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Rawls Chad

Disclosed activity across 2 companies

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116362
SEC CIK
0001695793

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SIMMONS FIRST NATIONAL CORPSFNC · Entity 4185EVP & Chief Credit OfficerFebruary 26, 2023February 28, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SIMMONS FIRST NATIONAL CORP

Report date February 26, 2023 · Filed February 28, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
SFNC Common StockSEC Table I · non-derivativeDirect5,727 Ending reported balance After 2023-02-26 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-02-26 · Exercise / conversion · Acquired 524 · Balance 5,881

Row 2 · 2023-02-26 · Tax withholding · Disposed 154 · Balance 5,727

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $22.40Direct0 Reported balance After 2023-02-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-26 · Exercise / conversion · Disposed 524 · Balance 0

F1: The Restricted Stock Unit vested on February 26, 2023. Shares will be delivered within 30 days of vesting.

Filing footnotes · ownership attribution and instrument terms

F1: The Restricted Stock Unit vested on February 26, 2023. Shares will be delivered within 30 days of vesting.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BEAR STATE FINANCIAL, INC.

Report date April 20, 2018 · Filed April 20, 2018

Section 16 reporting ended · disclosed 2018-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-04-20 transaction · row 1
1 source row

Row 1 · 2018-04-20 · Other · Disposed 7,892 · Balance 0

F1: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.

Common StockSEC Table I · non-derivativeIndirect401(K) Plan0 Reported balance After 2018-04-20 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-04-20 · Other · Disposed 3 · Balance 0

F1: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-04-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-04-20 · Other · Disposed 6,143 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F3: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit.

Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.57 · Expires 2018-07-12Direct0 Reported balance After 2018-04-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-04-20 · Other · Disposed 6,111 · Balance 0

F4: Pursuant to the terms of the merger agreement, at the effective time of the merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the aggregate number of shares of Bear State common stock subject to such option multiplied by the difference of $10.28 and the exercise price of such option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.

F2: Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F3: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit.

F4: Pursuant to the terms of the merger agreement, at the effective time of the merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the aggregate number of shares of Bear State common stock subject to such option multiplied by the difference of $10.28 and the exercise price of such option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2023 Filed Feb 28, 2023 22:43 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 Exercise / conversionRestricted Stock Unit · Derivative 524 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001171843-23-001274 · ownership.xml · derivative · entry 3

Rawls Chad · CIK 0001695793 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SFNC Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Unit vested on February 26, 2023. Shares will be delivered within 30 days of vesting.

F1 · derivative.expiration_date: The Restricted Stock Unit vested on February 26, 2023. Shares will be delivered within 30 days of vesting.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 22:43 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 Tax withholdingSFNC Common Stock 154 $22.40 $3,449.60
Disclosure

SEC source: 0001171843-23-001274 · ownership.xml · nonDerivative · entry 2

Rawls Chad · CIK 0001695793 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,727

Read SEC document
February 26, 2023 Filed Feb 28, 2023 22:43 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 Exercise / conversionSFNC Common Stock 524 $22.40 $11,737.60
Disclosure

SEC source: 0001171843-23-001274 · ownership.xml · nonDerivative · entry 1

Rawls Chad · CIK 0001695793 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 22:39 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 Exercise / conversionRestricted Stock Unit · Derivative 641 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001171843-23-001198 · ownership.xml · derivative · entry 6

Rawls Chad · CIK 0001695793 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642

Underlying: SFNC Common Stock · 641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on February 24, 2023. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on February 24, 2023. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 642 Restricted Stock Units vest on February 24, 2024. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 22:39 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 Tax withholdingSFNC Common Stock 188 $22.40 $4,211.20
Disclosure

SEC source: 0001171843-23-001198 · ownership.xml · nonDerivative · entry 4

Rawls Chad · CIK 0001695793 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,357

Read SEC document
February 24, 2023 Filed Feb 27, 2023 22:39 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 Exercise / conversionSFNC Common Stock 641 $22.40 $14,358.40
Disclosure

SEC source: 0001171843-23-001198 · ownership.xml · nonDerivative · entry 3

Rawls Chad · CIK 0001695793 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:39 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 Exercise / conversionRestricted Stock Unit · Derivative 686 $0.00 Strike: $22.58 $0.00
Disclosure

SEC source: 0001171843-23-001198 · ownership.xml · derivative · entry 5

Rawls Chad · CIK 0001695793 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372

Underlying: SFNC Common Stock · 686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Unit vested on February 23, 2023. Shares will be delivered within 30 days of vesting.

