Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HERC HOLDINGS INCHRI · Entity 3949 | SVP & CFO | February 25, 2023 | February 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HERC HOLDINGS INC
Report date February 25, 2023 · Filed February 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,347.583 |
Reported balance
After 2023-02-25 transaction · row 1
1 source rowRow 1 · 2023-02-25 · Tax withholding · Disposed 752 · Balance 67,347.583 F1: Shares withheld for taxes upon vesting of previously granted restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for taxes upon vesting of previously granted restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Neff Corp
Report date October 02, 2017 · Filed October 03, 2017
Section 16 reporting ended · disclosed 2017-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-10-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-10-02 · Exercise / conversion · Acquired 95,793 · Balance 95,793 F1: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). Row 2 · 2017-10-02 · Disposition to issuer · Disposed 95,793 · Balance 0 F4: On October 2, 2017, pursuant to the Plan of Merger (the "URI Merger Agreement"), by and among the Issuer, United Rentals (North America), Inc. ("Parent"), and UR Merger Sub III Corporation ("Merger Sub"), Merger Sub was merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of Parent, with each share of the Issuer's Class A Common Stock that was issued and outstanding prior to the Effective Time (as defined in the URI Merger Agreement) being cancelled and automatically converted into the right to receive $25.00 in cash, on the terms and subject to the conditions of the URI Merger Agreement. |
| Neff Holdings LLC Unit Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.66 · Expires 2020-10-12 | Direct | 0 |
Reported balance
After 2017-10-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-10-02 · Exercise / conversion · Disposed 211,272 · Balance 0 F1: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F3: The options to purchase Neff Holdings LLC Units were currently exercisable. |
| Neff Holdings LLC UnitsSEC Table II · derivative / convertible security | Direct | 211,272 |
Reported balance
After 2017-10-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-10-02 · Exercise / conversion · Acquired 211,272 · Balance 211,272 F1: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). |
| Neff Holdings LLC UnitsSEC Table II · derivative / convertible security | Direct | 95,793 |
Reported balance
After 2017-10-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-10-02 · Tax withholding · Disposed 115,479 · Balance 95,793 F1: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). |
| Neff Holdings LLC UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-10-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-10-02 · Exercise / conversion · Disposed 95,793 · Balance 0 F1: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-10-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-10-02 · Disposition to issuer · Disposed 8,127 · Balance 0 F7: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on December 12, 2019, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria. F5: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested restricted stock unit awards in respect of shares of the Issuer's Class A Common Stock ("Unvested RSUs") outstanding at the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested RSUs, United Rentals, Inc. issued to the holders of such Unvested RSUs an award of time-vesting restricted stock units ("Substitute RSUs") relating to the number of shares of United Rentals, Inc. Common Stock equal to the product of (i) the number of shares of Issuer Class A Common Stock with respect to which such Unvested RSUs were unvested as of immediately prior to the Effective Time and F6: (ii) the Exchange Ratio (as defined in the URI Merger Agreement), and which generally are subject to the same terms and conditions (including, without limitation, any time-based vesting schedule) as applied to the Unvested RSUs in respect of which such Substitute RSUs were granted, provided that any performance vesting condition was waived. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-10-02 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-10-02 · Disposition to issuer · Disposed 14,253 · Balance 0 F11: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on December 2, 2018, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria. F5: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested restricted stock unit awards in respect of shares of the Issuer's Class A Common Stock ("Unvested RSUs") outstanding at the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested RSUs, United Rentals, Inc. issued to the holders of such Unvested RSUs an award of time-vesting restricted stock units ("Substitute RSUs") relating to the number of shares of United Rentals, Inc. Common Stock equal to the product of (i) the number of shares of Issuer Class A Common Stock with respect to which such Unvested RSUs were unvested as of immediately prior to the Effective Time and F6: (ii) the Exchange Ratio (as defined in the URI Merger Agreement), and which generally are subject to the same terms and conditions (including, without limitation, any time-based vesting schedule) as applied to the Unvested RSUs in respect of which such Substitute RSUs were granted, provided that any performance vesting condition was waived. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-10-02 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-10-02 · Disposition to issuer · Disposed 7,630 · Balance 0 F16: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on November 20, 2017, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria. F5: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested restricted stock unit awards in respect of shares of the Issuer's Class A Common Stock ("Unvested RSUs") outstanding at the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested RSUs, United Rentals, Inc. issued to the holders of such Unvested RSUs an award of time-vesting restricted stock units ("Substitute RSUs") relating to the number of shares of United Rentals, Inc. Common Stock equal to the product of (i) the number of shares of Issuer Class A Common Stock with respect to which such Unvested RSUs were unvested as of immediately prior to the Effective Time and F6: (ii) the Exchange Ratio (as defined in the URI Merger Agreement), and which generally are subject to the same terms and conditions (including, without limitation, any time-based vesting schedule) as applied to the Unvested RSUs in respect of which such Substitute RSUs were granted, provided that any performance vesting condition was waived. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.75 · Expires 2026-12-12 | Direct | 0 |
Reported balance
