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person · Reporting owner

KOTICK ROBERT A

Disclosed activity across 3 companies

Tapewire entity
11625
SEC CIK
0001091423

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COCA COLA COKO · Entity 2806DirectorApril 01, 2022April 05, 2022
Skydance CorpSKYD · Entity 3464DirectorOctober 06, 2026October 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COCA COLA CO

Report date April 01, 2022 · Filed April 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct69,614.2195 Reported balance After 2022-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-04-01 · Grant · Acquired 1,359.565 · Balance 69,614.2195

F2: Each phantom share unit is economically equivalent to one share of Common Stock.

F3: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2020 (the "Directors' Plan") for 2022 compensation, which may include voluntary deferred compensation.

F4: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.

F5: This number includes phantom share units accrued through April 1, 2022 under the Directors' Plan as result of crediting phantom dividends.

Common Stock, $.25 Par ValueSEC Table I · non-derivativeDirect70,000 Reported balance Holding disclosure · report date 2022-04-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 70,000

F1: Exhibit List - Exhibit No. 24 - Power of Attorney

Filing footnotes · ownership attribution and instrument terms

F1: Exhibit List - Exhibit No. 24 - Power of Attorney

F2: Each phantom share unit is economically equivalent to one share of Common Stock.

F3: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2020 (the "Directors' Plan") for 2022 compensation, which may include voluntary deferred compensation.

F4: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.

F5: This number includes phantom share units accrued through April 1, 2022 under the Directors' Plan as result of crediting phantom dividends.

Skydance Corp

Report date October 06, 2026 · Filed October 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect33,118 Reported balance After 2026-10-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-06 · Grant · Acquired 33,118 · Balance 33,118

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F2: These RSUs will generally vest on the earlier of (i) the date of the Issuer's 2027 Annual Meeting of Stockholders and (ii) October 6, 2027, and a corresponding number of shares of Class B common stock will be delivered on the vesting date, unless the director has elected to defer receipt.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F2: These RSUs will generally vest on the earlier of (i) the date of the Issuer's 2027 Annual Meeting of Stockholders and (ii) October 6, 2027, and a corresponding number of shares of Class B common stock will be delivered on the vesting date, unless the director has elected to defer receipt.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Activision Blizzard, Inc.

Report date October 13, 2023 · Filed October 16, 2023

Section 16 reporting ended · disclosed 2023-10-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.000001 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2023-10-13 transaction · row 1
1 source row

Row 1 · 2023-10-13 · Disposition to issuer · Disposed 2,676,317 · Balance 0

F1: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F2: Reflects the disposition pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), of shares of Issuer's common stock for $95.00 in cash per share.

Common Stock, par value $0.000001 per shareSEC Table I · non-derivativeIndirectThrough Wholly-Owned Entity0 Reported balance After 2023-10-13 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-10-13 · Disposition to issuer · Disposed 1,248,564 · Balance 0

F1: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F2: Reflects the disposition pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), of shares of Issuer's common stock for $95.00 in cash per share.

Common Stock, par value $0.000001 per shareSEC Table I · non-derivativeIndirectBy ASAC II LLC0 Reported balance After 2023-10-13 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2023-10-13 · Disposition to issuer · Disposed 1 · Balance 0

F1: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F2: Reflects the disposition pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), of shares of Issuer's common stock for $95.00 in cash per share.

F3: Reporting person and Brian G. Kelly are the managers of ASAC II LLC, and reporting person disclaims beneficial ownership of Issuer's common stock held by ASAC II LLC except to the extent of his pecuniary interest therein.

Common Stock, par value $0.000001 per shareSEC Table I · non-derivativeIndirectBy Delmonte Investments, LLC0 Reported balance After 2023-10-13 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2023-10-13 · Disposition to issuer · Disposed 2 · Balance 0

F1: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F2: Reflects the disposition pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), of shares of Issuer's common stock for $95.00 in cash per share.

F4: Reflects shares of Issuer's common stock indirectly beneficially owned through Delmonte Investments, LLC, of which reporting person is a member and manager.

Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 · Expires 2027-08-07Direct0 Reported balance After 2023-10-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-10-13 · Disposition to issuer · Disposed 190,712 · Balance 0

F1: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F5: Reflects the disposition pursuant to the Merger Agreement, as of the Effective Time, of options that were fully vested as of the Effective Time in accordance with their terms, each for an amount in cash equal to $95.00 less the applicable option exercise price and any applicable withholding taxes.

Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $50.85 · Expires 2028-11-21Direct0 Reported balance After 2023-10-13 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-10-13 · Disposition to issuer · Disposed 925,057 · Balance 0

F1: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F5: Reflects the disposition pursuant to the Merger Agreement, as of the Effective Time, of options that were fully vested as of the Effective Time in accordance with their terms, each for an amount in cash equal to $95.00 less the applicable option exercise price and any applicable withholding taxes.

Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $47.08 · Expires 2029-08-12Direct0 Reported balance After 2023-10-13 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-10-13 · Disposition to issuer · Disposed 1,086,109 · Balance 0

F1: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F5: Reflects the disposition pursuant to the Merger Agreement, as of the Effective Time, of options that were fully vested as of the Effective Time in accordance with their terms, each for an amount in cash equal to $95.00 less the applicable option exercise price and any applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F2: Reflects the disposition pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), of shares of Issuer's common stock for $95.00 in cash per share.

F3: Reporting person and Brian G. Kelly are the managers of ASAC II LLC, and reporting person disclaims beneficial ownership of Issuer's common stock held by ASAC II LLC except to the extent of his pecuniary interest therein.

F4: Reflects shares of Issuer's common stock indirectly beneficially owned through Delmonte Investments, LLC, of which reporting person is a member and manager.

