Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | Chief Human Resources Officer | February 24, 2023 | February 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date February 24, 2023 · Filed February 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 70,242 |
Ending reported balance
After 2023-02-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-24 · Exercise / conversion · Acquired 32,731 · Balance 84,129 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Row 2 · 2023-02-24 · Tax withholding · Disposed 13,887 · Balance 70,242 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-24 · Exercise / conversion · Disposed 30,029 · Balance 0 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2: These restricted stock units, granted on February 24, 2020, vested in full on February 24, 2023. F3: Includes approximately 3,686 dividend-equivalent restricted stock units accrued since March 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,702 |
Reported balance
After 2023-02-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-02-24 · Exercise / conversion · Disposed 2,702 · Balance 2,702 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F5: Includes approximately 222 dividend-equivalent restricted stock units accrued between March and December 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These restricted stock units, granted on February 24, 2020, vested in full on February 24, 2023.
F3: Includes approximately 3,686 dividend-equivalent restricted stock units accrued since March 2020.
F4: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.
F5: Includes approximately 222 dividend-equivalent restricted stock units accrued between March and December 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2019 Filed Feb 20, 2019 21:49 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000011 · edgar.xml · derivative · entry 5 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,161 Underlying: Common Shares · 2,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F6 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F6 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F7 · balance_after: Includes approximately 157 dividend-equivalent restricted stock units accrued between June and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:49 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 3,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000011 · edgar.xml · derivative · entry 4 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,472 Underlying: Common Shares · 3,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F4 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F5 · balance_after: Includes approximately 175 dividend-equivalent restricted stock units accrued between June and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:49 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000011 · edgar.xml · derivative · entry 3 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019. F2 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019. F3 · derivative.underlying_shares: Includes approximately 74 dividend-equivalent restricted stock units accrued between June and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:49 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 3,107 | $17.51 | $54,403.57 |
DisclosureSEC source: 0001294671-19-000011 · edgar.xml · nonDerivative · entry 2 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,235 Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:49 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 10,319 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-19-000011 · edgar.xml · nonDerivative · entry 1 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.