243-20-021212 · doc4.xml · nonDerivative · entry 1

Brown William Michael · CIK 0001742241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,981

F1 · kind: These shares were purchased due to participation by the reporting individual in the issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from February 1, 2020 through July 31, 2020.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on February 1, 2020.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:34 UTC Altimmune, Inc. ALT · Entity 5349 GrantCommon Stock, par value $0.0001 8,061 $1.46 $11,769.06
Disclosure

SEC source: 0000899243-20-003006 · doc4.xml · nonDerivative · entry 1

Brown William Michael · CIK 0001742241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,061

F1 · kind: These shares were purchased due to participation by the reporting individual in the issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from August 1, 2019 through January 31, 2020.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on January 31, 2020.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 17:00 UTC Altimmune, Inc. ALT · Entity 5349 GrantStock Options (option to buy) · Derivative 61,400 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0000899243-20-000275 · doc4.xml · derivative · entry 1

Brown William Michael · CIK 0001742241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,400

Underlying: Common Stock, par value $0.0001 · 61,400 shares

Expires 2030-01-02

F1 · derivative.exercise_date: Twenty-five percent of the shares underlying the option become vested and exercisable on January 2, 2021 and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following January 2, 2021, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 16:50 UTC Altimmune, Inc. ALT · Entity 5349 GrantStock Options (option to buy) · Derivative 50,000 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0000899243-19-016650 · doc4.xml · derivative · entry 1

Brown William Michael · CIK 0001742241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, par value $0.0001 · 50,000 shares

Expires 2029-06-10

F1 · derivative.exercise_date: Twenty-five percent of the shares underlying the option become vested and exercisable on June 1, 2020 and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following June 1, 2020, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:31 UTC Altimmune, Inc. ALT · Entity 5349 GrantStock Options (option to buy) · Derivative 30,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001012975-19-000043 · edgar.xml · derivative · entry 1

Brown William Michael · CIK 0001742241 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, par value $0.0001 · 30,000 shares

Expires 2024-01-02

F1 · derivative.exercise_date: The option becomes vested and exercisable upon the filing of the Issuer's annual statement on Form 10-K with respect to the fiscal year ended December 31, 2018, generally subject to the reporting person's continued service through the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.