After 2017-10-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-10-02 · Disposition to issuer · Disposed 16,304 · Balance 0 F8: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested options to purchase shares of the Issuer's Class A Common Stock ("Unvested Options") outstanding as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested Options, United Rentals, Inc. issued to the holders of such Unvested Options, options to purchase United Rentals, Inc. Common Stock ("Substitute Options") that have, and be subject to, the same terms and conditions as were applicable to the Unvested Options immediately prior to the Effective Time (including any vesting provisions), provided that F9: (i) each Substitute Option is exercisable for that number of whole United Rentals, Inc. Common Stock equal to the product (rounded down to the nearest whole number) of (w) the number of shares of Issuer Class A Common Stock that were issuable upon the exercise of the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (x) the Exchange Ratio (as defined in the URI Merger Agreement) and (ii) the per share exercise price for the United Rentals, Inc. Common Stock issuable upon exercise of such Substitute Option equals the quotient (rounded up to the nearest whole cent) of (y) the exercise price per share of Issuer Class A Common Stock applicable to the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (z) the Exchange Ratio. F10: The Unvested Options would have vested in four equal annual installments beginning on December 9, 2017. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.03 · Expires 2025-12-02 | Direct | 0 |
Reported balance
After 2017-10-02 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-10-02 · Disposition to issuer · Disposed 22,061 · Balance 0 F8: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested options to purchase shares of the Issuer's Class A Common Stock ("Unvested Options") outstanding as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested Options, United Rentals, Inc. issued to the holders of such Unvested Options, options to purchase United Rentals, Inc. Common Stock ("Substitute Options") that have, and be subject to, the same terms and conditions as were applicable to the Unvested Options immediately prior to the Effective Time (including any vesting provisions), provided that F9: (i) each Substitute Option is exercisable for that number of whole United Rentals, Inc. Common Stock equal to the product (rounded down to the nearest whole number) of (w) the number of shares of Issuer Class A Common Stock that were issuable upon the exercise of the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (x) the Exchange Ratio (as defined in the URI Merger Agreement) and (ii) the per share exercise price for the United Rentals, Inc. Common Stock issuable upon exercise of such Substitute Option equals the quotient (rounded up to the nearest whole cent) of (y) the exercise price per share of Issuer Class A Common Stock applicable to the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (z) the Exchange Ratio. F12: The Unvested Options would have vested in three equal annual installments beginning on December 2, 2017. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.03 · Expires 2025-12-02 | Direct | 0 |
Reported balance
After 2017-10-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-10-02 · Disposition to issuer · Disposed 7,354 · Balance 0 F13: On October 2, 2017, pursuant to the URI Merger Agreement, all vested options to purchase shares of the Issuer's Class A Common Stock ("Vested Options") outstanding and unexercised as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Vested Options, Parent shall cause the Issuer or one of its subsidiaries to pay to the holders of Vested Options an amount in cash within 10 days after October 2, 2017 (less applicable Tax withholdings) equal to the product of (i) the Merger Consideration (as defined in the URI Merger Agreement), minus the per share exercise price for the Class A Common Stock issuable under such Vested Options (or portion thereof), multiplied by (ii) the number of shares of Class A Common Stock subject to such Vested Options (or portion thereof) as of the Effective Time. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2024-11-20 | Direct | 0 |
Reported balance
After 2017-10-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-10-02 · Disposition to issuer · Disposed 7,375 · Balance 0 F8: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested options to purchase shares of the Issuer's Class A Common Stock ("Unvested Options") outstanding as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested Options, United Rentals, Inc. issued to the holders of such Unvested Options, options to purchase United Rentals, Inc. Common Stock ("Substitute Options") that have, and be subject to, the same terms and conditions as were applicable to the Unvested Options immediately prior to the Effective Time (including any vesting provisions), provided that F9: (i) each Substitute Option is exercisable for that number of whole United Rentals, Inc. Common Stock equal to the product (rounded down to the nearest whole number) of (w) the number of shares of Issuer Class A Common Stock that were issuable upon the exercise of the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (x) the Exchange Ratio (as defined in the URI Merger Agreement) and (ii) the per share exercise price for the United Rentals, Inc. Common Stock issuable upon exercise of such Substitute Option equals the quotient (rounded up to the nearest whole cent) of (y) the exercise price per share of Issuer Class A Common Stock applicable to the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (z) the Exchange Ratio. F14: The Unvested Options would have vested in two equal annual installments beginning on November 20, 2017. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2024-11-20 | Direct | 0 |
Reported balance
After 2017-10-02 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-10-02 · Disposition to issuer · Disposed 7,375 · Balance 0 F13: On October 2, 2017, pursuant to the URI Merger Agreement, all vested options to purchase shares of the Issuer's Class A Common Stock ("Vested Options") outstanding and unexercised as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Vested Options, Parent shall cause the Issuer or one of its subsidiaries to pay to the holders of Vested Options an amount in cash within 10 days after October 2, 2017 (less applicable Tax withholdings) equal to the product of (i) the Merger Consideration (as defined in the URI Merger Agreement), minus the per share exercise price for the Class A Common Stock issuable under such Vested Options (or portion thereof), multiplied by (ii) the number of shares of Class A Common Stock subject to such Vested Options (or portion thereof) as of the Effective Time. F15: The Vested Options vested in two equal annual installments beginning on November 20, 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock.
F2: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder).
F3: The options to purchase Neff Holdings LLC Units were currently exercisable.
