Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Intercontinental Exchange, Inc.ICE · Entity 1809 | Director | May 18, 2018 | May 22, 2018 |
| Mastercard IncMA · Entity 1763 | Vice Chairman | February 28, 2022 | March 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Intercontinental Exchange, Inc.
Report date May 18, 2018 · Filed May 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,165 |
Reported balance
After 2018-05-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-18 · Grant · Acquired 2,794 · Balance 6,165 F1: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,794 restricted stock units awarded, 2,445 were awarded as compensation for service on the Issuer's board and 349 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Europe Limited. |
| Common StockSEC Table I · non-derivative | Direct | 5,931 |
Reported balance
After 2018-05-21 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-05-21 · Tax withholding · Disposed 234 · Balance 5,931 F2: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. F3: The common stock number referred in Table I is an aggregate number and represents 3,137 shares of common stock and 2,794 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,794 restricted stock units awarded, 2,445 were awarded as compensation for service on the Issuer's board and 349 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Europe Limited.
F2: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.
F3: The common stock number referred in Table I is an aggregate number and represents 3,137 shares of common stock and 2,794 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2019.
Mastercard Inc
Report date February 28, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 113,824 |
Ending reported balance
After 2022-03-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-02-28 · Tax withholding · Disposed 5,256 · Balance 108,990 F1: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a stockholder-approved plan. Row 2 · 2022-03-01 · Tax withholding · Disposed 1,624 · Balance 107,366 F1: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a stockholder-approved plan. Row 3 · 2022-03-01 · Grant · Acquired 6,458 · Balance 113,824 F2: Award of restricted stock units pursuant to the terms of a stockholder-approved plan that will vest in three (3) equal annual installments beginning March 1, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a stockholder-approved plan.
F2: Award of restricted stock units pursuant to the terms of a stockholder-approved plan that will vest in three (3) equal annual installments beginning March 1, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2016 Filed Oct 6, 2016 15:47 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 12,630 | $101.79 | $1,285,554.65 |
DisclosureSEC source: 0001141391-16-000225 · wf-form4_147576884748696.xml · nonDerivative · entry 2 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,091 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The plan was adopted by the reporting person on August 5, 2016. F2 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $101.47 to $102.18 per share. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| October 04, 2016 Filed Oct 6, 2016 15:47 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 12,630 | $42.04 | $531,003.09 |
DisclosureSEC source: 0001141391-16-000225 · wf-form4_147576884748696.xml · nonDerivative · entry 1 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The plan was adopted by the reporting person on August 5, 2016. Read SEC document |
| March 01, 2016 Filed Mar 2, 2016 23:54 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 87,460 | $0.00 Strike: $90.10 | $0.00 |
DisclosureSEC source: 0001141391-16-000103 · wf-form4_145696287245169.xml · derivative · entry 2 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,460 Underlying: Class A Common Stock · 87,460 shares Expires 2026-03-01 F2 · derivative.exercise_date: The employee stock options vest in four (4) equal annual installments beginning March 1, 2017. Read SEC document |
| February 29, 2016 Filed Mar 2, 2016 23:54 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 15,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-16-000103 · wf-form4_145696287245169.xml · nonDerivative · entry 1 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,091 F1 · shares: Settlement of performance stock units in shares of Class A common stock. Read SEC document |
| May 04, 2015 Filed May 6, 2015 22:10 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 37,890 | $0.00 Strike: $42.04 | $0.00 |
DisclosureSEC source: 0001225208-15-011499 · doc4.xml · derivative · entry 3 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,630 Underlying: Class A Common Stock · 37,890 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The reporting person was awarded 50,520 employee stock options on March 1, 2012, 37,980 of which have vested. The remaining 12,630 will vest on March 1, 2016. Read SEC document |
