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person · Reporting owner

Cairns Ann

Disclosed activity across 2 companies

Tapewire entity
11642
SEC CIK
0001528304

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Intercontinental Exchange, Inc.ICE · Entity 1809DirectorMay 18, 2018May 22, 2018
Mastercard IncMA · Entity 1763Vice ChairmanFebruary 28, 2022March 03, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Intercontinental Exchange, Inc.

Report date May 18, 2018 · Filed May 22, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,165 Reported balance After 2018-05-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-05-18 · Grant · Acquired 2,794 · Balance 6,165

F1: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,794 restricted stock units awarded, 2,445 were awarded as compensation for service on the Issuer's board and 349 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Europe Limited.

Common StockSEC Table I · non-derivativeDirect5,931 Reported balance After 2018-05-21 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2018-05-21 · Tax withholding · Disposed 234 · Balance 5,931

F2: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3: The common stock number referred in Table I is an aggregate number and represents 3,137 shares of common stock and 2,794 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,794 restricted stock units awarded, 2,445 were awarded as compensation for service on the Issuer's board and 349 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Europe Limited.

F2: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3: The common stock number referred in Table I is an aggregate number and represents 3,137 shares of common stock and 2,794 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2019.

Mastercard Inc

Report date February 28, 2022 · Filed March 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect113,824 Ending reported balance After 2022-03-01 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-02-28 · Tax withholding · Disposed 5,256 · Balance 108,990

F1: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a stockholder-approved plan.

Row 2 · 2022-03-01 · Tax withholding · Disposed 1,624 · Balance 107,366

F1: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a stockholder-approved plan.

Row 3 · 2022-03-01 · Grant · Acquired 6,458 · Balance 113,824

F2: Award of restricted stock units pursuant to the terms of a stockholder-approved plan that will vest in three (3) equal annual installments beginning March 1, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a stockholder-approved plan.

F2: Award of restricted stock units pursuant to the terms of a stockholder-approved plan that will vest in three (3) equal annual installments beginning March 1, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 3, 2022 00:34 UTC Mastercard Inc MA · Entity 1763 GrantClass A Common Stock 6,458 $0.00 $0.00
Disclosure

SEC source: 0001141391-22-000032 · wf-form4_164626763757510.xml · nonDerivative · entry 3

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,824

F2 · shares: Award of restricted stock units pursuant to the terms of a stockholder-approved plan that will vest in three (3) equal annual installments beginning March 1, 2023.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 00:34 UTC Mastercard Inc MA · Entity 1763 Tax withholdingClass A Common Stock 1,624 $351.40 $570,673.60
Disclosure

SEC source: 0001141391-22-000032 · wf-form4_164626763757510.xml · nonDerivative · entry 2

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,366

F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a stockholder-approved plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:34 UTC Mastercard Inc MA · Entity 1763 Tax withholdingClass A Common Stock 5,256 $360.51 $1,894,840.56
Disclosure

SEC source: 0001141391-22-000032 · wf-form4_164626763757510.xml · nonDerivative · entry 1

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,990

F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a stockholder-approved plan.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 20:27 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionEmployee Stock Option (right ro buy) · Derivative 15,197 $0.00 Strike: $90.13 $0.00
Disclosure

SEC source: 0001141391-21-000145 · wf-form4_162629441617302.xml · derivative · entry 4

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,797

Underlying: Class A Common Stock · 15,197 shares

Expires 2025-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on April 30, 2021.

F4 · derivative.exercise_date: The reporting person was awarded 75,188 employee stock options on March 1, 2015, which had fully vested.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 20:27 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 5,743 $381.20 $2,189,205.76
Disclosure

SEC source: 0001141391-21-000145 · wf-form4_162629441617302.xml · nonDerivative · entry 3

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,246

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on April 30, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $381.00 to $381.52. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 20:27 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 9,454 $380.56 $3,597,813.29
Disclosure

SEC source: 0001141391-21-000145 · wf-form4_162629441617302.xml · nonDerivative · entry 2

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,989

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on April 30, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $380.00 to $380.945. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 20:27 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionClass A Common Stock 15,197 $90.13 $1,369,705.61
Disclosure

SEC source: 0001141391-21-000145 · wf-form4_162629441617302.xml · nonDerivative · entry 1

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on April 30, 2021.