F4: On October 2, 2017, pursuant to the Plan of Merger (the "URI Merger Agreement"), by and among the Issuer, United Rentals (North America), Inc. ("Parent"), and UR Merger Sub III Corporation ("Merger Sub"), Merger Sub was merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of Parent, with each share of the Issuer's Class A Common Stock that was issued and outstanding prior to the Effective Time (as defined in the URI Merger Agreement) being cancelled and automatically converted into the right to receive $25.00 in cash, on the terms and subject to the conditions of the URI Merger Agreement.
F5: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested restricted stock unit awards in respect of shares of the Issuer's Class A Common Stock ("Unvested RSUs") outstanding at the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested RSUs, United Rentals, Inc. issued to the holders of such Unvested RSUs an award of time-vesting restricted stock units ("Substitute RSUs") relating to the number of shares of United Rentals, Inc. Common Stock equal to the product of (i) the number of shares of Issuer Class A Common Stock with respect to which such Unvested RSUs were unvested as of immediately prior to the Effective Time and
F6: (ii) the Exchange Ratio (as defined in the URI Merger Agreement), and which generally are subject to the same terms and conditions (including, without limitation, any time-based vesting schedule) as applied to the Unvested RSUs in respect of which such Substitute RSUs were granted, provided that any performance vesting condition was waived.
F7: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on December 12, 2019, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria.
F8: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested options to purchase shares of the Issuer's Class A Common Stock ("Unvested Options") outstanding as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested Options, United Rentals, Inc. issued to the holders of such Unvested Options, options to purchase United Rentals, Inc. Common Stock ("Substitute Options") that have, and be subject to, the same terms and conditions as were applicable to the Unvested Options immediately prior to the Effective Time (including any vesting provisions), provided that
F9: (i) each Substitute Option is exercisable for that number of whole United Rentals, Inc. Common Stock equal to the product (rounded down to the nearest whole number) of (w) the number of shares of Issuer Class A Common Stock that were issuable upon the exercise of the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (x) the Exchange Ratio (as defined in the URI Merger Agreement) and (ii) the per share exercise price for the United Rentals, Inc. Common Stock issuable upon exercise of such Substitute Option equals the quotient (rounded up to the nearest whole cent) of (y) the exercise price per share of Issuer Class A Common Stock applicable to the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (z) the Exchange Ratio.
F10: The Unvested Options would have vested in four equal annual installments beginning on December 9, 2017.
F11: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on December 2, 2018, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria.
F12: The Unvested Options would have vested in three equal annual installments beginning on December 2, 2017.
F13: On October 2, 2017, pursuant to the URI Merger Agreement, all vested options to purchase shares of the Issuer's Class A Common Stock ("Vested Options") outstanding and unexercised as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Vested Options, Parent shall cause the Issuer or one of its subsidiaries to pay to the holders of Vested Options an amount in cash within 10 days after October 2, 2017 (less applicable Tax withholdings) equal to the product of (i) the Merger Consideration (as defined in the URI Merger Agreement), minus the per share exercise price for the Class A Common Stock issuable under such Vested Options (or portion thereof), multiplied by (ii) the number of shares of Class A Common Stock subject to such Vested Options (or portion thereof) as of the Effective Time.
F14: The Unvested Options would have vested in two equal annual installments beginning on November 20, 2017.
F15: The Vested Options vested in two equal annual installments beginning on November 20, 2015.
F16: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on November 20, 2017, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2023 Filed Feb 28, 2023 16:47 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 752 | $141.00 | $106,032.00 |
DisclosureSEC source: 0001127602-23-007559 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,347.583 F1 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:48 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 515 | $149.95 | $77,224.25 |
DisclosureSEC source: 0001127602-23-005867 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,099.583 F1 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 17:25 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 262 | $156.75 | $41,068.50 |
DisclosureSEC source: 0001127602-23-004275 · form4.xml · nonDerivative · entry 4 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,614.583 F4 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 17:25 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 10,569 | $159.09 | $1,681,422.21 |
DisclosureSEC source: 0001127602-23-004275 · form4.xml · nonDerivative · entry 3 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,876.583 F3 · shares: Shares withheld for taxes upon vesting of performance stock units, for which performance was previously certified. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 17:25 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantCommon Stock | 29,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004275 · form4.xml · nonDerivative · entry 2 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,445.583 F2 · shares: Shares issued related to performance stock units for which the three-year performance period has ended and performance has been certified. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 17:25 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantCommon Stock | 2,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004275 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,285.583 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on February 7 of each of 2024, 2025 and 2026), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 16:47 UTC | HERC HOLDINGS INC HRI · Entity 3949 | SaleCommon Stock | 4,194 | $131.37 | $550,965.78 |
DisclosureSEC source: 0001127602-22-027306 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,519.583 F1 · shares: The price reported in Column 4 is a weighted average price. The shares were sold in transactions ranging from $131.00 to $131.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 10, 2022 Filed Jul 19, 2022 16:36 UTC | HERC HOLDINGS INC HRI · Entity 3949 | PurchaseCommon Stock | 218.4393 | $116.88 | $25,531.19 |
DisclosureSEC source: 0001127602-22-019506 · form4.xml · nonDerivative · entry 2 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,713.583 F2 · shares: Acquired through the automatic reinvestment of dividends of the Issuer's Common Stock that was paid to shareholders of record as of the record date, May 27, 2022. F3 · balance_after: Reflects amount of securities beneficially owned as of July 19, 2022. Read SEC document |
| March 10, 2022 Filed Jul 19, 2022 16:36 UTC | HERC HOLDINGS INC HRI · Entity 3949 | PurchaseCommon Stock | 157.1437 | $150.51 | $23,651.70 |
