Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rimini Street, Inc.RMNI · Entity 5475 | President | February 23, 2023 | February 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rimini Street, Inc.
Report date February 23, 2023 · Filed February 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 161,293 |
Ending reported balance
After 2023-02-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-23 · Exercise / conversion · Acquired 8,333 · Balance 164,866 Row 2 · 2023-02-23 · Sale · Disposed 3,573 · Balance 161,293 F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 8,334 |
Reported balance
After 2023-02-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-23 · Exercise / conversion · Disposed 8,333 · Balance 8,334 F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022 and one-third of which vested on February 23, 2023. The remaining one-third vests on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F3: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022 and one-third of which vested on February 23, 2023. The remaining one-third vests on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2019 Filed Jun 25, 2019 22:59 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 34,885 | $1.16 | $40,313.11 |
DisclosureSEC source: 0001638599-19-000630 · doc4_6164.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. Read SEC document |
| June 21, 2019 Filed Jun 21, 2019 21:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 106,923 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · derivative · entry 9 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,323 Underlying: Common Stock · 106,923 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 21, 2019 Filed Jun 21, 2019 21:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 106,923 | $5.18 | $554,267.45 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · nonDerivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.23, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 21, 2019 Filed Jun 21, 2019 21:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 106,923 | $1.16 | $123,560.22 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · nonDerivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 21:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 117,759 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · derivative · entry 8 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,246 Underlying: Common Stock · 117,759 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 21:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 45,231 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · derivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,231 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The full exercise price is $1.155609 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 21:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 117,759 | $5.20 | $611,863.99 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.255, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 21:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 117,759 | $1.16 | $136,082.30 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 21:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 45,231 | $5.20 | $235,015.75 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.255, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 21:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 45,231 | $1.16 | $52,268.94 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The full exercise price is $1.155609 but due to space limitations could not be entered above. Read SEC document |
| June 19, 2019 Filed Jun 19, 2019 21:47 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 160,129 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000621 · doc4_6160.xml · derivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,231 Underlying: Common Stock · 160,129 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 19, 2019 Filed Jun 19, 2019 21:47 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 160,129 | $5.20 | $832,014.27 |
DisclosureSEC source: 0001638599-19-000621 · doc4_6160.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.27, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 19, 2019 Filed Jun 19, 2019 21:47 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 160,129 | $1.16 | $185,045.07 |
DisclosureSEC source: 0001638599-19-000621 · doc4_6160.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 21:47 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,652 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000621 · doc4_6160.xml · derivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,360 Underlying: Common Stock · 13,652 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 21:47 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 13,652 | $5.18 | $70,722.82 |
DisclosureSEC source: 0001638599-19-000621 · doc4_6160.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.19, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 21:47 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 13,652 | $1.16 | $15,776.25 |
DisclosureSEC source: 0001638599-19-000621 · doc4_6160.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 17, 2019 Filed Jun 17, 2019 22:33 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,700 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000615 · doc4_6158.xml · derivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,012 Underlying: Common Stock · 4,700 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 17, 2019 Filed Jun 17, 2019 22:33 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 4,700 | $5.18 | $24,365.27 |
DisclosureSEC source: 0001638599-19-000615 · doc4_6158.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.20, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 17, 2019 Filed Jun 17, 2019 22:33 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 4,700 | $1.16 | $5,431.32 |
DisclosureSEC source: 0001638599-19-000615 · doc4_6158.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 22:33 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,918 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000615 · doc4_6158.xml · derivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,712 Underlying: Common Stock · 1,918 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 22:33 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 1,918 | $5.18 | $9,935.24 |
DisclosureSEC source: 0001638599-19-000615 · doc4_6158.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 22:33 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 1,918 | $1.16 | $2,216.44 |
DisclosureSEC source: 0001638599-19-000615 · doc4_6158.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 20:22 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,627 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000613 · doc4_6157.xml · derivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,630 Underlying: Common Stock · 8,627 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 20:22 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 8,627 | $5.18 | $44,709.43 |
DisclosureSEC source: 0001638599-19-000613 · doc4_6157.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.19, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 20:22 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 8,627 | $1.56 | $13,423.61 |
DisclosureSEC source: 0001638599-19-000613 · doc4_6157.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2019 Filed Jun 14, 2019 20:22 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 180 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000613 · doc4_6157.xml · derivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,257 Underlying: Common Stock · 180 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 10, 2019 Filed Jun 14, 2019 20:22 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 180 | $5.18 | $932.40 |
DisclosureSEC source: 0001638599-19-000613 · doc4_6157.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 10, 2019 Filed Jun 14, 2019 20:22 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 180 | $1.16 | $208.01 |
DisclosureSEC source: 0001638599-19-000613 · doc4_6157.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:59 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,863 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000521 · doc4_6109.xml · derivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,437 Underlying: Common Stock · 13,863 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:59 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 100 | $5.23 | $523.00 |
DisclosureSEC source: 0001638599-19-000521 · doc4_6109.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:59 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 13,763 | $5.18 | $71,292.34 |
DisclosureSEC source: 0001638599-19-000521 · doc4_6109.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:59 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 13,863 | $1.16 | $16,020.08 |
DisclosureSEC source: 0001638599-19-000521 · doc4_6109.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · derivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F4 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 21,039 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · derivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,300 Underlying: Common Stock · 21,039 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,359 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · derivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,359 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 21,039 | $5.18 | $108,982.02 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 21,039 | $1.16 | $24,312.67 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 3,359 | $5.18 | $17,399.62 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 3,359 | $1.16 | $3,896.44 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 06, 2019 Filed May 6, 2019 23:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,539 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · derivative · entry 10 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,359 Underlying: Common Stock · 4,539 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 06, 2019 Filed May 6, 2019 23:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 3 | $5.19 | $15.57 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 06, 2019 Filed May 6, 2019 23:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 4,536 | $5.18 | $23,496.48 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 06, 2019 Filed May 6, 2019 23:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 4,539 | $1.16 | $5,265.24 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 03, 2019 Filed May 6, 2019 23:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,266 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · derivative · entry 9 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,898 Underlying: Common Stock · 15,266 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 03, 2019 Filed May 6, 2019 23:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 15,266 | $5.18 | $79,077.88 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 03, 2019 Filed May 6, 2019 23:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 15,266 | $1.16 | $17,708.56 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 02, 2019 Filed May 6, 2019 23:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,339 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · derivative · entry 8 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,164 Underlying: Common Stock · 1,339 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 02, 2019 Filed May 6, 2019 23:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 1,339 | $5.18 | $6,936.02 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 02, 2019 Filed May 6, 2019 23:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 1,339 | $1.16 | $1,553.24 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:34 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 615 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000390 · doc4_6029.xml · derivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,503 Underlying: Common Stock · 615 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.