Read SEC document
June 28, 2021 Filed Jun 28, 2021 20:24 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionEmployee Stock Option (right ro buy) · Derivative 3,200 $0.00 Strike: $90.13 $0.00
Disclosure

SEC source: 0001141391-21-000141 · wf-form4_162491185528034.xml · derivative · entry 6

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,994

Underlying: Class A Common Stock · 3,200 shares

Expires 2025-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on April 30, 2021.

F3 · derivative.exercise_date: The reporting person was awarded 75,188 employee stock options on March 1, 2015, which had fully vested.

Read SEC document
June 28, 2021 Filed Jun 28, 2021 20:24 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 3,200 $380.15 $1,216,473.92
Disclosure

SEC source: 0001141391-21-000141 · wf-form4_162491185528034.xml · nonDerivative · entry 4

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,246

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on April 30, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $380.04 to $380.36. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 28, 2021 Filed Jun 28, 2021 20:24 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionClass A Common Stock 3,200 $90.13 $288,416.00
Disclosure

SEC source: 0001141391-21-000141 · wf-form4_162491185528034.xml · nonDerivative · entry 3

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on April 30, 2021.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:24 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionEmployee Stock Option (right ro buy) · Derivative 400 $0.00 Strike: $90.13 $0.00
Disclosure

SEC source: 0001141391-21-000141 · wf-form4_162491185528034.xml · derivative · entry 5

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,194

Underlying: Class A Common Stock · 400 shares

Expires 2025-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on April 30, 2021.

F3 · derivative.exercise_date: The reporting person was awarded 75,188 employee stock options on March 1, 2015, which had fully vested.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:24 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 400 $380.00 $152,000.00
Disclosure

SEC source: 0001141391-21-000141 · wf-form4_162491185528034.xml · nonDerivative · entry 2

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,246

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on April 30, 2021.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:24 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionClass A Common Stock 400 $90.13 $36,052.00
Disclosure

SEC source: 0001141391-21-000141 · wf-form4_162491185528034.xml · nonDerivative · entry 1

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on April 30, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 01:53 UTC Mastercard Inc MA · Entity 1763 GrantClass A Common Stock 6,136 $0.00 $0.00
Disclosure

SEC source: 0001141391-21-000048 · wf-form4_161473639891751.xml · nonDerivative · entry 3

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,246

F3 · shares: Award of restricted stock units pursuant to the terms of a stockholder-approved plan that will vest in four (4) equal annual installments beginning March 1, 2022.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 01:53 UTC Mastercard Inc MA · Entity 1763 Tax withholdingClass A Common Stock 903 $362.81 $327,617.43
Disclosure

SEC source: 0001141391-21-000048 · wf-form4_161473639891751.xml · nonDerivative · entry 2

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,110

F2 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a stockholder-approved plan.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 01:53 UTC Mastercard Inc MA · Entity 1763 GrantClass A Common Stock 4,157 $0.00 $0.00
Disclosure

SEC source: 0001141391-21-000048 · wf-form4_161473639891751.xml · nonDerivative · entry 1

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,013

F1 · shares: Settlement of performance stock units in shares of Class A common stock.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:20 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionEmployee Stock Option (right ro buy) · Derivative 37,594 $91.13 Strike: $90.13 $3,425,941.22
Disclosure

SEC source: 0001141391-20-000148 · wf-form4_159294719726960.xml · derivative · entry 11

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,594

Underlying: Class A Common Stock · 37,594 shares

Expires 2025-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 8, 2020.