F5: Reflects the disposition pursuant to the Merger Agreement, as of the Effective Time, of options that were fully vested as of the Effective Time in accordance with their terms, each for an amount in cash equal to $95.00 less the applicable option exercise price and any applicable withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2026 Filed Oct 8, 2026 21:30 UTC Skydance Corp SKYD · Entity 3464 GrantRestricted Stock Units · Derivative 33,118 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-008340 · doc4.xml · derivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,118

Underlying: Class B common stock · 33,118 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F2 · derivative.exercise_date: These RSUs will generally vest on the earlier of (i) the date of the Issuer's 2027 Annual Meeting of Stockholders and (ii) October 6, 2027, and a corresponding number of shares of Class B common stock will be delivered on the vesting date, unless the director has elected to defer receipt.

F2 · derivative.expiration_date: These RSUs will generally vest on the earlier of (i) the date of the Issuer's 2027 Annual Meeting of Stockholders and (ii) October 6, 2027, and a corresponding number of shares of Class B common stock will be delivered on the vesting date, unless the director has elected to defer receipt.

Read SEC document
October 13, 2023 Filed Oct 16, 2023 16:22 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Disposition to issuerEmployee Stock Options · Derivative 1,086,109 Not disclosed Strike: $47.08 Not disclosed
Disclosure

SEC source: 0000718877-23-000085 · wk-form4_1697487748.xml · derivative · entry 7

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.000001 per share · 1,086,109 shares

Expires 2029-08-12

F1 · kind: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F5 · shares: Reflects the disposition pursuant to the Merger Agreement, as of the Effective Time, of options that were fully vested as of the Effective Time in accordance with their terms, each for an amount in cash equal to $95.00 less the applicable option exercise price and any applicable withholding taxes.

F5 · price: Reflects the disposition pursuant to the Merger Agreement, as of the Effective Time, of options that were fully vested as of the Effective Time in accordance with their terms, each for an amount in cash equal to $95.00 less the applicable option exercise price and any applicable withholding taxes.

F5 · derivative.exercise_date: Reflects the disposition pursuant to the Merger Agreement, as of the Effective Time, of options that were fully vested as of the Effective Time in accordance with their terms, each for an amount in cash equal to $95.00 less the applicable option exercise price and any applicable withholding taxes.

Read SEC document
October 13, 2023 Filed Oct 16, 2023 16:22 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Disposition to issuerEmployee Stock Options · Derivative 925,057 Not disclosed Strike: $50.85 Not disclosed
Disclosure

SEC source: 0000718877-23-000085 · wk-form4_1697487748.xml · derivative · entry 6

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.000001 per share · 925,057 shares

Expires 2028-11-21

F1 · kind: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F5 · shares: Reflects the disposition pursuant to the Merger Agreement, as of the Effective Time, of options that were fully vested as of the Effective Time in accordance with their terms, each for an amount in cash equal to $95.00 less the applicable option exercise price and any applicable withholding taxes.

F5 · price: Reflects the disposition pursuant to the Merger Agreement, as of the Effective Time, of options that were fully vested as of the Effective Time in accordance with their terms, each for an amount in cash equal to $95.00 less the applicable option exercise price and any applicable withholding taxes.

F5 · derivative.exercise_date: Reflects the disposition pursuant to the Merger Agreement, as of the Effective Time, of options that were fully vested as of the Effective Time in accordance with their terms, each for an amount in cash equal to $95.00 less the applicable option exercise price and any applicable withholding taxes.

Read SEC document
October 13, 2023 Filed Oct 16, 2023 16:22 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Disposition to issuerEmployee Stock Options · Derivative 190,712 Not disclosed Strike: $62.51 Not disclosed
Disclosure

SEC source: 0000718877-23-000085 · wk-form4_1697487748.xml · derivative · entry 5

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.000001 per share · 190,712 shares

Expires 2027-08-07

F1 · kind: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F5 · shares: Reflects the disposition pursuant to the Merger Agreement, as of the Effective Time, of options that were fully vested as of the Effective Time in accordance with their terms, each for an amount in cash equal to $95.00 less the applicable option exercise price and any applicable withholding taxes.

F5 · price: Reflects the disposition pursuant to the Merger Agreement, as of the Effective Time, of options that were fully vested as of the Effective Time in accordance with their terms, each for an amount in cash equal to $95.00 less the applicable option exercise price and any applicable withholding taxes.

F5 · derivative.exercise_date: Reflects the disposition pursuant to the Merger Agreement, as of the Effective Time, of options that were fully vested as of the Effective Time in accordance with their terms, each for an amount in cash equal to $95.00 less the applicable option exercise price and any applicable withholding taxes.

Read SEC document
October 13, 2023 Filed Oct 16, 2023 16:22 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Disposition to issuerCommon Stock, par value $0.000001 per share 2 Not disclosed Not disclosed
Disclosure

SEC source: 0000718877-23-000085 · wk-form4_1697487748.xml · nonDerivative · entry 4

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Delmonte Investments, LLC

Disclosed balance after: 0

F1 · kind: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F2 · shares: Reflects the disposition pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), of shares of Issuer's common stock for $95.00 in cash per share.

F2 · price: Reflects the disposition pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), of shares of Issuer's common stock for $95.00 in cash per share.

F4 · ownership.nature: Reflects shares of Issuer's common stock indirectly beneficially owned through Delmonte Investments, LLC, of which reporting person is a member and manager.

Read SEC document
October 13, 2023 Filed Oct 16, 2023 16:22 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Disposition to issuerCommon Stock, par value $0.000001 per share 1 Not disclosed Not disclosed
Disclosure

SEC source: 0000718877-23-000085 · wk-form4_1697487748.xml · nonDerivative · entry 3

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ASAC II LLC

Disclosed balance after: 0

F1 · kind: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F2 · shares: Reflects the disposition pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), of shares of Issuer's common stock for $95.00 in cash per share.

