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Keran Patrick L

Disclosed activity across 2 companies

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116197
SEC CIK
0001372290

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Orthofix Medical Inc.OFIX · Entity 1975Chief Legal OfficerFebruary 28, 2023March 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Orthofix Medical Inc.

Report date February 28, 2023 · Filed March 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect84,407 Reported balance After 2023-02-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-02-28 · Tax withholding · Disposed 3,792 · Balance 84,407

F1: Includes 51,285 unvested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 51,285 unvested restricted stock units.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SeaSpine Holdings Corp

Report date January 05, 2023 · Filed January 09, 2023

Section 16 reporting ended · disclosed 2023-01-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-01-05 transaction · row 1
1 source row

Row 1 · 2023-01-05 · Disposition to issuer · Disposed 69,628 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger by and among the issuer, SeaSpine Holdings Corporation, which became effective on January 5, 2023, in exchange for 28,986 Orthofix MedicalInc. ("Orthofix") ordinary shares having a market value of $22.76 per share at the effective time of the merger.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-01-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-01-05 · Disposition to issuer · Disposed 8,166 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of SeaSpine Holdings Corporation common stock.

F4: These restricted stock units were assumed by Orthofix in the merger and replaced by 3,399 Orthofix restricted stock units.

F3: The restricted stock units vest in three equal installments on each of January 28, 2022, 2023 and 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-01-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-01-05 · Disposition to issuer · Disposed 52,091 · Balance 0

F5: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F7: These restricted stock units were assumed by Orthofix in the merger and replaced by 21,685 Orthofix restricted stock units.

F6: The restricted stock units vest in three equal installments on each of February 28, 2023, 2024 and 2025.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.08 · Expires 2023-11-01Direct0 Reported balance After 2023-01-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-01-05 · Disposition to issuer · Disposed 60,000 · Balance 0

F9: This option was assumed by Orthofix in the merger and replaced with an option to purchase 24,978 shares of Orthofix at a price of $36.23 per share.

F8: The option vests as to 25% of the underlying shares on November 1, 2016 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.19 · Expires 2024-01-27Direct0 Reported balance After 2023-01-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-01-05 · Disposition to issuer · Disposed 64,599 · Balance 0

F11: This option was assumed by Orthofix in the merger and replaced with an option to purchase 26,892 shares of Orthofix at a price of $34.09 per share.

F10: The option vests as to 18.75% of the underlying shares on November 1, 2016, 6.25% on December 31, 2016 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.24 · Expires 2027-01-01Direct0 Reported balance After 2023-01-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-01-05 · Disposition to issuer · Disposed 33,749 · Balance 0

F13: This option was assumed by Orthofix in the merger and replaced with an option to purchase 14,049 shares of Orthofix at a price of $43.82 per share.

F12: The option vests as to 25% of the underlying shares on January 1, 2020 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.01 · Expires 2028-01-01Direct0 Reported balance After 2023-01-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-01-05 · Disposition to issuer · Disposed 52,797 · Balance 0

F15: This option was assumed by Orthofix in the merger and replaced with an option to purchase 21,979 shares of Orthofix at a price of $28.85 per share.

F14: The option vests as to 25% of the underlying shares on January 1, 2021 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.93 · Expires 2028-04-23Direct0 Reported balance After 2023-01-05 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-01-05 · Disposition to issuer · Disposed 6,045 · Balance 0

F17: This option was assumed by Orthofix in the merger and replaced with an option to purchase 2,516 shares of Orthofix at a price of $23.86 per share.

F16: The option fully vested and became exercisable on June 21, 2020.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.86 · Expires 2029-01-28Direct0 Reported balance After 2023-01-05 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-01-05 · Disposition to issuer · Disposed 40,786 · Balance 0

F19: This option was assumed by Orthofix in the merger and replaced with an option to purchase 16,979 shares of Orthofix at a price of $40.50 per share.

F18: The option vests as to 25% of the underlying shares on January 28, 2022 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2030-02-28Direct0 Reported balance After 2023-01-05 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-01-05 · Disposition to issuer · Disposed 21,704 · Balance 0

F21: This option was assumed by Orthofix in the merger and replaced with an option to purchase 9,035 shares of Orthofix at a price of $36.04 per share.

