Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | Chief Human Resources Officer | February 24, 2023 | February 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date February 24, 2023 · Filed February 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 70,242 |
Ending reported balance
After 2023-02-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-24 · Exercise / conversion · Acquired 32,731 · Balance 84,129 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Row 2 · 2023-02-24 · Tax withholding · Disposed 13,887 · Balance 70,242 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-24 · Exercise / conversion · Disposed 30,029 · Balance 0 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2: These restricted stock units, granted on February 24, 2020, vested in full on February 24, 2023. F3: Includes approximately 3,686 dividend-equivalent restricted stock units accrued since March 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,702 |
Reported balance
After 2023-02-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-02-24 · Exercise / conversion · Disposed 2,702 · Balance 2,702 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F5: Includes approximately 222 dividend-equivalent restricted stock units accrued between March and December 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These restricted stock units, granted on February 24, 2020, vested in full on February 24, 2023.
F3: Includes approximately 3,686 dividend-equivalent restricted stock units accrued since March 2020.
F4: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.
F5: Includes approximately 222 dividend-equivalent restricted stock units accrued between March and December 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2023 Filed Feb 28, 2023 21:07 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,702 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-23-000045 · wf-form4_167761842921093.xml · derivative · entry 4 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,702 Underlying: Common Shares · 2,702 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F4 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F5 · balance_after: Includes approximately 222 dividend-equivalent restricted stock units accrued between March and December 2022. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:07 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 30,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-23-000045 · wf-form4_167761842921093.xml · derivative · entry 3 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 30,029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vested in full on February 24, 2023. F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vested in full on February 24, 2023. F3 · derivative.underlying_shares: Includes approximately 3,686 dividend-equivalent restricted stock units accrued since March 2020. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:07 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 13,887 | $18.32 | $254,409.84 |
DisclosureSEC source: 0000091576-23-000045 · wf-form4_167761842921093.xml · nonDerivative · entry 2 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,242 Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:07 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 32,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-23-000045 · wf-form4_167761842921093.xml · nonDerivative · entry 1 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:28 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 16,548 | $0.00 Strike: $21.07 | $0.00 |
DisclosureSEC source: 0000091576-23-000030 · wf-form4_167710130476186.xml · derivative · entry 7 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,548 Underlying: Common Shares · 16,548 shares Expires 2033-02-17 F9 · derivative.exercise_date: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:28 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 10,966 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-23-000030 · wf-form4_167710130476186.xml · derivative · entry 6 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,966 Underlying: Common Shares · 10,966 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F8 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024. F8 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:28 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-23-000030 · wf-form4_167710130476186.xml · derivative · entry 5 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,639 Underlying: Common Shares · 2,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F6 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. F6 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. F7 · balance_after: Includes approximately 364 dividend-equivalent restricted stock units accrued between March and December 2022. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:28 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,335 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-23-000030 · wf-form4_167710130476186.xml · derivative · entry 4 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,670 Underlying: Common Shares · 2,335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. F4 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. F5 · balance_after: Includes approximately 288 dividend-equivalent restricted stock units accrued between March and December 2022. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:28 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 3,044 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-23-000030 · wf-form4_167710130476186.xml · derivative · entry 3 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023. F2 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023. F3 · derivative.underlying_shares: Includes approximately 125 dividend-equivalent restricted stock units accrued between March and December 2022. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:28 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 2,527 | $19.15 | $48,392.05 |
DisclosureSEC source: 0000091576-23-000030 · wf-form4_167710130476186.xml · nonDerivative · entry 2 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,398 Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:28 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 7,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-23-000030 · wf-form4_167710130476186.xml · nonDerivative · entry 1 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:13 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000047 · wf-form4_164608278444347.xml · derivative · entry 3 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,182 Underlying: Common Shares · 2,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F3 · balance_after: Includes approximately 264 dividend-equivalent restricted stock units accrued between March and December 2021. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:13 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 1,176 | $24.13 | $28,376.88 |