F2 · price: Reflects the disposition pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), of shares of Issuer's common stock for $95.00 in cash per share.

F3 · ownership.nature: Reporting person and Brian G. Kelly are the managers of ASAC II LLC, and reporting person disclaims beneficial ownership of Issuer's common stock held by ASAC II LLC except to the extent of his pecuniary interest therein.

Read SEC document
October 13, 2023 Filed Oct 16, 2023 16:22 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Disposition to issuerCommon Stock, par value $0.000001 per share 1,248,564 Not disclosed Not disclosed
Disclosure

SEC source: 0000718877-23-000085 · wk-form4_1697487748.xml · nonDerivative · entry 2

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Wholly-Owned Entity

Disclosed balance after: 0

F1 · kind: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F2 · price: Reflects the disposition pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), of shares of Issuer's common stock for $95.00 in cash per share.

Read SEC document
October 13, 2023 Filed Oct 16, 2023 16:22 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Disposition to issuerCommon Stock, par value $0.000001 per share 2,676,317 Not disclosed Not disclosed
Disclosure

SEC source: 0000718877-23-000085 · wk-form4_1697487748.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On October 13, 2023, Issuer completed the previously announced transaction with Microsoft Corporation, a Washington corporation ("Microsoft"), pursuant to the Agreement and Plan of Merger, dated as of January 18, 2022 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Issuer, Microsoft and Anchorage Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Microsoft ("Merger Sub"), providing for the merger of Merger Sub with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Microsoft.

F2 · shares: Reflects the disposition pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), of shares of Issuer's common stock for $95.00 in cash per share.

F2 · price: Reflects the disposition pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), of shares of Issuer's common stock for $95.00 in cash per share.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:13 UTC COCA COLA CO KO · Entity 2806 GrantPhantom Share Units · Derivative 1,359.565 $62.52 Strike: $0.00 $85,000.00
Disclosure

SEC source: 0001127602-22-011483 · form4.xml · derivative · entry 2

KOTICK ROBERT A · CIK 0001091423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,614.2195

Underlying: Common Stock, $.25 Par Value · 1,359.565 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom share unit is economically equivalent to one share of Common Stock.

F3 · shares: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2020 (the "Directors' Plan") for 2022 compensation, which may include voluntary deferred compensation.

F4 · derivative.exercise_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.

F4 · derivative.expiration_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.

F5 · balance_after: This number includes phantom share units accrued through April 1, 2022 under the Directors' Plan as result of crediting phantom dividends.

Read SEC document
March 04, 2022 Filed Feb 13, 2023 16:44 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GiftCommon Stock, par value $0.000001 per share 20,735 $0.00 $0.00
Disclosure

SEC source: 0000718877-23-000003 · wf-form5_167632465200662.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRATs

Disclosed balance after: 0

F1 · shares: Represents the distribution of shares of Issuer's common stock from a grantor retained annuity trust for benefit of reporting person's children, of which reporting person was the trustee, to the 31427N Trust.

F2 · balance_after: In addition to the distribution referenced in footnote (1), reflects distribution of 16,183 shares of Issuer's common stock to reporting person on 3/4/2022 for estate planning purposes from reporting person's grantor retained annuity trust for benefit of reporting person's children, of which reporting person was the trustee.

F3 · ownership.nature: Shares were held by grantor retained annuity trust for benefit of reporting person's children, of which reporting person was the trustee.

Read SEC document
August 07, 2021 Filed Aug 10, 2021 19:26 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Tax withholdingCommon Stock, par value $0.000001 per share 139,789 $0.00 $0.00
Disclosure

SEC source: 0001352027-21-000072 · wf-form4_162863798754115.xml · nonDerivative · entry 7

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,908,698

F2 · shares: The performance conditions underlying these previously disclosed performance-based restricted stock unit awards were achieved at the maximum level. Pursuant to the terms of the award agreements, the Company withheld an aggregate of 653,487 shares of the shares otherwise earned in order to satisfy the resulting tax withholding obligation.

F3 · balance_after: The performance conditions underlying the performance-based restricted stock unit award previously disclosed on August 9, 2017 were not achieved, therefore 143,976 shares did not vest and have been removed from reported holdings.

Read SEC document
August 07, 2021 Filed Aug 10, 2021 19:26 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Tax withholdingCommon Stock, par value $0.000001 per share 70,067 $0.00 $0.00
Disclosure

SEC source: 0001352027-21-000072 · wf-form4_162863798754115.xml · nonDerivative · entry 6

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,192,463

F2 · shares: The performance conditions underlying these previously disclosed performance-based restricted stock unit awards were achieved at the maximum level. Pursuant to the terms of the award agreements, the Company withheld an aggregate of 653,487 shares of the shares otherwise earned in order to satisfy the resulting tax withholding obligation.

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August 07, 2021 Filed Aug 10, 2021 19:26 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Tax withholdingCommon Stock, par value $0.000001 per share 140,626 $0.00 $0.00
Disclosure

SEC source: 0001352027-21-000072 · wf-form4_162863798754115.xml · nonDerivative · entry 5

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,262,530

F2 · shares: The performance conditions underlying these previously disclosed performance-based restricted stock unit awards were achieved at the maximum level. Pursuant to the terms of the award agreements, the Company withheld an aggregate of 653,487 shares of the shares otherwise earned in order to satisfy the resulting tax withholding obligation.

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August 07, 2021 Filed Aug 10, 2021 19:26 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Tax withholdingCommon Stock, par value $0.000001 per share 71,381 $0.00 $0.00
Disclosure

SEC source: 0001352027-21-000072 · wf-form4_162863798754115.xml · nonDerivative · entry 4

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,403,156

F2 · shares: The performance conditions underlying these previously disclosed performance-based restricted stock unit awards were achieved at the maximum level. Pursuant to the terms of the award agreements, the Company withheld an aggregate of 653,487 shares of the shares otherwise earned in order to satisfy the resulting tax withholding obligation.