F20: The option vests as to 25% of the underlying shares on February 28, 2023 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger by and among the issuer, SeaSpine Holdings Corporation, which became effective on January 5, 2023, in exchange for 28,986 Orthofix MedicalInc. ("Orthofix") ordinary shares having a market value of $22.76 per share at the effective time of the merger.

F2: Each restricted stock unit represents a contingent right to receive one share of SeaSpine Holdings Corporation common stock.

F3: The restricted stock units vest in three equal installments on each of January 28, 2022, 2023 and 2024.

F4: These restricted stock units were assumed by Orthofix in the merger and replaced by 3,399 Orthofix restricted stock units.

F5: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F6: The restricted stock units vest in three equal installments on each of February 28, 2023, 2024 and 2025.

F7: These restricted stock units were assumed by Orthofix in the merger and replaced by 21,685 Orthofix restricted stock units.

F8: The option vests as to 25% of the underlying shares on November 1, 2016 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

F9: This option was assumed by Orthofix in the merger and replaced with an option to purchase 24,978 shares of Orthofix at a price of $36.23 per share.

F10: The option vests as to 18.75% of the underlying shares on November 1, 2016, 6.25% on December 31, 2016 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

F11: This option was assumed by Orthofix in the merger and replaced with an option to purchase 26,892 shares of Orthofix at a price of $34.09 per share.

F12: The option vests as to 25% of the underlying shares on January 1, 2020 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

F13: This option was assumed by Orthofix in the merger and replaced with an option to purchase 14,049 shares of Orthofix at a price of $43.82 per share.

F14: The option vests as to 25% of the underlying shares on January 1, 2021 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

F15: This option was assumed by Orthofix in the merger and replaced with an option to purchase 21,979 shares of Orthofix at a price of $28.85 per share.

F16: The option fully vested and became exercisable on June 21, 2020.

F17: This option was assumed by Orthofix in the merger and replaced with an option to purchase 2,516 shares of Orthofix at a price of $23.86 per share.

F18: The option vests as to 25% of the underlying shares on January 28, 2022 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

F19: This option was assumed by Orthofix in the merger and replaced with an option to purchase 16,979 shares of Orthofix at a price of $40.50 per share.

F20: The option vests as to 25% of the underlying shares on February 28, 2023 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

F21: This option was assumed by Orthofix in the merger and replaced with an option to purchase 9,035 shares of Orthofix at a price of $36.04 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2023 Filed Mar 2, 2023 21:29 UTC Orthofix Medical Inc. OFIX · Entity 1975 Tax withholdingCommon Stock 3,792 $20.60 $78,115.20
Disclosure

SEC source: 0001209191-23-014680 · doc4.xml · nonDerivative · entry 1

Keran Patrick L · CIK 0001372290 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,407

F1 · balance_after: Includes 51,285 unvested restricted stock units.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 23:52 UTC Orthofix Medical Inc. OFIX · Entity 1975 Tax withholdingCommon Stock 999 $21.22 $21,198.78
Disclosure

SEC source: 0001209191-23-006002 · doc4.xml · nonDerivative · entry 1

Keran Patrick L · CIK 0001372290 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,199

F1 · balance_after: Includes 58,513 unvested restricted stock units.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 23:59 UTC Orthofix Medical Inc. OFIX · Entity 1975 GrantEmployee Stock Option (Right to Buy) · Derivative 84,566 $0.00 Strike: $20.90 $0.00
Disclosure

SEC source: 0001209191-23-002649 · doc4.xml · derivative · entry 2

Keran Patrick L · CIK 0001372290 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,566

Underlying: Common Stock · 84,566 shares

Expires 2033-01-05

F3 · derivative.exercise_date: The options vest and become exercisable with respect to one-third (1/3rd) of the shares covered thereby on the first anniversary of the Grant Date and one-twelfth (1/12th) of the shares covered thereby on each of the 15-month, 18-month, 21-month, 24-month, 27-month, 30-month, 33-month and 36-month anniversaries of the Grant Date.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 23:59 UTC Orthofix Medical Inc. OFIX · Entity 1975 GrantCommon Stock 35,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002649 · doc4.xml · nonDerivative · entry 1

Keran Patrick L · CIK 0001372290 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,198

F1 · shares: The restricted stock units vest with respect to one-third (1/3rd) of the shares of stock covered hereby on each of the first, second and third anniversaries of the Grant Date.