F1 · derivative.expiration_date: The Restricted Stock Unit vested on February 23, 2023. Shares will be delivered within 30 days of vesting.

F2 · balance_after: 686 Restricted Stock Units vest on February 23, 2024; and 686 Restricted Stock Units vest on February 23, 2025. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:39 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 Tax withholdingSFNC Common Stock 197 $22.58 $4,448.26
Disclosure

SEC source: 0001171843-23-001198 · ownership.xml · nonDerivative · entry 2

Rawls Chad · CIK 0001695793 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,904

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:39 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 Exercise / conversionSFNC Common Stock 686 $22.58 $15,489.88
Disclosure

SEC source: 0001171843-23-001198 · ownership.xml · nonDerivative · entry 1

Rawls Chad · CIK 0001695793 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 21:12 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 GrantRestricted Stock Unit · Derivative 3,302 $0.00 $0.00
Disclosure

SEC source: 0001171843-23-000403 · ownership.xml · derivative · entry 3

Rawls Chad · CIK 0001695793 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,302

Underlying: SFNC Common Stock · 3,302 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F4 · derivative.exercise_date: 1,100 Restricted Stock Units vest on January 19, 2024; 1,101 Restricted Stock Units vest on January 19, 2025; and 1,101 Restricted Stock Units vest on January 19, 2026. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F4 · derivative.expiration_date: 1,100 Restricted Stock Units vest on January 19, 2024; 1,101 Restricted Stock Units vest on January 19, 2025; and 1,101 Restricted Stock Units vest on January 19, 2026. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 21:12 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 Tax withholdingSFNC Common Stock 354 $22.21 $7,862.34
Disclosure

SEC source: 0001171843-23-000403 · ownership.xml · nonDerivative · entry 2

Rawls Chad · CIK 0001695793 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,415

F2 · shares: Shares withheld upon vesting of PSUs to satisfy tax withholding obligations.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 21:12 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 GrantSFNC Common Stock 1,006 $0.00 $0.00
Disclosure

SEC source: 0001171843-23-000403 · ownership.xml · nonDerivative · entry 1

Rawls Chad · CIK 0001695793 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,769

F1 · shares: Settlement of performance share units (PSUs) that were granted on 02/26/2020, based on achievement of performance goals during the requisite performance period.

Read SEC document
November 22, 2022 Filed Nov 22, 2022 20:39 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 SaleSFNC Common Stock 850 $23.64 $20,094.00
Disclosure

SEC source: 0001171843-22-007632 · ownership.xml · nonDerivative · entry 1

Rawls Chad · CIK 0001695793 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,763

Read SEC document
April 20, 2018 Filed Apr 20, 2018 16:50 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 OtherEmployee Stock Options (right to buy) · Derivative 6,111 $3.71 Strike: $6.57 $22,671.81
Disclosure

SEC source: 0001437749-18-007349 · rdgdoc.xml · derivative · entry 4

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,111 shares

Expires 2018-07-12

F4 · derivative.exercise_date: Pursuant to the terms of the merger agreement, at the effective time of the merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the aggregate number of shares of Bear State common stock subject to such option multiplied by the difference of $10.28 and the exercise price of such option.

Read SEC document
April 20, 2018 Filed Apr 20, 2018 16:50 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 OtherRestricted Stock Units · Derivative 6,143 $10.28 $63,150.04
Disclosure

SEC source: 0001437749-18-007349 · rdgdoc.xml · derivative · entry 3

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,143 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit.

F3 · derivative.expiration_date: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit.

Read SEC document
April 20, 2018 Filed Apr 20, 2018 16:50 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 OtherCommon Stock 3 $10.28 $30.84
Disclosure

SEC source: 0001437749-18-007349 · rdgdoc.xml · nonDerivative · entry 2

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(K) Plan

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.

Read SEC document
April 20, 2018 Filed Apr 20, 2018 16:50 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 OtherCommon Stock 7,892 $10.28 $81,129.76
Disclosure

SEC source: 0001437749-18-007349 · rdgdoc.xml · nonDerivative · entry 1

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 14:59 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionRestricted Stock Units · Derivative 1,951 $0.00 $0.00
Disclosure

SEC source: 0001245105-18-000027 · primary_doc.xml · derivative · entry 7

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 1,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 26, 2016, the reporting person was granted 5,854 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

F3 · derivative.expiration_date: On January 26, 2016, the reporting person was granted 5,854 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 14:59 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionRestricted Stock Units · Derivative 224 $0.00 $0.00
Disclosure