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August 07, 2021 Filed Aug 10, 2021 19:26 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Tax withholdingCommon Stock, par value $0.000001 per share 231,624 $0.00 $0.00
Disclosure

SEC source: 0001352027-21-000072 · wf-form4_162863798754115.xml · nonDerivative · entry 3

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,474,537

F2 · shares: The performance conditions underlying these previously disclosed performance-based restricted stock unit awards were achieved at the maximum level. Pursuant to the terms of the award agreements, the Company withheld an aggregate of 653,487 shares of the shares otherwise earned in order to satisfy the resulting tax withholding obligation.

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August 07, 2021 Filed Aug 10, 2021 19:26 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Tax withholdingCommon Stock, par value $0.000001 per share 183,723 $0.00 $0.00
Disclosure

SEC source: 0001352027-21-000072 · wf-form4_162863798754115.xml · nonDerivative · entry 2

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,706,161

F1 · shares: The performance conditions underlying this previously disclosed performance-based restricted stock unit award were achieved at the maximum level and as a result the reporting person received 116,317 shares of the Company's common stock in excess of shares previously disclosed at the target level. Pursuant to the terms of the award agreement, the Company withheld 183,723 of the shares otherwise earned in order to satisfy the resulting tax withholding obligation.

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August 07, 2021 Filed Aug 10, 2021 19:26 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantCommon Stock, par value $0.000001 per share 116,317 $0.00 $0.00
Disclosure

SEC source: 0001352027-21-000072 · wf-form4_162863798754115.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,889,884

F1 · shares: The performance conditions underlying this previously disclosed performance-based restricted stock unit award were achieved at the maximum level and as a result the reporting person received 116,317 shares of the Company's common stock in excess of shares previously disclosed at the target level. Pursuant to the terms of the award agreement, the Company withheld 183,723 of the shares otherwise earned in order to satisfy the resulting tax withholding obligation.

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April 01, 2021 Filed Apr 5, 2021 20:45 UTC COCA COLA CO KO · Entity 2806 GrantPhantom Stock Units · Derivative 5,491.3842 $52.81 Strike: $0.00 $290,000.00
Disclosure

SEC source: 0001127602-21-013124 · form4.xml · derivative · entry 2

KOTICK ROBERT A · CIK 0001091423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,236.9017

Underlying: Common Stock, $.25 Par Value · 5,491.3842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share unit is economically equivalent to one share of Common Stock.

F2 · shares: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2020 (the "Directors' Plan") for 2021 compensation, which may include voluntary deferred compensation.

F3 · derivative.exercise_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.

F3 · derivative.expiration_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.

F4 · balance_after: This number includes phantom share units accrued through April 1, 2021 under the Directors' Plan as result of crediting phantom dividends.

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March 01, 2021 Filed Mar 3, 2021 19:03 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Tax withholdingCommon Stock, par value $0.000001 per share 283,523 $98.72 $27,989,390.56
Disclosure

SEC source: 0001352027-21-000019 · wf-form4_161481613516282.xml · nonDerivative · entry 4

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,773,567

F1 · shares: On March 1, 2021, the performance conditions for the four-year performance period from 1/1/17 through 12/31/20 underlying these performance stock unit awards were achieved at the maximum level. The aggregate number of shares reported represents the number of shares earned above the target shares previously reported on the Form 4 reports filed on 09/11/20 and 01/05/21. Pursuant to the terms of the award agreements, the Company withheld an aggregate of 878,887 of the shares otherwise earned in order to satisfy the resulting tax withholding obligations. As a result, for the four-year performance period 1/1/17 through 12/31/20, the reporting person received a net of 456,553 shares of the Company's common stock after the satisfaction of the tax withholding obligations.

F2 · balance_after: Following the transactions reported on this Form 4, the reporting person held 3,155,773 shares of the Company's common stock. The reporting person also held 1,617,794 performance-vesting restricted stock units, each representing the right to receive shares of the Company's common stock. The number of performance-vesting restricted stock units assumes, as previously disclosed, maximum performance for grants prior to 9/9/20 and assumes target performance for any awards thereafter. Includes 11,124 shares received in a distribution of shares of the Company's common stock by the reporting person's grantor retained annuity trusts for estate planning purposes for the benefit of the reporting person's children, of which the reporting person is the trustee, on March 1, 2021.

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March 01, 2021 Filed Mar 3, 2021 19:03 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantCommon Stock, par value $0.000001 per share 430,804 $0.00 $0.00
Disclosure

SEC source: 0001352027-21-000019 · wf-form4_161481613516282.xml · nonDerivative · entry 3

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,045,966

F1 · shares: On March 1, 2021, the performance conditions for the four-year performance period from 1/1/17 through 12/31/20 underlying these performance stock unit awards were achieved at the maximum level. The aggregate number of shares reported represents the number of shares earned above the target shares previously reported on the Form 4 reports filed on 09/11/20 and 01/05/21. Pursuant to the terms of the award agreements, the Company withheld an aggregate of 878,887 of the shares otherwise earned in order to satisfy the resulting tax withholding obligations. As a result, for the four-year performance period 1/1/17 through 12/31/20, the reporting person received a net of 456,553 shares of the Company's common stock after the satisfaction of the tax withholding obligations.