F2 · balance_after: Includes 60,212 unvested restricted stock units.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 21,704 Not disclosed Strike: $15.00 Not disclosed
Disclosure

SEC source: 0001637761-23-000035 · wf-form4_167330984716037.xml · derivative · entry 10

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,704 shares

Expires 2030-02-28

F21 · price: This option was assumed by Orthofix in the merger and replaced with an option to purchase 9,035 shares of Orthofix at a price of $36.04 per share.

F20 · derivative.exercise_date: The option vests as to 25% of the underlying shares on February 28, 2023 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 40,786 Not disclosed Strike: $16.86 Not disclosed
Disclosure

SEC source: 0001637761-23-000035 · wf-form4_167330984716037.xml · derivative · entry 9

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,786 shares

Expires 2029-01-28

F19 · price: This option was assumed by Orthofix in the merger and replaced with an option to purchase 16,979 shares of Orthofix at a price of $40.50 per share.

F18 · derivative.exercise_date: The option vests as to 25% of the underlying shares on January 28, 2022 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 6,045 Not disclosed Strike: $9.93 Not disclosed
Disclosure

SEC source: 0001637761-23-000035 · wf-form4_167330984716037.xml · derivative · entry 8

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,045 shares

Expires 2028-04-23

F17 · price: This option was assumed by Orthofix in the merger and replaced with an option to purchase 2,516 shares of Orthofix at a price of $23.86 per share.

F16 · derivative.exercise_date: The option fully vested and became exercisable on June 21, 2020.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 52,797 Not disclosed Strike: $12.01 Not disclosed
Disclosure

SEC source: 0001637761-23-000035 · wf-form4_167330984716037.xml · derivative · entry 7

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,797 shares

Expires 2028-01-01

F15 · price: This option was assumed by Orthofix in the merger and replaced with an option to purchase 21,979 shares of Orthofix at a price of $28.85 per share.

F14 · derivative.exercise_date: The option vests as to 25% of the underlying shares on January 1, 2021 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 33,749 Not disclosed Strike: $18.24 Not disclosed
Disclosure

SEC source: 0001637761-23-000035 · wf-form4_167330984716037.xml · derivative · entry 6

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,749 shares

Expires 2027-01-01

F13 · price: This option was assumed by Orthofix in the merger and replaced with an option to purchase 14,049 shares of Orthofix at a price of $43.82 per share.

F12 · derivative.exercise_date: The option vests as to 25% of the underlying shares on January 1, 2020 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 64,599 Not disclosed Strike: $14.19 Not disclosed
Disclosure

SEC source: 0001637761-23-000035 · wf-form4_167330984716037.xml · derivative · entry 5

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,599 shares

Expires 2024-01-27

F11 · price: This option was assumed by Orthofix in the merger and replaced with an option to purchase 26,892 shares of Orthofix at a price of $34.09 per share.

F10 · derivative.exercise_date: The option vests as to 18.75% of the underlying shares on November 1, 2016, 6.25% on December 31, 2016 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 60,000 Not disclosed Strike: $15.08 Not disclosed
Disclosure

SEC source: 0001637761-23-000035 · wf-form4_167330984716037.xml · derivative · entry 4

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2023-11-01

F9 · price: This option was assumed by Orthofix in the merger and replaced with an option to purchase 24,978 shares of Orthofix at a price of $36.23 per share.

F8 · derivative.exercise_date: The option vests as to 25% of the underlying shares on November 1, 2016 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Disposition to issuerRestricted Stock Units · Derivative 52,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001637761-23-000035 · wf-form4_167330984716037.xml · derivative · entry 3

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,091 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F7 · price: These restricted stock units were assumed by Orthofix in the merger and replaced by 21,685 Orthofix restricted stock units.