SEC source: 0001245105-18-000027 · primary_doc.xml · derivative · entry 6

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,094

Underlying: Common Stock · 224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 26, 2016, the reporting person was granted 447 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

F2 · derivative.expiration_date: On January 26, 2016, the reporting person was granted 447 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 14:59 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Tax withholdingCommon Stock 713 $10.30 $7,343.90
Disclosure

SEC source: 0001245105-18-000027 · primary_doc.xml · nonDerivative · entry 4

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,892

Read SEC document
January 26, 2018 Filed Jan 30, 2018 14:59 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionCommon Stock 1,951 Not disclosed Not disclosed
Disclosure

SEC source: 0001245105-18-000027 · primary_doc.xml · nonDerivative · entry 3

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 14:59 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Tax withholdingCommon Stock 81 $10.30 $834.30
Disclosure

SEC source: 0001245105-18-000027 · primary_doc.xml · nonDerivative · entry 2

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,654

Read SEC document
January 26, 2018 Filed Jan 30, 2018 14:59 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionCommon Stock 224 Not disclosed Not disclosed
Disclosure

SEC source: 0001245105-18-000027 · primary_doc.xml · nonDerivative · entry 1

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 18:05 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 GrantRestricted Stock Units · Derivative 4,191 $0.00 $0.00
Disclosure

SEC source: 0001245105-18-000008 · primary_doc.xml · derivative · entry 4

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,318

Underlying: Common Stock · 4,191 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in two equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in two equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 18:05 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Tax withholdingCommon Stock 765 $10.26 $7,848.90
Disclosure

SEC source: 0001245105-18-000008 · primary_doc.xml · nonDerivative · entry 2

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,511

Read SEC document
January 17, 2018 Filed Jan 19, 2018 18:05 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 GrantCommon Stock 2,095 $0.00 $0.00
Disclosure

SEC source: 0001245105-18-000008 · primary_doc.xml · nonDerivative · entry 1

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,276

Read SEC document
January 26, 2017 Filed Jan 30, 2017 16:28 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionRestricted Stock Units · Derivative 1,951 $0.00 $0.00
Disclosure

SEC source: 0001340317-17-000014 · primary_doc.xml · derivative · entry 10

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,127

Underlying: Common Stock · 1,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 26, 2016, the reporting person was granted 5,854 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

F4 · derivative.expiration_date: On January 26, 2016, the reporting person was granted 5,854 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 16:28 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionRestricted Stock Units · Derivative 223 $0.00 $0.00
Disclosure

SEC source: 0001340317-17-000014 · primary_doc.xml · derivative · entry 9

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,078

Underlying: Common Stock · 223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 26, 2016, the reporting person was granted 447 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

F3 · derivative.expiration_date: On January 26, 2016, the reporting person was granted 447 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 16:28 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Tax withholdingCommon Stock 771 $10.13 $7,810.23
Disclosure

SEC source: 0001340317-17-000014 · primary_doc.xml · nonDerivative · entry 6

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,181

Read SEC document
January 26, 2017 Filed Jan 30, 2017 16:28 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionCommon Stock 1,951 Not disclosed Not disclosed
Disclosure

SEC source: 0001340317-17-000014 · primary_doc.xml · nonDerivative · entry 5

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 16:28 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Tax withholdingCommon Stock 88 $10.13 $891.44
Disclosure

SEC source: 0001340317-17-000014 · primary_doc.xml · nonDerivative · entry 4

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,001

Read SEC document
January 26, 2017 Filed Jan 30, 2017 16:28 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionCommon Stock 223 Not disclosed Not disclosed
Disclosure

SEC source: 0001340317-17-000014 · primary_doc.xml · nonDerivative · entry 3

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 22, 2017 Filed Jan 30, 2017 16:28 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionRestricted Stock Units · Derivative 556 $0.00 $0.00
Disclosure

SEC source: 0001340317-17-000014 · primary_doc.xml · derivative · entry 8

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,301

Underlying: Common Stock · 556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 22, 2014, the reporting person was granted 1,666 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: On January 22, 2014, the reporting person was granted 1,666 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

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January 22, 2017 Filed Jan 30, 2017 16:28 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Tax withholdingCommon Stock 219 $10.25 $2,244.75
Disclosure

SEC source: 0001340317-17-000014 · primary_doc.xml · nonDerivative · entry 2

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,866

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January 22, 2017 Filed Jan 30, 2017 16:28 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionCommon Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001340317-17-000014 · primary_doc.xml · nonDerivative · entry 1

Rawls Chad · CIK 0001695793 · EVP-Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.