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March 01, 2021 Filed Mar 3, 2021 19:03 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Tax withholdingCommon Stock, par value $0.000001 per share 595,364 $98.72 $58,774,334.08
Disclosure

SEC source: 0001352027-21-000019 · wf-form4_161481613516282.xml · nonDerivative · entry 2

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,615,162

F1 · shares: On March 1, 2021, the performance conditions for the four-year performance period from 1/1/17 through 12/31/20 underlying these performance stock unit awards were achieved at the maximum level. The aggregate number of shares reported represents the number of shares earned above the target shares previously reported on the Form 4 reports filed on 09/11/20 and 01/05/21. Pursuant to the terms of the award agreements, the Company withheld an aggregate of 878,887 of the shares otherwise earned in order to satisfy the resulting tax withholding obligations. As a result, for the four-year performance period 1/1/17 through 12/31/20, the reporting person received a net of 456,553 shares of the Company's common stock after the satisfaction of the tax withholding obligations.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:03 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantCommon Stock, par value $0.000001 per share 904,636 $0.00 $0.00
Disclosure

SEC source: 0001352027-21-000019 · wf-form4_161481613516282.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,210,526

F1 · shares: On March 1, 2021, the performance conditions for the four-year performance period from 1/1/17 through 12/31/20 underlying these performance stock unit awards were achieved at the maximum level. The aggregate number of shares reported represents the number of shares earned above the target shares previously reported on the Form 4 reports filed on 09/11/20 and 01/05/21. Pursuant to the terms of the award agreements, the Company withheld an aggregate of 878,887 of the shares otherwise earned in order to satisfy the resulting tax withholding obligations. As a result, for the four-year performance period 1/1/17 through 12/31/20, the reporting person received a net of 456,553 shares of the Company's common stock after the satisfaction of the tax withholding obligations.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 19:09 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantCommon Stock, par value $0.000001 per share 232,633 $0.00 $0.00
Disclosure

SEC source: 0001352027-21-000002 · wf-form4_160989178161894.xml · nonDerivative · entry 2

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,305,890

F2 · shares: This grant of performance-vesting restricted stock units, representing the right to receive shares of the Company's common stock, was awarded by the Compensation Committee of the Company's Board of Directors on 12/31/20, as contemplated by the reporting person's five-year employment agreement. The number of shares reported assumes target performance over the five-year performance period; the actual number of shares that may be earned is based on the Company's cumulative operating income over a five-year performance period from 01/01/17 through 12/31/21, and may range from 0 shares to 348,950 shares of the Company's common stock. Any shares earned over the five-year performance period will vest on 03/31/22, based on the actual level of performance achieved, subject to the reporting person's continued employment through that date. This award is subject to immediate vesting if the terms set forth in Section 12 of the reporting person's employment agreement are met.

F3 · balance_after: Following the transactions reported on this Form 4, the reporting person held 2,354,236 shares of the Company's common stock. The reporting person also held 1,951,654 performance-vesting restricted stock units, each representing the right to receive shares of the Company's common stock. The actual number of aggregate shares earned in connection with the performance-vesting restricted stock units will depend on actual performance and will range from 0 to 3,403,411 shares of the Company's common stock. The number of performance-vesting restricted stock units assumes, as previously disclosed, maximum performance for grants prior to 9/9/20 and, as will be the case with respect to the reporting person's future grants, assumes target performance for the 12/31/20 grants.

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December 31, 2020 Filed Jan 5, 2021 19:09 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantCommon Stock, par value $0.000001 per share 107,701 $0.00 $0.00
Disclosure

SEC source: 0001352027-21-000002 · wf-form4_160989178161894.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,073,257

F1 · shares: This grant of performance-vesting restricted stock units, representing the right to receive shares of the Company's common stock, was awarded by the Compensation Committee of the Company's Board of Directors on 12/31/20, as contemplated by the reporting person's five-year employment agreement with the Company dated 10/01/16, which was filed as an exhibit to the Company's Form 8-K dated 11/25/16. The number of shares reported assumes target performance over the four-year performance period; the actual number of shares that may be earned is based on the cumulative annual growth rate of the Company's total shareholder return over a four-year performance period from 01/01/17 through 12/31/20, and may range from 0 shares to 538,505 shares of the Company's common stock. Any shares earned over the four-year performance period will vest on 03/01/21, based on the actual level of performance achieved, subject to the reporting person's continued employment through that date.

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September 09, 2020 Filed Sep 11, 2020 20:19 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantCommon Stock, par value $0.000001 per share 226,159 $0.00 $0.00
Disclosure

SEC source: 0001352027-20-000071 · wf-form4_159986994950382.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,965,556

F1 · shares: This grant of performance-vesting restricted stock units, representing the right to receive shares of the Company's common stock, was awarded by the Compensation Committee of the Company's Board of Directors on 09/09/20, as contemplated by the reporting person's five-year employment agreement with the Company dated 10/01/16, which was filed as an exhibit to the Company's Form 8-K dated 11/25/16. The number of shares reported assumes target performance over the four-year performance period; the actual number of shares that may be earned is based on the cumulative annual growth rate of the Company's total shareholder return over a four-year performance period from 01/01/17 through 12/31/20, and may range from 0 shares to 1,130,795 shares of the Company's common stock. Any shares earned over the four-year performance period will vest on 03/01/21, based on the actual level of performance achieved, subject to the reporting person's continued employment through that date.

F2 · balance_after: Following the transactions reported on this Form 4 (including the distribution referred to in note 5 below), the reporting person held 2,354,236 shares of the Company's common stock. The reporting person also held 1,611,320 performance-vesting restricted stock units, each representing the right to receive shares of the Company's common stock. The actual number of aggregate shares earned in connection with the performance-vesting restricted stock units will depend on actual performance and will range from 0 to 2,515,956 shares of the Company's common stock. The number of performance-vesting restricted stock units assumes, as previously disclosed, maximum performance for previous grants and, as will be the case with respect to the reporting person's future grants, assumes target performance for the 09/09/20 grant.

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April 01, 2020 Filed Apr 3, 2020 19:23 UTC COCA COLA CO KO · Entity 2806 GrantPhantom Stock Units · Derivative 6,786.8008 $42.73 Strike: $0.00 $290,000.00
Disclosure

SEC source: 0001127602-20-013024 · form4.xml · derivative · entry 2

KOTICK ROBERT A · CIK 0001091423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,739.9214

Underlying: Common Stock, $.25 Par Value · 6,786.8008 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom share unit is economically equivalent to one share of Common Stock.