F6 · derivative.exercise_date: The restricted stock units vest in three equal installments on each of February 28, 2023, 2024 and 2025.

F6 · derivative.expiration_date: The restricted stock units vest in three equal installments on each of February 28, 2023, 2024 and 2025.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Disposition to issuerRestricted Stock Units · Derivative 8,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001637761-23-000035 · wf-form4_167330984716037.xml · derivative · entry 2

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,166 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SeaSpine Holdings Corporation common stock.

F4 · price: These restricted stock units were assumed by Orthofix in the merger and replaced by 3,399 Orthofix restricted stock units.

F3 · derivative.exercise_date: The restricted stock units vest in three equal installments on each of January 28, 2022, 2023 and 2024.

F3 · derivative.expiration_date: The restricted stock units vest in three equal installments on each of January 28, 2022, 2023 and 2024.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Disposition to issuerCommon Stock 69,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001637761-23-000035 · wf-form4_167330984716037.xml · nonDerivative · entry 1

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger by and among the issuer, SeaSpine Holdings Corporation, which became effective on January 5, 2023, in exchange for 28,986 Orthofix MedicalInc. ("Orthofix") ordinary shares having a market value of $22.76 per share at the effective time of the merger.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 17:24 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionRestricted Stock Units · Derivative 5,280 $0.00 $0.00
Disclosure

SEC source: 0001637761-23-000012 · wf-form4_167278464080179.xml · derivative · entry 3

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The reporting person was granted 15,839 restricted stock units on January 1, 2020, which vested in three equal installments on each of January 1, 2021, 2022, and 2023.

F3 · derivative.expiration_date: The reporting person was granted 15,839 restricted stock units on January 1, 2020, which vested in three equal installments on each of January 1, 2021, 2022, and 2023.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 17:24 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Tax withholdingCommon Stock 3,108 $8.35 $25,951.80
Disclosure

SEC source: 0001637761-23-000012 · wf-form4_167278464080179.xml · nonDerivative · entry 2

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,628

F2 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units that occurred on January 1, 2023. No shares were sold in connection with this transaction.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 17:24 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionCommon Stock 5,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001637761-23-000012 · wf-form4_167278464080179.xml · nonDerivative · entry 1

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:38 UTC SeaSpine Holdings Corp SPNE · Entity 120832 GrantEmployee Stock Option (Right to Buy) · Derivative 21,704 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001637761-22-000045 · wf-form4_164627148298030.xml · derivative · entry 2

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,704

Underlying: Common Stock · 21,704 shares

Expires 2030-02-28

F3 · derivative.exercise_date: The option vests as to 25% of the underlying shares on February 28, 2023 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:38 UTC SeaSpine Holdings Corp SPNE · Entity 120832 GrantRestricted Stock Units · Derivative 52,091 $0.00 $0.00
Disclosure

SEC source: 0001637761-22-000045 · wf-form4_164627148298030.xml · derivative · entry 1

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,091

Underlying: Common Stock · 52,091 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal installments on each of February 28, 2023, 2024 and 2025.

F2 · derivative.expiration_date: The restricted stock units vest in three equal installments on each of February 28, 2023, 2024 and 2025.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionRestricted Stock Units · Derivative 4,082 $0.00 $0.00
Disclosure

SEC source: 0001637761-22-000028 · wf-form4_164376102616558.xml · derivative · entry 3

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,166

Underlying: Common Stock · 4,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The reporting person was granted 12,248 restricted stock units on January 28, 2021, which vest in three equal installments on each of January 28, 2022, 2023, and 2024.