F10 · derivative.exercise_date: The reporting person was awarded 75,188 employee stock options on March 1, 2015, which vested in four equal annual installments beginning March 1, 2016.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:20 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,521 $77.72 Strike: $77.72 $195,932.12
Disclosure

SEC source: 0001141391-20-000148 · wf-form4_159294719726960.xml · derivative · entry 10

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,521 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 8, 2020.

F9 · derivative.exercise_date: The reporting person was awarded 83,976 employee stock options on March 1, 2014, which vested in four equal annual installments beginning March 1, 2015.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:20 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 5,519 $304.31 $1,679,474.75
Disclosure

SEC source: 0001141391-20-000148 · wf-form4_159294719726960.xml · nonDerivative · entry 9

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,856

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 8, 2020.

F8 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $304.0500 to $304.8200 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:20 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 14,568 $303.49 $4,421,245.23
Disclosure

SEC source: 0001141391-20-000148 · wf-form4_159294719726960.xml · nonDerivative · entry 8

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,375

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 8, 2020.

F7 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $303.0500 to $304.0400. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:20 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 7,691 $302.56 $2,327,024.34
Disclosure

SEC source: 0001141391-20-000148 · wf-form4_159294719726960.xml · nonDerivative · entry 7

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,943

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 8, 2020.

F6 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $302.0500 to $303.0400. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:20 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 7,140 $301.73 $2,154,360.05
Disclosure

SEC source: 0001141391-20-000148 · wf-form4_159294719726960.xml · nonDerivative · entry 6

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,634

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 8, 2020.

F5 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $301.0500 to $302.0300 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:20 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 1,118 $300.27 $335,698.28
Disclosure

SEC source: 0001141391-20-000148 · wf-form4_159294719726960.xml · nonDerivative · entry 5

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,774

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 8, 2020.

F4 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $300.0500 to $300.5400. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:20 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 2,679 $299.55 $802,486.41
Disclosure

SEC source: 0001141391-20-000148 · wf-form4_159294719726960.xml · nonDerivative · entry 4

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,892

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 8, 2020.

F3 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $298.9800 to $299.9700. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:20 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 1,400 $298.42 $417,788.98
Disclosure

SEC source: 0001141391-20-000148 · wf-form4_159294719726960.xml · nonDerivative · entry 3

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,571

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 8, 2020.

F2 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $297.9600 to $298.7300. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:20 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionClass A Common Stock 37,594 $90.13 $3,388,347.22
Disclosure

SEC source: 0001141391-20-000148 · wf-form4_159294719726960.xml · nonDerivative · entry 2

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 8, 2020.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 21:20 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionClass A Common Stock 2,521 $77.72 $195,932.12
Disclosure

SEC source: 0001141391-20-000148 · wf-form4_159294719726960.xml · nonDerivative · entry 1

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 8, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:58 UTC Mastercard Inc MA · Entity 1763 GrantClass A Common Stock 7,683 $0.00 $0.00
Disclosure

SEC source: 0001141391-20-000055 · wf-form4_158327270874555.xml · nonDerivative · entry 2

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,856

F2 · shares: Award of restricted stock units pursuant to the terms of a stockholder-approved plan that will vest in four (4) equal annual installments beginning March 1, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:58 UTC Mastercard Inc MA · Entity 1763 GrantClass A Common Stock 14,903 $0.00 $0.00
Disclosure

SEC source: 0001141391-20-000055 · wf-form4_158327270874555.xml · nonDerivative · entry 1

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,173

F1 · shares: Settlement of performance stock units in shares of Class A common stock.

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June 17, 2019 Filed Jun 19, 2019 20:45 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 51,850 $0.00 Strike: $77.72 $0.00
Disclosure

SEC source: 0001141391-19-000086 · wf-form4_156097709284444.xml · derivative · entry 6

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,521

Underlying: Class A Common Stock · 51,850 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 3, 2019.

F6 · derivative.exercise_date: The employee stock options vest in four equal annual installments beginning March 1, 2015.