DisclosureSEC source: 0000091576-22-000047 · wf-form4_164608278444347.xml · nonDerivative · entry 2 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,332 Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:13 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 2,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-22-000047 · wf-form4_164608278444347.xml · nonDerivative · entry 1 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:46 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,239 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000033 · wf-form4_164556635767313.xml · derivative · entry 5 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,717 Underlying: Common Shares · 2,239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F6 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. F6 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. F7 · balance_after: Includes approximately 304 dividend-equivalent restricted stock units accrued between March and December 2021. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:46 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000033 · wf-form4_164556635767313.xml · derivative · entry 4 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,920 Underlying: Common Shares · 2,920 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F4 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F5 · balance_after: Includes approximately 198 dividend-equivalent restricted stock units accrued between March and December 2021. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:46 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000033 · wf-form4_164556635767313.xml · derivative · entry 3 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022. F2 · derivative.expiration_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022. F3 · derivative.underlying_shares: Includes approximately 71 dividend-equivalent restricted stock units accrued between March and December 2021. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:46 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 2,202 | $25.73 | $56,657.46 |
DisclosureSEC source: 0000091576-22-000033 · wf-form4_164556635767313.xml · nonDerivative · entry 2 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,916 Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:46 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 7,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-22-000033 · wf-form4_164556635767313.xml · nonDerivative · entry 1 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:46 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 12,110 | $0.00 Strike: $28.50 | $0.00 |
DisclosureSEC source: 0000091576-22-000015 · wf-form4_164504795784040.xml · derivative · entry 3 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,110 Underlying: Common Shares · 12,110 shares Expires 2032-02-17 F3 · derivative.exercise_date: The option to buy, granted on February 14, 2022, vests in four equal annual installments beginning on February 17, 2023. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:46 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 8,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000015 · wf-form4_164504795784040.xml · derivative · entry 2 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,489 Underlying: Common Shares · 8,489 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. F2 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 7,885 | $0.00 Strike: $10.49 | $0.00 |
DisclosureSEC source: 0000091576-21-000135 · wf-form4_163899771389445.xml · derivative · entry 7 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,885 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in four equal annual installments ending on February 17, 2020. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 2,886 | $0.00 Strike: $14.11 | $0.00 |
DisclosureSEC source: 0000091576-21-000135 · wf-form4_163899771389445.xml · derivative · entry 6 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,886 shares Expires 2025-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in four equal annual installments ending on February 17, 2019. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 1,070 | $0.00 Strike: $12.92 | $0.00 |
DisclosureSEC source: 0000091576-21-000135 · wf-form4_163899771389445.xml · derivative · entry 5 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,070 shares Expires 2024-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in four equal annual installments ending on February 17, 2018. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 11,841 | $23.26 | $275,421.66 |
DisclosureSEC source: 0000091576-21-000135 · wf-form4_163899771389445.xml · nonDerivative · entry 4 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,869 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.261 to $23.265. F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 7,885 | $10.49 | $82,713.65 |
DisclosureSEC source: 0000091576-21-000135 · wf-form4_163899771389445.xml · nonDerivative · entry 3 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 2,886 | $14.11 | $40,721.46 |
DisclosureSEC source: 0000091576-21-000135 · wf-form4_163899771389445.xml · nonDerivative · entry 2 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 1,070 | $12.92 | $13,824.40 |
DisclosureSEC source: 0000091576-21-000135 · wf-form4_163899771389445.xml · nonDerivative · entry 1 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:15 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000048 · edgar.xml · derivative · entry 3 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,511 Underlying: Common Shares · 2,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F2 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F3 · balance_after: Includes approximately 532 dividend-equivalent restricted stock units accrued between March and December 2020. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:15 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 760 | $21.54 | $16,370.40 |
DisclosureSEC source: 0000091576-21-000048 · edgar.xml · nonDerivative · entry 2 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,868 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:15 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 2,504 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-21-000048 · edgar.xml · nonDerivative · entry 1 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,822 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000034 · edgar.xml · derivative · entry 5 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,642 Underlying: Common Shares · 2,822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F6 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F6 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F7 · balance_after: Includes approximately 449 dividend-equivalent restricted stock units accrued between March and December 2020. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,019 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000034 · edgar.xml · derivative · entry 4 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,019 Underlying: Common Shares · 2,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F4 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F5 · balance_after: Includes approximately 214 dividend-equivalent restricted stock units accrued between March and December 2020. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,284 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000034 · edgar.xml · derivative · entry 3 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021. F2 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021. F3 · derivative.underlying_shares: Includes approximately 121 dividend-equivalent restricted stock units accrued between March and December 2020. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 2,242 | $19.72 | $44,212.24 |