F3 · derivative.expiration_date: The reporting person was granted 12,248 restricted stock units on January 28, 2021, which vest in three equal installments on each of January 28, 2022, 2023, and 2024.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Tax withholdingCommon Stock 2,113 $11.39 $24,067.07
Disclosure

SEC source: 0001637761-22-000028 · wf-form4_164376102616558.xml · nonDerivative · entry 2

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,456

F2 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units that occurred on January 28, 2022. No shares were sold in connection with this transaction.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionCommon Stock 4,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001637761-22-000028 · wf-form4_164376102616558.xml · nonDerivative · entry 1

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:22 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionRestricted Stock Units · Derivative 5,280 $0.00 $0.00
Disclosure

SEC source: 0001637761-22-000011 · wf-form4_164134931672680.xml · derivative · entry 5

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,280

Underlying: Common Stock · 5,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: The reporting person was granted 15,839 restricted stock units on January 1, 2020, which vest in three equal installments on each of January 1, 2021, 2022, and 2023.

F5 · derivative.expiration_date: The reporting person was granted 15,839 restricted stock units on January 1, 2020, which vest in three equal installments on each of January 1, 2021, 2022, and 2023.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:22 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionRestricted Stock Units · Derivative 3,375 $0.00 $0.00
Disclosure

SEC source: 0001637761-22-000011 · wf-form4_164134931672680.xml · derivative · entry 4

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The reporting person was granted 10,125 restricted stock units on January 1, 2019, which vest in three equal installments on each of January 1, 2020, 2021, and 2022.

F4 · derivative.expiration_date: The reporting person was granted 10,125 restricted stock units on January 1, 2019, which vest in three equal installments on each of January 1, 2020, 2021, and 2022.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:22 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Tax withholdingCommon Stock 5,121 $13.62 $69,748.02
Disclosure

SEC source: 0001637761-22-000011 · wf-form4_164134931672680.xml · nonDerivative · entry 3

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,487

F3 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units that occurred on January 1, 2022. No shares were sold in connection with this transaction.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:22 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionCommon Stock 5,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001637761-22-000011 · wf-form4_164134931672680.xml · nonDerivative · entry 2

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:22 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionCommon Stock 3,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001637761-22-000011 · wf-form4_164134931672680.xml · nonDerivative · entry 1

Keran Patrick L · CIK 0001372290 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: The amount of securities beneficially owned following the reported transaction reflects a prior transfer of shares to the reporting person's former spouse as separate property following court approval of a divorce decree. The reporting person no longer reports as beneficially owned any securities owned by the reporting person's former spouse.

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January 28, 2021 Filed Jan 29, 2021 17:27 UTC SeaSpine Holdings Corp SPNE · Entity 120832 GrantEmployee Stock Option (Right to Buy) · Derivative 40,786 $0.00 Strike: $16.86 $0.00
Disclosure

SEC source: 0001637761-21-000032 · wf-form4_161195923420976.xml · derivative · entry 2

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,786

Underlying: Common Stock · 40,786 shares

Expires 2029-01-28

F3 · derivative.exercise_date: The option vests as to 25% of the underlying shares on January 28, 2022 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 17:27 UTC SeaSpine Holdings Corp SPNE · Entity 120832 GrantRestricted Stock Units · Derivative 12,248 $0.00 $0.00
Disclosure

SEC source: 0001637761-21-000032 · wf-form4_161195923420976.xml · derivative · entry 1

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,248

Underlying: Common Stock · 12,248 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal installments on each of January 28, 2022, 2023 and 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal installments on each of January 28, 2022, 2023 and 2024.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 16:14 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionRestricted Stock Units · Derivative 5,279 $0.00 $0.00
Disclosure

SEC source: 0001637761-21-000018 · wf-form4_160988126684087.xml · derivative · entry 7

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,560

Underlying: Common Stock · 5,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: The reporting person was granted 15,839 restricted stock units on January 1, 2020, which vest in three equal installments on each of January 1, 2021, 2022, and 2023.

F5 · derivative.expiration_date: The reporting person was granted 15,839 restricted stock units on January 1, 2020, which vest in three equal installments on each of January 1, 2021, 2022, and 2023.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 16:14 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionRestricted Stock Units · Derivative 3,375 $0.00 $0.00
Disclosure

SEC source: 0001637761-21-000018 · wf-form4_160988126684087.xml · derivative · entry 6

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Underlying: Common Stock · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The reporting person was granted 10,125 restricted stock units on January 1, 2019, which vest in three equal installments on each of January 1, 2020, 2021, and 2022.