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June 17, 2019 Filed Jun 19, 2019 20:45 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 10,627 $261.34 $2,777,308.00
Disclosure

SEC source: 0001141391-19-000086 · wf-form4_156097709284444.xml · nonDerivative · entry 5

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,270

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 3, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $261.10 to $261.69. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 17, 2019 Filed Jun 19, 2019 20:45 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 11,338 $260.58 $2,954,500.26
Disclosure

SEC source: 0001141391-19-000086 · wf-form4_156097709284444.xml · nonDerivative · entry 4

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,897

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 3, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $260.10 to $261.07. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 17, 2019 Filed Jun 19, 2019 20:45 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 11,781 $259.42 $3,056,278.86
Disclosure

SEC source: 0001141391-19-000086 · wf-form4_156097709284444.xml · nonDerivative · entry 3

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,235

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 3, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $259.10 to $260.07. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 17, 2019 Filed Jun 19, 2019 20:45 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 18,104 $258.66 $4,682,697.36
Disclosure

SEC source: 0001141391-19-000086 · wf-form4_156097709284444.xml · nonDerivative · entry 2

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,016

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 3, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $258.10 to $259.09. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 17, 2019 Filed Jun 19, 2019 20:45 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionClass A Common Stock 51,850 $77.72 $4,029,782.00
Disclosure

SEC source: 0001141391-19-000086 · wf-form4_156097709284444.xml · nonDerivative · entry 1

Cairns Ann · CIK 0001528304 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 3, 2019.

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May 21, 2018 Filed May 22, 2018 20:53 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Tax withholdingCommon Stock 234 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032329 · doc4.xml · nonDerivative · entry 2

Cairns Ann · CIK 0001528304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,931

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 3,137 shares of common stock and 2,794 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2019.

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May 18, 2018 Filed May 22, 2018 20:53 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032329 · doc4.xml · nonDerivative · entry 1

Cairns Ann · CIK 0001528304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,165

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,794 restricted stock units awarded, 2,445 were awarded as compensation for service on the Issuer's board and 349 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Europe Limited.

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March 01, 2018 Filed Mar 2, 2018 21:22 UTC Mastercard Inc MA · Entity 1763 GrantEmployee Stock Option (right to buy) · Derivative 43,400 $0.00 Strike: $173.49 $0.00
Disclosure

SEC source: 0001141391-18-000023 · wf-form4_152002571543251.xml · derivative · entry 2

Cairns Ann · CIK 0001528304 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,400

Underlying: Class A Common Stock · 43,400 shares

Expires 2028-03-01

F2 · derivative.exercise_date: The employee stock options vest in four (4) equal annual installments beginning March 1, 2019.

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February 28, 2018 Filed Mar 2, 2018 21:22 UTC Mastercard Inc MA · Entity 1763 GrantClass A Common Stock 12,523 $0.00 $0.00
Disclosure

SEC source: 0001141391-18-000023 · wf-form4_152002571543251.xml · nonDerivative · entry 1

Cairns Ann · CIK 0001528304 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,310

F1 · shares: Settlement of performance stock units in shares of Class A common stock.

Read SEC document
May 19, 2017 Filed May 23, 2017 20:35 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 GrantCommon Stock 3,371 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034636 · doc4.xml · nonDerivative · entry 1

Cairns Ann · CIK 0001528304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 3,371 restricted stock units awarded, 2,950 were awarded as compensation for service on the Issuer's board and 421 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Europe Limited.