DisclosureSEC source: 0001127602-22-019506 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,495.1437 F1 · shares: Acquired through the automatic reinvestment of dividends of the Issuer's Common Stock that was paid to shareholders of record as of the record date, February 23, 2022. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 16:23 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 476 | $157.68 | $75,055.68 |
DisclosureSEC source: 0001127602-22-007342 · form4.xml · nonDerivative · entry 2 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,545 F1 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 16:23 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 496 | $157.68 | $78,209.28 |
DisclosureSEC source: 0001127602-22-007342 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,021 F1 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:27 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 343 | $154.05 | $52,839.15 |
DisclosureSEC source: 0001127602-22-005459 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,517 F1 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:45 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 3,137 | $166.65 | $522,781.05 |
DisclosureSEC source: 0001127602-22-004286 · form4.xml · nonDerivative · entry 3 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,860 F3 · shares: Shares withheld for taxes upon vesting of performance stock units, for which performance was previously certified. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:45 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantCommon Stock | 12,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004286 · form4.xml · nonDerivative · entry 2 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,997 F2 · shares: Shares issued related to performance stock units for which the three-year performance period has ended and performance has been certified. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:45 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantCommon Stock | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004286 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,095 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on February 8 of each of 2023, 2024 and 2025), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| June 25, 2021 Filed Jun 28, 2021 16:28 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 518 | $113.40 | $58,741.20 |
DisclosureSEC source: 0001127602-21-020742 · form4.xml · nonDerivative · entry 3 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,934 F2 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 28, 2021 16:28 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 2,462 | $113.40 | $279,190.80 |
DisclosureSEC source: 0001127602-21-020742 · form4.xml · nonDerivative · entry 2 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,452 F2 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 28, 2021 16:28 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 4,641 | $113.40 | $526,289.40 |
DisclosureSEC source: 0001127602-21-020742 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,914 F1 · shares: Shares withheld for taxes upon vesting of performance stock units, for which performance was previously certified. Read SEC document |
| June 25, 2021 Filed Mar 22, 2022 16:35 UTC Amendment | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 518 | $113.40 | $58,741.20 |
DisclosureSEC source: 0001127602-22-010161 · form4a.xml · nonDerivative · entry 4 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,727 F3 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. F4 · balance_after: Reflects amount of securities beneficially owned as of June 25, 2021. This amendment corrects the original filing which inadvertently omitted the shares that were acquired upon the vesting of performance stock units on June 25, 2021. Read SEC document |
| June 25, 2021 Filed Mar 22, 2022 16:35 UTC Amendment | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 2,462 | $113.40 | $279,190.80 |
DisclosureSEC source: 0001127602-22-010161 · form4a.xml · nonDerivative · entry 3 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,245 F3 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| June 25, 2021 Filed Mar 22, 2022 16:35 UTC Amendment | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 4,641 | $113.40 | $526,289.40 |
DisclosureSEC source: 0001127602-22-010161 · form4a.xml · nonDerivative · entry 2 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,707 F2 · shares: Shares withheld for taxes upon vesting of performance stock units, for which performance was previously certified. Read SEC document |
| June 25, 2021 Filed Mar 22, 2022 16:35 UTC Amendment | HERC HOLDINGS INC HRI · Entity 3949 | GrantCommon Stock | 11,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010161 · form4a.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,348 F1 · shares: Shares issued related to performance stock units for which the three-year performance period has ended and performance has been certified. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:24 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 764 | $87.76 | $67,048.64 |
DisclosureSEC source: 0001127602-21-008714 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,555 F1 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 16:39 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 820 | $88.00 | $72,160.00 |
DisclosureSEC source: 0001127602-21-008376 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,319 F1 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 16:32 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantCommon Stock | 4,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006200 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,139 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on February 15 of each of 2022, 2023 and 2024), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 16:55 UTC | HERC HOLDINGS INC HRI · Entity 3949 | Tax withholdingCommon Stock | 531 | $37.00 | $19,647.00 |
DisclosureSEC source: 0001127602-20-008156 · form4.xml · nonDerivative · entry 2 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,865 F2 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:55 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantCommon Stock | 6,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008156 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,396 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on February 25 of each of 2021, 2022 and 2023), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 17:37 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantCommon Stock | 5,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008994 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,147 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on February 26 of each of 2020, 2021 and 2022), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 16:43 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantCommon Stock | 3,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021907 · form4.xml · nonDerivative · entry 2 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,264 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on June 25 of each of 2019, 2020 and 2021), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 16:43 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantCommon Stock | 18,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021907 · form4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,400 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on June 25 of each of 2019, 2020 and 2021), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Disposition