F4 · derivative.expiration_date: The reporting person was granted 10,125 restricted stock units on January 1, 2019, which vest in three equal installments on each of January 1, 2020, 2021, and 2022.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 16:14 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionRestricted Stock Units · Derivative 11,886 $0.00 $0.00
Disclosure

SEC source: 0001637761-21-000018 · wf-form4_160988126684087.xml · derivative · entry 5

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The reporting person was granted 35,656 restricted stock units on March 5, 2018, which vest in three equal installments on each of January, 1, 2019, 2020 and 2021.

F3 · derivative.expiration_date: The reporting person was granted 35,656 restricted stock units on March 5, 2018, which vest in three equal installments on each of January, 1, 2019, 2020 and 2021.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 16:14 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Tax withholdingCommon Stock 11,308 $17.45 $197,324.60
Disclosure

SEC source: 0001637761-21-000018 · wf-form4_160988126684087.xml · nonDerivative · entry 4

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,127

F2 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units that occurred on January 1, 2021. No shares were sold in connection with this transaction.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 16:14 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionCommon Stock 5,279 Not disclosed Not disclosed
Disclosure

SEC source: 0001637761-21-000018 · wf-form4_160988126684087.xml · nonDerivative · entry 3

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 16:14 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionCommon Stock 3,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001637761-21-000018 · wf-form4_160988126684087.xml · nonDerivative · entry 2

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 16:14 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionCommon Stock 11,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001637761-21-000018 · wf-form4_160988126684087.xml · nonDerivative · entry 1

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 16:22 UTC SeaSpine Holdings Corp SPNE · Entity 120832 GrantEmployee Stock Option (Right to Buy) · Derivative 6,045 $0.00 Strike: $9.93 $0.00
Disclosure

SEC source: 0001637761-20-000041 · wf-form4_158775976172984.xml · derivative · entry 1

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,045

Underlying: Common Stock · 6,045 shares

Expires 2028-04-23

F1 · derivative.exercise_date: The option will fully vest and become exercisable on June 21, 2020, subject to the Reporting Person's continued service to the issuer.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 21:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 GrantEmployee Stock Option (Right to Buy) · Derivative 52,797 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001637761-20-000009 · wf-form4_157801780381930.xml · derivative · entry 9

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,797

Underlying: Common Stock · 52,797 shares

Expires 2028-01-01

F8 · derivative.exercise_date: The option vests as to 25% of the underlying shares on January 1, 2021 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 21:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 GrantRestricted Stock Units · Derivative 15,839 $0.00 $0.00
Disclosure

SEC source: 0001637761-20-000009 · wf-form4_157801780381930.xml · derivative · entry 8

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,839

Underlying: Common Stock · 15,839 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three equal installments on each of January 1, 2021, 2022 and 2023.

F7 · derivative.expiration_date: The restricted stock units vest in three equal installments on each of January 1, 2021, 2022 and 2023.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 21:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionRestricted Stock Units · Derivative 3,375 $0.00 $0.00
Disclosure

SEC source: 0001637761-20-000009 · wf-form4_157801780381930.xml · derivative · entry 7

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Common Stock · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F6 · derivative.exercise_date: The reporting person was granted 10,125 restricted stock units on January 1, 2019, which vest in three equal installments on each of January 1, 2020, 2021, and 2022.

F6 · derivative.expiration_date: The reporting person was granted 10,125 restricted stock units on January 1, 2019, which vest in three equal installments on each of January 1, 2020, 2021, and 2022.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 21:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionRestricted Stock Units · Derivative 11,885 $0.00 $0.00
Disclosure

SEC source: 0001637761-20-000009 · wf-form4_157801780381930.xml · derivative · entry 6

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,886

Underlying: Common Stock · 11,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: The reporting person was granted 35,656 restricted stock units on March 5, 2018, which vest in three equal installments on each of January, 1, 2019, 2020 and 2021.