F3 · shares: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2020 (the "Directors' Plan") for 2020 compensation, which may include voluntary deferred compensation.

F4 · derivative.exercise_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.

F4 · derivative.expiration_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.

F5 · balance_after: This number includes phantom share units accrued through April 1, 2020 under the Directors' Plan as result of crediting phantom dividends.

Read SEC document
March 02, 2020 Filed Feb 12, 2021 19:28 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GiftCommon Stock, par value $0.000001 per share 131,670 $0.00 $0.00
Disclosure

SEC source: 0001352027-21-000014 · wf-form5_161317609371375.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 48,042

F1 · shares: Represents the distribution of shares of the Company's common stock from grantor retained annuity trust for the benefit of the reporting person's children, of which the reporting person is the trustee, to the 31427N Trust.

F2 · ownership.nature: These shares are held by grantor retained annuity trusts for the benefit of the reporting persons's children, of which the reporting person is the trustee.

Read SEC document
September 10, 2019 Filed Feb 14, 2020 19:16 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GiftCommon Stock, par value $0.000001 per share 100 $0.00 $0.00
Disclosure

SEC source: 0001352027-20-000009 · wf-form5_158172574933647.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,697,821

F1 · balance_after: Following the transaction reported on this Form 5, the reporting person directly held (a) 2,312,660 shares of the Company's common stock and (b) 1,385,161 restricted stock units with vesting tied to performance, each representing the right to receive one share of the Company's common stock.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 19:04 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantEmployee Stock Options · Derivative 1,086,109 $0.00 Strike: $47.08 $0.00
Disclosure

SEC source: 0001708989-19-000046 · wf-form4_156582385391220.xml · derivative · entry 6

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,109

Underlying: Common Stock, par value $0.000001 per share · 1,086,109 shares

Expires 2029-08-12

F7 · derivative.exercise_date: This award is subject to immediate vesting if the terms set forth in Section 12 of Mr. Kotick's employment agreement with the Company, which is filed as an exhibit to the Form 8-K filed by the Company on November 25, 2016, are met.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 19:04 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantCommon Stock, par value $0.000001 per share 133,080 $0.00 $0.00
Disclosure

SEC source: 0001708989-19-000046 · wf-form4_156582385391220.xml · nonDerivative · entry 2

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,697,921

F2 · shares: This grant was for 133,080 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock. The number reported assumes maximum performance; target performance would result in the release of 53,232 shares of the Company's common stock. These performance-vesting restricted stock units vest on March 31, 2023, based upon the level of performance measured by reference to the Company's relative total shareholder return during a performance period from the grant date through December 31, 2022. This award is subject to immediate vesting if the terms set forth in Section 12 of Mr. Kotick's employment agreement with the Company, which is filed as an exhibit to the Form 8-K filed by the Company on November 25, 2016, are met.

F3 · balance_after: Following the transactions reported on this Form 4, the reporting person directly held (a) 2,312,760 shares of the Company's common stock and (b) 1,385,161 restricted stock units with vesting tied to performance, each representing the right to receive one share of the Company's common stock.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 19:04 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantCommon Stock, par value $0.000001 per share 265,505 $0.00 $0.00
Disclosure

SEC source: 0001708989-19-000046 · wf-form4_156582385391220.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,564,841

F1 · shares: This grant was for 265,505 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock. The number reported assumes maximum performance; target performance would result in the release of 106,202 shares of the Company's common stock. These performance-vesting restricted stock units will vest on March 31, 2022, based upon the level of performance measured by reference to the Company's cumulative earnings per share for the relevant measurement period. This award is subject to immediate vesting if the terms set forth in Section 12 of Mr. Kotick's employment agreement with the Company, which is filed as an exhibit to the Form 8-K filed by the Company on November 25, 2016, are met.

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April 01, 2019 Filed Apr 3, 2019 20:59 UTC COCA COLA CO KO · Entity 2806 GrantPhantom Stock Units · Derivative 5,332.7645 $46.88 Strike: $0.00 $250,000.00
Disclosure

SEC source: 0001127602-19-014679 · form4.xml · derivative · entry 3

KOTICK ROBERT A · CIK 0001091423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,256.1131

Underlying: Common Stock, $.25 Par Value · 5,332.7645 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom share unit is economically equivalent to one share of Common Stock.

F3 · shares: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2013 (the "Directors' Plan") for 2019 compensation, which may include voluntary deferred compensation.

F4 · derivative.exercise_date: The phantom share units credited under The Coca-Cola Company Directors' Plan effective January 1, 2013 (the "Directors' Plan") are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.

F4 · derivative.expiration_date: The phantom share units credited under The Coca-Cola Company Directors' Plan effective January 1, 2013 (the "Directors' Plan") are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.

F5 · balance_after: This number includes phantom share units accrued through April 1, 2019 under the Directors' Plan as result of crediting phantom dividends.

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March 31, 2019 Filed Apr 2, 2019 19:00 UTC Activision Blizzard, Inc. ATVI · Entity 11437 Tax withholdingCommon Stock, par value $0.000001 per share 451,272 $45.53 $20,546,414.16
Disclosure

SEC source: 0001708989-19-000012 · wf-form4_155424599035209.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,299,336

F1 · shares: On March 31, 2019, 857,115 performance-vesting restricted stock units held by the reporting person vested. Pursuant to the terms of his restricted stock unit award agreement, the Company withheld 451,272 of the shares otherwise deliverable to him in order to satisfy the resulting tax withholding obligation. As a result, the reporting person received 405,843 shares of the Company's common stock after the satisfaction of the tax withholding obligation. As the performance conditions underlying this restricted stock unit award were not achieved at the maximum level, 656,202 previously reported restricted stock units did not vest.