DisclosureSEC source: 0000091576-21-000034 · edgar.xml · nonDerivative · entry 2 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,124 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 7,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-21-000034 · edgar.xml · nonDerivative · entry 1 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:47 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 16,272 | $0.00 Strike: $20.98 | $0.00 |
DisclosureSEC source: 0000091576-21-000022 · edgar.xml · derivative · entry 3 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,272 Underlying: Common Shares · 16,272 shares Expires 2031-02-17 F3 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:47 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 8,652 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000022 · edgar.xml · derivative · entry 2 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,652 Underlying: Common Shares · 8,652 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. F2 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:23 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 15,202 | $0.00 Strike: $18.98 | $0.00 |
DisclosureSEC source: 0001799551-20-000027 · edgar.xml · derivative · entry 4 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,202 Underlying: Common Shares · 15,202 shares Expires 2030-02-24 F4 · derivative.exercise_date: The option to buy, granted on February 24, 2020, vests in four equal annual installments beginning on February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:23 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 26,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000027 · edgar.xml · derivative · entry 3 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,343 Underlying: Common Shares · 26,343 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in full on February 24, 2023. F3 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in full on February 24, 2023. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:23 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 9,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000027 · edgar.xml · derivative · entry 2 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,483 Underlying: Common Shares · 9,483 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:43 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000011 · edgar.xml · derivative · entry 6 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,014 Underlying: Common Shares · 2,672 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F8 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F8 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F9 · balance_after: Includes approximately 407 dividend-equivalent restricted stock units accrued between March and December 2019. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:43 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 1,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000011 · edgar.xml · derivative · entry 5 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,824 Underlying: Common Shares · 1,912 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F6 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F6 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F7 · balance_after: Includes approximately 219 dividend-equivalent restricted stock units accrued between March and December 2019. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:43 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 2,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000011 · edgar.xml · derivative · entry 4 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,163 Underlying: Common Shares · 2,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F4 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F5 · balance_after: Includes approximately 165 dividend-equivalent restricted stock units accrued between March and December 2019. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:43 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 3,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000011 · edgar.xml · derivative · entry 3 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,609 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020. F2 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020. F3 · derivative.underlying_shares: Includes approximately 138 dividend-equivalent restricted stock units accrued between March and December 2019. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:43 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 3,351 | $19.73 | $66,115.23 |
DisclosureSEC source: 0001799551-20-000011 · edgar.xml · nonDerivative · entry 2 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,241 Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:43 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 10,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001799551-20-000011 · edgar.xml · nonDerivative · entry 1 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:49 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 14,657 | $0.00 Strike: $17.51 | $0.00 |
DisclosureSEC source: 0001294671-19-000011 · edgar.xml · derivative · entry 8 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,657 Underlying: Common Shares · 14,657 shares Expires 2029-02-18 F11 · derivative.exercise_date: The options to buy, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:49 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 10,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000011 · edgar.xml · derivative · entry 7 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,280 Underlying: Common Shares · 10,280 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F10 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F10 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:49 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 1,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000011 · edgar.xml · derivative · entry 6 Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,518 Underlying: Common Shares · 1,839 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F8 · derivative.exercise_date: These restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F8 · derivative.expiration_date: These restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F9 · balance_after: Includes approximately 185 dividend-equivalent restricted stock units accrued between June and December 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.