F5 · derivative.expiration_date: The reporting person was granted 35,656 restricted stock units on March 5, 2018, which vest in three equal installments on each of January, 1, 2019, 2020 and 2021.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 21:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionRestricted Stock Units · Derivative 15,574 $0.00 $0.00
Disclosure

SEC source: 0001637761-20-000009 · wf-form4_157801780381930.xml · derivative · entry 5

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The reporting person was granted 46,720 restricted stock units on February 2, 2017, which vest in three equal installments on each of January 1, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The reporting person was granted 46,720 restricted stock units on February 2, 2017, which vest in three equal installments on each of January 1, 2018, 2019 and 2020.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 21:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Tax withholdingCommon Stock 15,573 $12.01 $187,031.73
Disclosure

SEC source: 0001637761-20-000009 · wf-form4_157801780381930.xml · nonDerivative · entry 4

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,895

F3 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units that occurred on January 1, 2020. No shares were sold in connection with this transaction.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 21:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionCommon Stock 3,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001637761-20-000009 · wf-form4_157801780381930.xml · nonDerivative · entry 3

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 21:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionCommon Stock 11,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001637761-20-000009 · wf-form4_157801780381930.xml · nonDerivative · entry 2

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 21:17 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionCommon Stock 15,574 Not disclosed Not disclosed
Disclosure

SEC source: 0001637761-20-000009 · wf-form4_157801780381930.xml · nonDerivative · entry 1

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: On the Form 4 filed by the reporting person on January 3, 2019, the amount of shares acquired by the reporting person in the transaction reported in that Form 4 related to the acquisition of shares under the ESPP, and the amount of securities beneficially owned by the reporting person following such acquisition, were both overstated by 37. The amount reported in this Column 5 reflects a reduction of 37 shares to correct this error.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:56 UTC SeaSpine Holdings Corp SPNE · Entity 120832 GrantEmployee Stock Option (Right to Buy) · Derivative 33,749 $0.00 Strike: $18.24 $0.00
Disclosure

SEC source: 0001637761-19-000009 · wf-form4_154655254851419.xml · derivative · entry 8

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,749

Underlying: Common Stock · 33,749 shares

Expires 2027-01-01

F8 · derivative.exercise_date: The option vests as to 25% of the underlying shares on January 1, 2020 and the remaining 75% in twelve substantially equal quarterly installments thereafter.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:56 UTC SeaSpine Holdings Corp SPNE · Entity 120832 GrantRestricted Stock Units · Derivative 10,125 $0.00 $0.00
Disclosure

SEC source: 0001637761-19-000009 · wf-form4_154655254851419.xml · derivative · entry 7

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,125

Underlying: Common Stock · 10,125 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three equal installments on each of January 1, 2020, 2021 and 2022.

F7 · derivative.expiration_date: The restricted stock units vest in three equal installments on each of January 1, 2020, 2021 and 2022.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:56 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionRestricted Stock Units · Derivative 11,885 $0.00 $0.00
Disclosure

SEC source: 0001637761-19-000009 · wf-form4_154655254851419.xml · derivative · entry 6

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,771

Underlying: Common Stock · 11,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F6 · derivative.exercise_date: The reporting person was granted 35,656 restricted stock units on March 5, 2018, which vest in three equal installments on each of January, 1, 2019, 2020 and 2021.

F6 · derivative.expiration_date: The reporting person was granted 35,656 restricted stock units on March 5, 2018, which vest in three equal installments on each of January, 1, 2019, 2020 and 2021.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:56 UTC SeaSpine Holdings Corp SPNE · Entity 120832 Exercise / conversionRestricted Stock Units · Derivative 15,573 $0.00 $0.00
Disclosure

SEC source: 0001637761-19-000009 · wf-form4_154655254851419.xml · derivative · entry 5

Keran Patrick L · CIK 0001372290 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,574

Underlying: Common Stock · 15,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: The reporting person was granted 46,720 restricted stock units on February 2, 2017, which vest in three equal installments on each of January 1, 2018, 2019 and 2020.

F5 · derivative.expiration_date: The reporting person was granted 46,720 restricted stock units on February 2, 2017, which vest in three equal installments on each of January 1, 2018, 2019 and 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.