F2 · balance_after: Following the transactions reported on this Form 4, the reporting person directly held (a) 2,312,760 shares of the Company's common stock and (b) 986,576 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock.

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December 28, 2018 Filed Jan 2, 2019 19:01 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantCommon Stock, par value $0.000001 per share 135,575 $0.00 $0.00
Disclosure

SEC source: 0001352027-19-000002 · wf-form4_154647365108198.xml · nonDerivative · entry 2

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,406,810

F2 · shares: This grant was for 135,575 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock. The number reported assumes maximum performance; target performance would result in the release of 54,230 shares of the Company's common stock. These performance-vesting restricted stock units vest on March 31, 2022, based upon the level of performance measured by reference to the Company's relative total shareholder return during a performance period from the grant date through December 31, 2021. This award is subject to immediate vesting if the terms set forth in Section 12 of Mr. Kotick's employment agreement with the Company, which is filed as an exhibit to the Form 8-K filed by the Company on November 25, 2016, are met.

F3 · balance_after: Following the transactions reported on this Form 4, the reporting person directly held (a) 1,906,917 shares of the Company's common stock and (b) 2,499,893 restricted stock units with vesting tied to performance, each representing the right to receive one share of the Company's common stock.

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December 28, 2018 Filed Jan 2, 2019 19:01 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantCommon Stock, par value $0.000001 per share 267,095 $0.00 $0.00
Disclosure

SEC source: 0001352027-19-000002 · wf-form4_154647365108198.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,271,235

F1 · shares: This grant was for 267,095 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock. The number reported assumes maximum performance; target performance would result in the release of 106,838 shares of the Company's common stock. These performance-vesting restricted stock units will vest on March 31, 2023, based upon the level of performance measured by reference to the Company's cumulative earnings per share for 2020, 2021 and 2022. This award is subject to immediate vesting if the terms set forth in Section 12 of Mr. Kotick's employment agreement with the Company, which is filed as an exhibit to the Form 8-K filed by the Company on November 25, 2016, are met.

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November 21, 2018 Filed Nov 26, 2018 19:44 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantCommon Stock, par value $0.000001 per share · Derivative 925,057 $0.00 Strike: $50.85 $0.00
Disclosure

SEC source: 0001352027-18-000070 · wf-form4_154327944711293.xml · derivative · entry 6

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925,057

Underlying: Common Stock, par value $0.000001 per share · 925,057 shares

Expires 2028-11-21

F7 · derivative.exercise_date: This award is subject to immediate vesting if the terms set forth in Section 12 of Mr. Kotick's employment agreement with the Company, dated as of November 22, 2016 and effective as of October 1, 2016, and filed as an exhibit to the Form 8-K filed by the Company on November 25, 2016, are met.

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November 20, 2018 Filed Nov 26, 2018 19:44 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GiftCommon Stock, par value $0.000001 per share 287,502 $0.00 $0.00
Disclosure

SEC source: 0001352027-18-000070 · wf-form4_154327944711293.xml · nonDerivative · entry 3

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 221,288

F3 · shares: Represents the distribution of shares of the Company's common stock from grantor retained annuity trusts for the benefit of the reporting person's children, of which the reporting person is the trustee, to the 31427N Trust.

F4 · ownership.nature: These shares are held by grantor retained annuity trusts for the benefit of the reporting persons's children, of which the reporting person is the trustee.

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September 12, 2018 Filed Nov 26, 2018 19:44 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GiftCommon Stock, par value $0.000001 per share 6,239 $0.00 $0.00
Disclosure

SEC source: 0001352027-18-000070 · wf-form4_154327944711293.xml · nonDerivative · entry 2

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,004,140

F1 · shares: Represents a charitable gift/transfer of shares of the Company's common stock to a 501(c)(3) organization.

F2 · balance_after: Following the transactions reported on this Form 4, the reporting person directly held (a) 1,906,917 shares of the Company's common stock and (b) 2,097,223 restricted stock units with vesting tied to performance, each representing the right to receive one share of the Company's common stock.

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June 21, 2018 Filed Nov 26, 2018 19:44 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GiftCommon Stock, par value $0.000001 per share 90,000 $0.00 $0.00
Disclosure

SEC source: 0001352027-18-000070 · wf-form4_154327944711293.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,010,379

F1 · shares: Represents a charitable gift/transfer of shares of the Company's common stock to a 501(c)(3) organization.

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March 29, 2018 Filed Apr 2, 2018 20:32 UTC COCA COLA CO KO · Entity 2806 GrantPhantom Stock Units · Derivative 5,732.6301 $43.61 Strike: $0.00 $250,000.00
Disclosure

SEC source: 0001127602-18-013323 · form4.xml · derivative · entry 3

KOTICK ROBERT A · CIK 0001091423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,003.2605

Underlying: Common Stock, $.25 Par Value · 5,732.6301 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share unit is economically equivalent to one share of Common Stock.

F2 · shares: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2013 (the "Directors' Plan") for 2018 compensation, which may include voluntary deferred compensation.

F3 · derivative.exercise_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.

F3 · derivative.expiration_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.

F4 · balance_after: This number includes phantom share units accrued through December 15, 2017 under the Directors' Plan as result of crediting phantom dividends.

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December 18, 2017 Filed Feb 14, 2018 17:59 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GiftCommon Stock, par value $0.000001 per share 210,018 $0.00 $0.00
Disclosure

SEC source: 0001352027-18-000006 · wf-form5_151864911516980.xml · nonDerivative · entry 2

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100,379

F3 · shares: Represents a charitable gift/transfer of shares of the Company's common stock to various 501(c)(3) organizations.