to issuerRestricted Stock Units · Derivative | 7,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · derivative · entry 14 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,630 shares Expires not disclosed F16 · derivative.exercise_price: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on November 20, 2017, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria. F5 · kind: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested restricted stock unit awards in respect of shares of the Issuer's Class A Common Stock ("Unvested RSUs") outstanding at the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested RSUs, United Rentals, Inc. issued to the holders of such Unvested RSUs an award of time-vesting restricted stock units ("Substitute RSUs") relating to the number of shares of United Rentals, Inc. Common Stock equal to the product of (i) the number of shares of Issuer Class A Common Stock with respect to which such Unvested RSUs were unvested as of immediately prior to the Effective Time and F6 · kind: (ii) the Exchange Ratio (as defined in the URI Merger Agreement), and which generally are subject to the same terms and conditions (including, without limitation, any time-based vesting schedule) as applied to the Unvested RSUs in respect of which such Substitute RSUs were granted, provided that any performance vesting condition was waived. F5 · price: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested restricted stock unit awards in respect of shares of the Issuer's Class A Common Stock ("Unvested RSUs") outstanding at the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested RSUs, United Rentals, Inc. issued to the holders of such Unvested RSUs an award of time-vesting restricted stock units ("Substitute RSUs") relating to the number of shares of United Rentals, Inc. Common Stock equal to the product of (i) the number of shares of Issuer Class A Common Stock with respect to which such Unvested RSUs were unvested as of immediately prior to the Effective Time and F6 · price: (ii) the Exchange Ratio (as defined in the URI Merger Agreement), and which generally are subject to the same terms and conditions (including, without limitation, any time-based vesting schedule) as applied to the Unvested RSUs in respect of which such Substitute RSUs were granted, provided that any performance vesting condition was waived. F16 · derivative.exercise_date: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on November 20, 2017, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria. F16 · derivative.expiration_date: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on November 20, 2017, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Disposition to issuerStock Options (right to buy) · Derivative | 7,375 | Not disclosed Strike: $15.00 | Not disclosed |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · derivative · entry 13 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,375 shares Expires 2024-11-20 F13 · kind: On October 2, 2017, pursuant to the URI Merger Agreement, all vested options to purchase shares of the Issuer's Class A Common Stock ("Vested Options") outstanding and unexercised as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Vested Options, Parent shall cause the Issuer or one of its subsidiaries to pay to the holders of Vested Options an amount in cash within 10 days after October 2, 2017 (less applicable Tax withholdings) equal to the product of (i) the Merger Consideration (as defined in the URI Merger Agreement), minus the per share exercise price for the Class A Common Stock issuable under such Vested Options (or portion thereof), multiplied by (ii) the number of shares of Class A Common Stock subject to such Vested Options (or portion thereof) as of the Effective Time. F13 · price: On October 2, 2017, pursuant to the URI Merger Agreement, all vested options to purchase shares of the Issuer's Class A Common Stock ("Vested Options") outstanding and unexercised as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Vested Options, Parent shall cause the Issuer or one of its subsidiaries to pay to the holders of Vested Options an amount in cash within 10 days after October 2, 2017 (less applicable Tax withholdings) equal to the product of (i) the Merger Consideration (as defined in the URI Merger Agreement), minus the per share exercise price for the Class A Common Stock issuable under such Vested Options (or portion thereof), multiplied by (ii) the number of shares of Class A Common Stock subject to such Vested Options (or portion thereof) as of the Effective Time. F15 · derivative.exercise_date: The Vested Options vested in two equal annual installments beginning on November 20, 2015. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Disposition to issuerStock Options (right to buy) · Derivative | 7,375 | Not disclosed Strike: $15.00 | Not disclosed |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · derivative · entry 12 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,375 shares Expires 2024-11-20 F8 · kind: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested options to purchase shares of the Issuer's Class A Common Stock ("Unvested Options") outstanding as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested Options, United Rentals, Inc. issued to the holders of such Unvested Options, options to purchase United Rentals, Inc. Common Stock ("Substitute Options") that have, and be subject to, the same terms and conditions as were applicable to the Unvested Options immediately prior to the Effective Time (including any vesting provisions), provided that F9 · kind: (i) each Substitute Option is exercisable for that number of whole United Rentals, Inc. Common Stock equal to the product (rounded down to the nearest whole number) of (w) the number of shares of Issuer Class A Common Stock that were issuable upon the exercise of the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (x) the Exchange Ratio (as defined in the URI Merger Agreement) and (ii) the per share exercise price for the United Rentals, Inc. Common Stock issuable upon exercise of such Substitute Option equals the quotient (rounded up to the nearest whole cent) of (y) the exercise price per share of Issuer Class A Common Stock applicable to the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (z) the Exchange Ratio. F8 · price: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested options to purchase shares of the Issuer's Class A Common Stock ("Unvested Options") outstanding as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested Options, United Rentals, Inc. issued to the holders of such Unvested Options, options to purchase United Rentals, Inc. Common Stock ("Substitute Options") that have, and be subject to, the same terms and conditions as were applicable to the Unvested Options immediately prior to the Effective Time (including any vesting provisions), provided that F9 · price: (i) each Substitute Option is exercisable for that number of whole United Rentals, Inc. Common Stock equal to the product (rounded down to the nearest whole number) of (w) the number of shares of Issuer Class A Common Stock that were issuable upon the exercise of the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (x) the Exchange Ratio (as defined in the URI Merger Agreement) and (ii) the per share exercise price for the United Rentals, Inc. Common Stock issuable upon exercise of such Substitute Option equals the quotient (rounded up to the nearest whole cent) of (y) the exercise price per share of Issuer Class A Common Stock applicable to the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (z) the Exchange Ratio. F14 · derivative.exercise_date: The Unvested Options would have vested in two equal annual installments beginning on November 20, 2017. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Disposition to issuerStock Options (right to buy) · Derivative | 7,354 | Not disclosed Strike: $8.03 | Not disclosed |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · derivative · entry 11 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,354 shares Expires 2025-12-02 F13 · kind: On October 2, 2017, pursuant to the URI Merger Agreement, all vested options to purchase shares of the Issuer's Class A Common Stock ("Vested Options") outstanding and unexercised as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Vested Options, Parent shall cause the Issuer or one of its subsidiaries to pay to the holders of Vested Options an amount in cash within 10 days after October 2, 2017 (less applicable Tax withholdings) equal to the product of (i) the Merger Consideration (as defined in the URI Merger Agreement), minus the per share exercise price for the Class A Common Stock issuable under such Vested Options (or portion thereof), multiplied by (ii) the number of shares of Class A Common Stock subject to such Vested Options (or portion thereof) as of the Effective Time. F13 · price: On October 2, 2017, pursuant to the URI Merger Agreement, all vested options to purchase shares of the Issuer's Class A Common Stock ("Vested Options") outstanding and unexercised as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Vested Options, Parent shall cause the Issuer or one of its subsidiaries to pay to the holders of Vested Options an amount in cash within 10 days after October 2, 2017 (less applicable Tax withholdings) equal to the product of (i) the Merger Consideration (as defined in the URI Merger Agreement), minus the per share exercise price for the Class A Common Stock issuable under such Vested Options (or portion thereof), multiplied by (ii) the number of shares of Class A Common Stock subject to such Vested Options (or portion thereof) as of the Effective Time. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Disposition to issuerStock Options (right to buy) · Derivative | 22,061 | Not disclosed Strike: $8.03 | Not disclosed |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · derivative · entry 10 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 22,061 shares Expires 2025-12-02 F8 · kind: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested options to purchase shares of the Issuer's Class A Common Stock ("Unvested Options") outstanding as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested Options, United Rentals, Inc. issued to the holders of such Unvested Options, options to purchase United Rentals, Inc. Common Stock ("Substitute Options") that have, and be subject to, the same terms and conditions as were applicable to the Unvested Options immediately prior to the Effective Time (including any vesting provisions), provided that F9 · kind: (i) each Substitute Option is exercisable for that number of whole United Rentals, Inc. Common Stock equal to the product (rounded down to the nearest whole number) of (w) the number of shares of Issuer Class A Common Stock that were issuable upon the exercise of the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (x) the Exchange Ratio (as defined in the URI Merger Agreement) and (ii) the per share exercise price for the United Rentals, Inc. Common Stock issuable upon exercise of such Substitute Option equals the quotient (rounded up to the nearest whole cent) of (y) the exercise price per share of Issuer Class A Common Stock applicable to the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (z) the Exchange Ratio. F8 · price: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested options to purchase shares of the Issuer's Class A Common Stock ("Unvested Options") outstanding as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested Options, United Rentals, Inc. issued to the holders of such Unvested Options, options to purchase United Rentals, Inc. Common Stock ("Substitute Options") that have, and be subject to, the same terms and conditions as were applicable to the Unvested Options immediately prior to the Effective Time (including any vesting provisions), provided that F9 · price: (i) each Substitute Option is exercisable for that number of whole United Rentals, Inc. Common Stock equal to the product (rounded down to the nearest whole number) of (w) the number of shares of Issuer Class A Common Stock that were issuable upon the exercise of the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (x) the Exchange Ratio (as defined in the URI Merger Agreement) and (ii) the per share exercise price for the United Rentals, Inc. Common Stock issuable upon exercise of such Substitute Option equals the quotient (rounded up to the nearest whole cent) of (y) the exercise price per share of Issuer Class A Common Stock applicable to the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (z) the Exchange Ratio. F12 · derivative.exercise_date: The Unvested Options would have vested in three equal annual installments beginning on December 2, 2017. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Disposition to issuerRestricted Stock Units · Derivative | 14,253 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · derivative · entry 9 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 14,253 shares Expires not disclosed F11 · derivative.exercise_price: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on December 2, 2018, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria. F5 · kind: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested restricted stock unit awards in respect of shares of the Issuer's Class A Common Stock ("Unvested RSUs") outstanding at the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested RSUs, United Rentals, Inc. issued to the holders of such Unvested RSUs an award of time-vesting restricted stock units ("Substitute RSUs") relating to the number of shares of United Rentals, Inc. Common Stock equal to the product of (i) the number of shares of Issuer Class A Common Stock with respect to which such Unvested RSUs were unvested as of immediately prior to the Effective Time and F6 · kind: (ii) the Exchange Ratio (as defined in the URI Merger Agreement), and which generally are subject to the same terms and conditions (including, without limitation, any time-based vesting schedule) as applied to the Unvested RSUs in respect of which such Substitute RSUs were granted, provided that any performance vesting condition was waived. F5 · price: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested restricted stock unit awards in respect of shares of the Issuer's Class A Common Stock ("Unvested RSUs") outstanding at the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested RSUs, United Rentals, Inc. issued to the holders of such Unvested RSUs an award of time-vesting restricted stock units ("Substitute RSUs") relating to the number of shares of United Rentals, Inc. Common Stock equal to the product of (i) the number of shares of Issuer Class A Common Stock with respect to which such Unvested RSUs were unvested as of immediately prior to the Effective Time and F6 · price: (ii) the Exchange Ratio (as defined in the URI Merger Agreement), and which generally are subject to the same terms and conditions (including, without limitation, any time-based vesting schedule) as applied to the Unvested RSUs in respect of which such Substitute RSUs were granted, provided that any performance vesting condition