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March 01, 2017 Filed Mar 2, 2017 22:58 UTC Mastercard Inc MA · Entity 1763 GrantEmployee Stock Option (right to buy) · Derivative 83,608 $0.00 Strike: $112.31 $0.00
Disclosure

SEC source: 0001141391-17-000030 · wf-form4_148849549623415.xml · derivative · entry 2

Cairns Ann · CIK 0001528304 · President, Intl Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,608

Underlying: Class A Common Stock · 83,608 shares

Expires 2027-03-01

F2 · derivative.exercise_date: The employee stock options vest in four (4) equal annual installments beginning March 1, 2018.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:58 UTC Mastercard Inc MA · Entity 1763 GrantClass A Common Stock 7,696 $0.00 $0.00
Disclosure

SEC source: 0001141391-17-000030 · wf-form4_148849549623415.xml · nonDerivative · entry 1

Cairns Ann · CIK 0001528304 · President, Intl Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,787

F1 · shares: Settlement of performance stock units in shares of Class A common stock.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 21:26 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 58,420 $51.83 Strike: $51.83 $3,027,908.60
Disclosure

SEC source: 0001141391-17-000004 · wf-form4_148546600371030.xml · derivative · entry 3

Cairns Ann · CIK 0001528304 · President, Intl Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,790

Underlying: Class A Common Stock · 58,420 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on November 11, 2016.

F2 · derivative.exercise_date: The reporting person was awarded 87,160 employee stock options on March 1, 2013, of which 65,370 have vested. The remaining 21,790 employee stock options will vest on March 1, 2017.

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January 24, 2017 Filed Jan 26, 2017 21:26 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 58,420 $110.00 $6,426,200.00
Disclosure

SEC source: 0001141391-17-000004 · wf-form4_148546600371030.xml · nonDerivative · entry 2

Cairns Ann · CIK 0001528304 · President, Intl Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,091

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on November 11, 2016.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 21:26 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionClass A Common Stock 58,420 $51.83 $3,027,908.60
Disclosure

SEC source: 0001141391-17-000004 · wf-form4_148546600371030.xml · nonDerivative · entry 1

Cairns Ann · CIK 0001528304 · President, Intl Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on November 11, 2016.

Read SEC document
January 20, 2017 Filed Jan 23, 2017 22:20 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,950 $51.83 Strike: $51.83 $360,218.50
Disclosure

SEC source: 0001141391-17-000002 · wf-form4_148521003594728.xml · derivative · entry 3

Cairns Ann · CIK 0001528304 · President, Intl Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,210

Underlying: Class A Common Stock · 6,950 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on November 11, 2016.

F2 · derivative.exercise_date: The reporting person was awarded 87,160 employee stock options on March 1, 2013, of which 65,370 have vested. The remaining 21,790 employee stock options will vest on March 1, 2017.

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January 20, 2017 Filed Jan 23, 2017 22:20 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 6,950 $110.00 $764,500.00
Disclosure

SEC source: 0001141391-17-000002 · wf-form4_148521003594728.xml · nonDerivative · entry 2

Cairns Ann · CIK 0001528304 · President, Intl Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,091

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on November 11, 2016.

Read SEC document
January 20, 2017 Filed Jan 23, 2017 22:20 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionClass A Common Stock 6,950 $51.83 $360,218.50
Disclosure

SEC source: 0001141391-17-000002 · wf-form4_148521003594728.xml · nonDerivative · entry 1

Cairns Ann · CIK 0001528304 · President, Intl Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on November 11, 2016.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 15:47 UTC Mastercard Inc MA · Entity 1763 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,630 $42.04 Strike: $42.04 $531,003.09
Disclosure

SEC source: 0001141391-16-000225 · wf-form4_147576884748696.xml · derivative · entry 4

Cairns Ann · CIK 0001528304 · President, Intl Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,630 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The reporting person was awarded 50,520 employee stock options on March 1, 2012, all of which had vested.

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October 04, 2016 Filed Oct 6, 2016 15:47 UTC Mastercard Inc MA · Entity 1763 SaleClass A Common Stock 14,000 $101.79 $1,425,081.00
Disclosure

SEC source: 0001141391-16-000225 · wf-form4_147576884748696.xml · nonDerivative · entry 3

Cairns Ann · CIK 0001528304 · President, Intl Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,091

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The plan was adopted by the reporting person on August 5, 2016.

F3 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $101.49 to $102.20 per share. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.