F4 · balance_after: Following the transactions reported on this Form 5, the reporting person directly held (a) 2,003,156 shares of the Company's common stock and (b) 2,097,223 restricted stock units with vesting tied to performance, each representing the right to receive one share of the Company's common stock. Includes 115,023 shares received in a distribution of shares of the Company's common stock by grantor retained annuity trusts for the benefit of the reporting person's children, of which the reporting person is the trustee, on November 21, 2017.

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November 21, 2017 Filed Feb 14, 2018 17:59 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GiftCommon Stock, par value $0.000001 per share 2,486,777 $0.00 $0.00
Disclosure

SEC source: 0001352027-18-000006 · wf-form5_151864911516980.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 508,790

F1 · shares: Represents the distribution of shares of the Company's common stock from grantor retained annuity trusts for the benefit of the reporting person's children, of which the reporting person is the trustee, to the 31427N Trust.

F2 · ownership.nature: These shares are held by grantor retained annuity trusts for the benefit of the reporting person's children, of which the reporting person is the trustee. Reflects the distribution of 115,023 shares of the Company's common stock by these trusts to the reporting person on November 21, 2017.

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August 07, 2017 Filed Aug 9, 2017 21:34 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantEmployee Stock Options · Derivative 190,712 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001352027-17-000035 · edgar.xml · derivative · entry 9

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,712

Underlying: Common Stock, par value $0.000001 per share · 190,712 shares

Expires 2027-08-07

F8 · derivative.exercise_date: This award is subject to immediate vesting if the terms set forth in Section 12 of Mr. Kotick's employment agreement with the Company, dated as of November 22, 2016 and effective as of October 1, 2016, and filed as an exhibit to the Form 8-K filed by the Company on November 25, 2016, are met.

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August 07, 2017 Filed Aug 9, 2017 21:34 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantCommon Stock, par value $0.000001 per share 143,976 $0.00 $0.00
Disclosure

SEC source: 0001352027-17-000035 · edgar.xml · nonDerivative · entry 6

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,195,374

F9 · shares: This grant was for 143,976 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock. The number reported assumes maximum performance; target performance would result in the release of 71,988 shares of the Company's common stock. These performance-vesting restricted stock units vest on March 15, 2021, based upon the level of performance measured by reference to the Company's relative total shareholder return during a performance period from the grant date through December 31, 2020.

F10 · balance_after: Following the transactions reported on this Form 4, the reporting person directly held (a) 2,098,151 shares of the Company's common stock and (b) 2,097,223 restricted stock units with vesting tied to performance, each representing the right to receive one share of the Company's common stock. Includes 1,761,562 shares received in a distribution of 6,524,305 shares of the Company's common stock by ASAC 427 LLC, a limited liability company managed by the reporting person, to its members on May 18, 2017.

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August 07, 2017 Filed Aug 9, 2017 21:34 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GrantCommon Stock, par value $0.000001 per share 439,930 $0.00 $0.00
Disclosure

SEC source: 0001352027-17-000035 · edgar.xml · nonDerivative · entry 5

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,051,398

F7 · shares: This grant was for 439,930 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock. The number reported assumes maximum performance; target performance would result in the release of 175,972 shares of the Company's common stock. These performance-vesting restricted stock units will vest on March 15, 2021 based upon the level of performance measured by reference to the Company's cumulative operating income for 2018, 2019 and 2020, and further subject to an initial performance objective based on the Company's cumulative earnings per share for the second half of 2017 and 2018 being met.

F8 · shares: This award is subject to immediate vesting if the terms set forth in Section 12 of Mr. Kotick's employment agreement with the Company, dated as of November 22, 2016 and effective as of October 1, 2016, and filed as an exhibit to the Form 8-K filed by the Company on November 25, 2016, are met.

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June 20, 2017 Filed Aug 9, 2017 21:34 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GiftCommon Stock, par value $0.000001 per share 100,000 $0.00 $0.00
Disclosure

SEC source: 0001352027-17-000035 · edgar.xml · nonDerivative · entry 4

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,611,468

F6 · shares: Represents a charitable gift/transfer of shares of the Company's common stock to a 501(c)(3) organization.

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May 19, 2017 Filed Aug 9, 2017 21:34 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GiftCommon Stock, par value $0.000001 per share 360,360 $0.00 $0.00
Disclosure

SEC source: 0001352027-17-000035 · edgar.xml · nonDerivative · entry 3

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,711,468

F5 · shares: Represents a charitable gift/transfer of shares of the Company's common stock to a 501(c)(3) organization.

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May 19, 2017 Filed May 25, 2017 17:33 UTC COCA COLA CO KO · Entity 2806 GiftCommon Stock, $.25 Par Value 51 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019353 · form4.xml · nonDerivative · entry 2

KOTICK ROBERT A · CIK 0001091423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Read SEC document
May 18, 2017 Filed Aug 9, 2017 21:34 UTC Activision Blizzard, Inc. ATVI · Entity 11437 GiftCommon Stock, par value $0.000001 per share 3,262,153 $0.00 $0.00
Disclosure

SEC source: 0001352027-17-000035 · edgar.xml · nonDerivative · entry 2

KOTICK ROBERT A · CIK 0001091423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ASAC 427 LLC

Disclosed balance after: 0

F3 · shares: Represents the distribution of shares on May 18, 2017 from ASAC 427 LLC, a limited liability company managed by the reporting person, to the 115190D Trust.

F4 · ownership.nature: The reporting person disclaims beneficial ownership of the Company's common stock held by ASAC 427 LLC except to the extent of his pecuniary interest therein.

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May 12, 2017 Filed May 25, 2017 17:33 UTC COCA COLA CO KO · Entity 2806 OtherCommon Stock, $.25 Par Value 51 $43.58 $2,222.58
Disclosure

SEC source: 0001127602-17-019353 · form4.xml · nonDerivative · entry 1

KOTICK ROBERT A · CIK 0001091423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,051

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.