| May 04, 2015 Filed May 6, 2015 22:10 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 37,890 | $91.07 | $3,450,653.67 |
DisclosureSEC source: 0001225208-15-011499 · doc4.xml · nonDerivative · entry 2 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,249 F1 · price: Represents the weighted average sales price for price increments ranging from $90.81 to $91.44 Read SEC document |
| May 04, 2015 Filed May 6, 2015 22:10 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 37,890 | $42.04 | $1,593,009.27 |
DisclosureSEC source: 0001225208-15-011499 · doc4.xml · nonDerivative · entry 1 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2015 Filed Mar 3, 2015 22:47 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 75,188 | $0.00 Strike: $90.13 | $0.00 |
DisclosureSEC source: 0001225208-15-006645 · doc4.xml · derivative · entry 2 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,188 Underlying: Class A Common Stock · 75,188 shares Expires 2025-03-01 F2 · derivative.exercise_date: The employee stock options vest in four (4) equal annual installments beginning March 1, 2016. Read SEC document |
| February 28, 2015 Filed Mar 3, 2015 22:47 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 11,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-006645 · doc4.xml · nonDerivative · entry 1 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,249 F1 · shares: Settlement of performance stock units in shares of Class A common stock. Read SEC document |
| September 19, 2014 Filed Sep 23, 2014 21:23 UTC | Mastercard Inc MA · Entity 1763 | Tax withholdingClass A Common Stock | 8,310 | $77.81 | $646,559.55 |
DisclosureSEC source: 0001225208-14-020379 · doc4.xml · nonDerivative · entry 1 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,270 F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a shareholder-approved stock plan. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 23:46 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 83,976 | $0.00 Strike: $77.72 | $0.00 |
DisclosureSEC source: 0001225208-14-007388 · doc4.xml · derivative · entry 2 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,976 Underlying: Class A Common Stock · 83,976 shares Expires 2024-03-01 F2 · derivative.exercise_date: The employee stock options vest in four equal annual installments beginning March 1, 2015. Read SEC document |
| September 19, 2013 Filed Sep 23, 2013 20:36 UTC | Mastercard Inc MA · Entity 1763 | Tax withholdingClass A Common Stock | 416 | $689.34 | $286,763.36 |
DisclosureSEC source: 0001225208-13-020389 · doc4.xml · nonDerivative · entry 1 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,658 F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a shareholder-approved stock plan. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 00:58 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 8,716 | $0.00 Strike: $518.30 | $0.00 |
DisclosureSEC source: 0001225208-13-006486 · doc4.xml · derivative · entry 1 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,716 Underlying: Class A Common Stock · 8,716 shares Expires 2023-03-01 F1 · derivative.exercise_date: The employee stock options vest in four equal annual installments beginning March 1, 2014. Read SEC document |
| September 19, 2012 Filed Sep 21, 2012 16:23 UTC | Mastercard Inc MA · Entity 1763 | Tax withholdingClass A Common Stock | 460 | $453.48 | $208,598.50 |
DisclosureSEC source: 0001225208-12-020037 · doc4.xml · nonDerivative · entry 1 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,074 F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a shareholder-approved stock plan. Read SEC document |
| March 01, 2012 Filed Mar 3, 2012 00:39 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 5,052 | $0.00 Strike: $420.43 | $0.00 |
DisclosureSEC source: 0001225208-12-006517 · doc4.xml · derivative · entry 1 Cairns Ann · CIK 0001528304 · President, Intl Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,052 Underlying: Class A Common Stock · 5,052 shares Expires 2022-03-01 F1 · derivative.exercise_date: The employee stock options vest in four equal annual installments beginning March 1, 2013. Read SEC document |
| September 20, 2011 Filed Sep 22, 2011 22:03 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-050260 · rrd322454.xml · nonDerivative · entry 1 Cairns Ann · CIK 0001528304 · President, Intl. Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,534 F1 · price: Award of restricted stock units which will vest 25% on September 19, 2012; 25% on September 19, 2013; and 50% on September 19, 2014 if the reporting person remains employed by MasterCard Incorporated on such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.