Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rimini Street, Inc.RMNI · Entity 5475 | President | February 23, 2023 | February 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rimini Street, Inc.
Report date February 23, 2023 · Filed February 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 161,293 |
Ending reported balance
After 2023-02-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-23 · Exercise / conversion · Acquired 8,333 · Balance 164,866 Row 2 · 2023-02-23 · Sale · Disposed 3,573 · Balance 161,293 F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 8,334 |
Reported balance
After 2023-02-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-23 · Exercise / conversion · Disposed 8,333 · Balance 8,334 F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022 and one-third of which vested on February 23, 2023. The remaining one-third vests on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F3: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022 and one-third of which vested on February 23, 2023. The remaining one-third vests on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2018 Filed Jul 10, 2018 01:02 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 3,870 | $1.16 | $4,489.20 |
DisclosureSEC source: 0001638599-18-000761 · doc4_5523.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 05, 2018 Filed Jul 10, 2018 01:02 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,110 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000761 · doc4_5523.xml · derivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,340 Underlying: Common Stock · 2,110 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 05, 2018 Filed Jul 10, 2018 01:02 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 2,110 | $7.01 | $14,791.10 |
DisclosureSEC source: 0001638599-18-000761 · doc4_5523.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.03, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| July 05, 2018 Filed Jul 10, 2018 01:02 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 2,110 | $1.16 | $2,447.60 |
DisclosureSEC source: 0001638599-18-000761 · doc4_5523.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 00:05 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,004 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000759 · doc4_5522.xml · derivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,450 Underlying: Common Stock · 1,004 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 00:05 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 1,004 | $7.00 | $7,028.00 |
DisclosureSEC source: 0001638599-18-000759 · doc4_5522.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 00:05 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 1,004 | $1.16 | $1,164.64 |
DisclosureSEC source: 0001638599-18-000759 · doc4_5522.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 11, 2018 Filed May 12, 2018 00:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000539 · doc4_5410.xml · derivative · entry 9 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,454 Underlying: Common Stock · 2,500 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 11, 2018 Filed May 12, 2018 00:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 2,500 | $7.02 | $17,547.50 |
DisclosureSEC source: 0001638599-18-000539 · doc4_5410.xml · nonDerivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.31, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 11, 2018 Filed May 12, 2018 00:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 2,500 | $1.16 | $2,890.00 |
DisclosureSEC source: 0001638599-18-000539 · doc4_5410.xml · nonDerivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 10, 2018 Filed May 12, 2018 00:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,375 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000539 · doc4_5410.xml · derivative · entry 8 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,954 Underlying: Common Stock · 2,375 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 10, 2018 Filed May 12, 2018 00:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 2,375 | $7.68 | $18,232.88 |
DisclosureSEC source: 0001638599-18-000539 · doc4_5410.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.27 to $7.92, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 10, 2018 Filed May 12, 2018 00:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 2,375 | $1.16 | $2,745.50 |
DisclosureSEC source: 0001638599-18-000539 · doc4_5410.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 09, 2018 Filed May 12, 2018 00:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000539 · doc4_5410.xml · derivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,329 Underlying: Common Stock · 4,000 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 09, 2018 Filed May 12, 2018 00:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 4,000 | $7.84 | $31,352.00 |
DisclosureSEC source: 0001638599-18-000539 · doc4_5410.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.63 to $7.95, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 09, 2018 Filed May 12, 2018 00:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 4,000 | $1.16 | $4,624.00 |
DisclosureSEC source: 0001638599-18-000539 · doc4_5410.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 08, 2018 Filed May 9, 2018 01:45 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,260 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · derivative · entry 9 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,329 Underlying: Common Stock · 1,260 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 08, 2018 Filed May 9, 2018 01:45 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 1,260 | $7.96 | $10,029.60 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · nonDerivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.71 to $8.06, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 08, 2018 Filed May 9, 2018 01:45 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 1,260 | $1.16 | $1,456.56 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · nonDerivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 07, 2018 Filed May 9, 2018 01:45 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,014 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · derivative · entry 8 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,589 Underlying: Common Stock · 1,014 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 07, 2018 Filed May 9, 2018 01:45 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 1,014 | $7.78 | $7,888.92 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $8.15, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 07, 2018 Filed May 9, 2018 01:45 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 1,014 | $1.16 | $1,172.18 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 04, 2018 Filed May 9, 2018 01:45 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,900 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · derivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,603 Underlying: Common Stock · 3,900 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 04, 2018 Filed May 9, 2018 01:45 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 3,900 | $7.77 | $30,303.00 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.22 to $7.92, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 04, 2018 Filed May 9, 2018 01:45 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 3,900 | $1.16 | $4,508.40 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 10, 2018 Filed Apr 11, 2018 22:40 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,191 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000434 · doc4_5362.xml · derivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,503 Underlying: Common Stock · 9,191 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| April 10, 2018 Filed Apr 11, 2018 22:40 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 9,191 | $8.00 | $73,528.00 |
DisclosureSEC source: 0001638599-18-000434 · doc4_5362.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.83 to $8.16, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| April 10, 2018 Filed Apr 11, 2018 22:40 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 9,191 | $1.16 | $10,624.80 |
DisclosureSEC source: 0001638599-18-000434 · doc4_5362.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 01:05 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,779 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000432 · doc4_5360.xml · derivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,694 Underlying: Common Stock · 1,779 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 01:05 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 1,779 | $8.09 | $14,397.45 |
DisclosureSEC source: 0001638599-18-000432 · doc4_5360.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.04 to $8.18, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 01:05 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 1,779 | $1.16 | $2,056.52 |
DisclosureSEC source: 0001638599-18-000432 · doc4_5360.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 06, 2018 Filed Apr 11, 2018 01:05 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,326 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000432 · doc4_5360.xml · derivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,473 Underlying: Common Stock · 16,326 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| April 06, 2018 Filed Apr 11, 2018 01:05 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 16,326 | $8.16 | $133,187.51 |
DisclosureSEC source: 0001638599-18-000432 · doc4_5360.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.45, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| April 06, 2018 Filed Apr 11, 2018 01:05 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 16,326 | $1.16 | $18,872.86 |
DisclosureSEC source: 0001638599-18-000432 · doc4_5360.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,704 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · derivative · entry 16 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,799 Underlying: Common Stock · 2,704 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 2 | $8.50 | $17.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 15 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 101 | $8.49 | $857.49 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 14 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 101 | $8.48 | $856.48 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 13 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 100 | $8.47 | $847.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 12 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 300 | $8.47 | $2,539.50 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 11 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 100 | $8.45 | $845.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 10 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 400 | $8.35 | $3,340.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 9 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 100 | $8.34 | $834.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 8 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,204 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 900 | $8.33 | $7,497.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 200 | $8.33 | $1,665.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,204 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 100 | $8.29 | $829.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,404 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 100 | $8.29 | $828.50 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,504 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 100 | $8.08 | $808.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,604 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 100 | $8.04 | $804.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,704 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 2,704 | $1.16 | $3,125.82 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.