was waived. F11 · derivative.exercise_date: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on December 2, 2018, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria. F11 · derivative.expiration_date: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on December 2, 2018, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Disposition to issuerStock Options (right to buy) · Derivative | 16,304 | Not disclosed Strike: $14.75 | Not disclosed |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · derivative · entry 8 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 16,304 shares Expires 2026-12-12 F8 · kind: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested options to purchase shares of the Issuer's Class A Common Stock ("Unvested Options") outstanding as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested Options, United Rentals, Inc. issued to the holders of such Unvested Options, options to purchase United Rentals, Inc. Common Stock ("Substitute Options") that have, and be subject to, the same terms and conditions as were applicable to the Unvested Options immediately prior to the Effective Time (including any vesting provisions), provided that F9 · kind: (i) each Substitute Option is exercisable for that number of whole United Rentals, Inc. Common Stock equal to the product (rounded down to the nearest whole number) of (w) the number of shares of Issuer Class A Common Stock that were issuable upon the exercise of the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (x) the Exchange Ratio (as defined in the URI Merger Agreement) and (ii) the per share exercise price for the United Rentals, Inc. Common Stock issuable upon exercise of such Substitute Option equals the quotient (rounded up to the nearest whole cent) of (y) the exercise price per share of Issuer Class A Common Stock applicable to the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (z) the Exchange Ratio. F8 · price: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested options to purchase shares of the Issuer's Class A Common Stock ("Unvested Options") outstanding as of the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested Options, United Rentals, Inc. issued to the holders of such Unvested Options, options to purchase United Rentals, Inc. Common Stock ("Substitute Options") that have, and be subject to, the same terms and conditions as were applicable to the Unvested Options immediately prior to the Effective Time (including any vesting provisions), provided that F9 · price: (i) each Substitute Option is exercisable for that number of whole United Rentals, Inc. Common Stock equal to the product (rounded down to the nearest whole number) of (w) the number of shares of Issuer Class A Common Stock that were issuable upon the exercise of the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (x) the Exchange Ratio (as defined in the URI Merger Agreement) and (ii) the per share exercise price for the United Rentals, Inc. Common Stock issuable upon exercise of such Substitute Option equals the quotient (rounded up to the nearest whole cent) of (y) the exercise price per share of Issuer Class A Common Stock applicable to the Unvested Options (or portion thereof) in respect of which such Substitute Option was granted immediately prior to the Effective Time and (z) the Exchange Ratio. F10 · derivative.exercise_date: The Unvested Options would have vested in four equal annual installments beginning on December 9, 2017. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Disposition to issuerRestricted Stock Units · Derivative | 8,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · derivative · entry 7 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,127 shares Expires not disclosed F7 · derivative.exercise_price: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on December 12, 2019, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria. F5 · kind: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested restricted stock unit awards in respect of shares of the Issuer's Class A Common Stock ("Unvested RSUs") outstanding at the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested RSUs, United Rentals, Inc. issued to the holders of such Unvested RSUs an award of time-vesting restricted stock units ("Substitute RSUs") relating to the number of shares of United Rentals, Inc. Common Stock equal to the product of (i) the number of shares of Issuer Class A Common Stock with respect to which such Unvested RSUs were unvested as of immediately prior to the Effective Time and F6 · kind: (ii) the Exchange Ratio (as defined in the URI Merger Agreement), and which generally are subject to the same terms and conditions (including, without limitation, any time-based vesting schedule) as applied to the Unvested RSUs in respect of which such Substitute RSUs were granted, provided that any performance vesting condition was waived. F5 · price: On October 2, 2017, pursuant to the URI Merger Agreement, all unvested restricted stock unit awards in respect of shares of the Issuer's Class A Common Stock ("Unvested RSUs") outstanding at the Effective Time (as defined in the URI Merger Agreement) were cancelled and in consideration for the cancellation of such Unvested RSUs, United Rentals, Inc. issued to the holders of such Unvested RSUs an award of time-vesting restricted stock units ("Substitute RSUs") relating to the number of shares of United Rentals, Inc. Common Stock equal to the product of (i) the number of shares of Issuer Class A Common Stock with respect to which such Unvested RSUs were unvested as of immediately prior to the Effective Time and F6 · price: (ii) the Exchange Ratio (as defined in the URI Merger Agreement), and which generally are subject to the same terms and conditions (including, without limitation, any time-based vesting schedule) as applied to the Unvested RSUs in respect of which such Substitute RSUs were granted, provided that any performance vesting condition was waived. F7 · derivative.exercise_date: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on December 12, 2019, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria. F7 · derivative.expiration_date: Each Unvested RSU represented a contingent right to receive one share of Class A Common Stock. The Unvested RSUs would have cliff-vested on December 12, 2019, subject to continued employment (subject to certain acceleration triggers) and the achievement of certain performance criteria. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Exercise / conversionNeff Holdings LLC Units · Derivative | 95,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · derivative · entry 6 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 95,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · derivative.exercise_price: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · kind: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · kind: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · price: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · price: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · derivative.exercise_date: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · derivative.expiration_date: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · derivative.expiration_date: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Tax withholdingNeff Holdings LLC Units · Derivative | 115,479 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · derivative · entry 5 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,793 Underlying: Class A Common Stock · 115,479 shares Expires not disclosed F1 · derivative.exercise_price: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · derivative.exercise_price: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · kind: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · kind: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · price: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · price: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · derivative.exercise_date: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · derivative.expiration_date: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · derivative.expiration_date: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Exercise / conversionNeff Holdings LLC Units · Derivative | 211,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · derivative · entry 4 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,272 Underlying: Class A Common Stock · 211,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · derivative.exercise_price: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · kind: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · kind: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · price: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · price: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · derivative.exercise_date: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · derivative.expiration_date: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · derivative.expiration_date: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Exercise / conversionNeff Holdings LLC Unit Option (right to buy) · Derivative | 211,272 | Not disclosed Strike: $6.66 | Not disclosed |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · derivative · entry 3 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 211,272 shares Expires 2020-10-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · kind: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · price: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · price: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F3 · derivative.exercise_date: The options to purchase Neff Holdings LLC Units were currently exercisable. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Disposition to issuerClass A Common Stock | 95,793 | $25.00 | $2,394,825.00 |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · nonDerivative · entry 2 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: On October 2, 2017, pursuant to the Plan of Merger (the "URI Merger Agreement"), by and among the Issuer, United Rentals (North America), Inc. ("Parent"), and UR Merger Sub III Corporation ("Merger Sub"), Merger Sub was merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of Parent, with each share of the Issuer's Class A Common Stock that was issued and outstanding prior to the Effective Time (as defined in the URI Merger Agreement) being cancelled and automatically converted into the right to receive $25.00 in cash, on the terms and subject to the conditions of the URI Merger Agreement. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 11:08 UTC | Neff Corp NEFF · Entity 172749 | Exercise / conversionClass A Common Stock | 95,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-060421 · a4.xml · nonDerivative · entry 1 Irion Mark · CIK 0001625840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · kind: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). F1 · price: On October 2, 2017, pursuant to an Exchange Agreement (the "Exchange Agreement") by and among Neff Corporation (the "Issuer"), Neff Holdings LLC ("Holdings"), the holders of options ("LLC Optionsholders") to purchase common units of Holdings ("Neff Holdings LLC Units"), and Mark Irion, in his capacity as management representative, immediately prior to the Effective Time (as defined in the URI Merger Agreement, as defined below), all Neff Holdings LLC Units owned by the LLC Optionsholders, after giving effect to the exercise of the options to purchase Neff Holdings LLC Units held by the LLC Optionsholders (the "LLC Options Exercises"), were redeemed for shares of the Issuer's Class A Common Stock. F2 · price: In addition, pursuant to the Exchange Agreement, the number of Neff Holdings LLC Units the LLC Optionsholders received in the LLC Options Exercises was reduced by the number of Neff Holdings LLC Units having a value (equal to the Merger Consideration, as defined in the URI Merger Agreement) equal to the sum of the aggregate exercise price of the options to purchase Neff Holdings LLC Units being exercised by such LLC Optionsholder plus the minimum tax withholding required in connection with the exercise of the options to purchase Neff Holdings LLC Units held by such LLC Optionsholder (with such Neff Holdings LLC Units so withheld to pay such exercise price and tax withholding to be treated as if they were provided to the applicable LLC Optionsholder). Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 18:09 UTC | Neff Corp NEFF · Entity 172749 | GrantStock Options (Right to Buy) · Derivative | 16,304 | $0.00 Strike: $14.75 | $0.00 |
DisclosureSEC source: 0001104659-16-161931 · a4.xml · derivative · entry 2 Irion Mark · CIK 0001625840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,304 Underlying: Class A Common Stock · 16,304 shares Expires 2026-12-09 F2 · derivative.exercise_date: The options vest in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 18:09 UTC | Neff Corp NEFF · Entity 172749 | GrantRestricted Stock Units · Derivative | 8,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-161931 · a4.xml · derivative · entry 1 Irion Mark · CIK 0001625840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,127 Underlying: Class A Common Stock · 8,127 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will cliff-vest on December 9, 2019, subject to continued employment (subject to certain acceleration triggers) and (a) in the case of 50% of the RSUs, only if the Company's return on invested capital for the three-year period from the date of grant exceeds its weighted average cost of capital for such period and (b) in the case of the other 50% of the RSUs, only if the Company's total stockholder return, as measured for such period, is equal to or greater than the median total stockholder return of companies in the S&P Trading Companies and Distributors GICS Sub-Industry for such period. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will cliff-vest on December 9, 2019, subject to continued employment (subject to certain acceleration triggers) and (a) in the case of 50% of the RSUs, only if the Company's return on invested capital for the three-year period from the date of grant exceeds its weighted average cost of capital for such period and (b) in the case of the other 50% of the RSUs, only if the Company's total stockholder return, as measured for such period, is equal to or greater than the median total stockholder return of companies in the S&P Trading Companies and Distributors GICS Sub-Industry for such period. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will cliff-vest on December 9, 2019, subject to continued employment (subject to certain acceleration triggers) and (a) in the case of 50% of the RSUs, only if the Company's return on invested capital for the three-year period from the date of grant exceeds its weighted average cost of capital for such period and (b) in the case of the other 50% of the RSUs, only if the Company's total stockholder return, as measured for such period, is equal to or greater than the median total stockholder return of companies in the S&P Trading Companies and Distributors GICS Sub-Industry for such period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.