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Goulart Steven J

Disclosed activity across 1 company

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116183
SEC CIK
0001519833

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
METLIFE INCMET · Entity 488EVP & Chief Investment OfficerFebruary 28, 2023March 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

METLIFE INC

Report date February 28, 2023 · Filed March 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect322,300 Ending reported balance After 2023-03-01 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2023-02-28 · Grant · Acquired 9,620 · Balance 282,930

F1: Restricted stock unit award under the MetLife, Inc. 2015 Stock and Incentive Compensation Plan.

Row 2 · 2023-02-28 · Grant · Acquired 91,980 · Balance 374,910

F2: Shares acquired from the determination of the performance factor for and payout of 2020-2022 performance share award under the MetLife, Inc. 2015 Stock and Incentive Compensation Plan.

Row 3 · 2023-02-28 · Tax withholding · Disposed 47,045 · Balance 327,865

F3: Shares withheld to satisfy the reporting person's tax withholding obligation due on the performance share payout.

Row 4 · 2023-03-01 · Tax withholding · Disposed 5,565 · Balance 322,300

F4: Withheld for taxes on shares issued for restricted stock units.

Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.73 · Expires 2033-02-27Direct28,859 Reported balance After 2023-02-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-02-28 · Grant · Acquired 28,859 · Balance 28,859

F5: The options become exercisable in substantially equal installments on each of the first three anniversaries of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock unit award under the MetLife, Inc. 2015 Stock and Incentive Compensation Plan.

F2: Shares acquired from the determination of the performance factor for and payout of 2020-2022 performance share award under the MetLife, Inc. 2015 Stock and Incentive Compensation Plan.

F3: Shares withheld to satisfy the reporting person's tax withholding obligation due on the performance share payout.

F4: Withheld for taxes on shares issued for restricted stock units.

F5: The options become exercisable in substantially equal installments on each of the first three anniversaries of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 2, 2023 23:54 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 5,565 $71.27 $396,617.55
Disclosure

SEC source: 0001099219-23-000071 · wf-form4_167780124524516.xml · nonDerivative · entry 4

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,300

F4 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 23:54 UTC METLIFE INC MET · Entity 488 GrantEmployee Stock Options (right to buy) · Derivative 28,859 $0.00 Strike: $71.73 $0.00
Disclosure

SEC source: 0001099219-23-000071 · wf-form4_167780124524516.xml · derivative · entry 5

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,859

Underlying: Common Stock · 28,859 shares

Expires 2033-02-27

F5 · derivative.exercise_date: The options become exercisable in substantially equal installments on each of the first three anniversaries of the grant date.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 23:54 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 47,045 $71.73 $3,374,537.85
Disclosure

SEC source: 0001099219-23-000071 · wf-form4_167780124524516.xml · nonDerivative · entry 3

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,865

F3 · kind: Shares withheld to satisfy the reporting person's tax withholding obligation due on the performance share payout.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 23:54 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 91,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001099219-23-000071 · wf-form4_167780124524516.xml · nonDerivative · entry 2

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,910

F2 · price: Shares acquired from the determination of the performance factor for and payout of 2020-2022 performance share award under the MetLife, Inc. 2015 Stock and Incentive Compensation Plan.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 23:54 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 9,620 Not disclosed Not disclosed
Disclosure

SEC source: 0001099219-23-000071 · wf-form4_167780124524516.xml · nonDerivative · entry 1

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,930

F1 · price: Restricted stock unit award under the MetLife, Inc. 2015 Stock and Incentive Compensation Plan.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 21:20 UTC METLIFE INC MET · Entity 488 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,704 $0.00 Strike: $31.15 $0.00
Disclosure

SEC source: 0001099219-22-000187 · wf-form4_167105282073539.xml · derivative · entry 3

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,704 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Includes 4,340 stock options previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the stock options in light of the distribution by MetLife, Inc. to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the stock options.

F4 · derivative.exercise_date: The options became exercisable in three substantially equal installments on February 26, 2014, 2015 and 2016.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 21:20 UTC METLIFE INC MET · Entity 488 SaleCommon Stock 29,401 $71.88 $2,113,235.10
Disclosure

SEC source: 0001099219-22-000187 · wf-form4_167105282073539.xml · nonDerivative · entry 2

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,310

F1 · shares: The reporting person sold only the number of shares of MetLife, Inc.'s common stock necessary to pay the exercise price of the options exercised on December 12, 2022 and related tax obligations and fees.

F2 · price: The price reported is the weighted average price of the aggregate number of shares sold in multiple open market transactions. The shares were sold at prices between $71.59 and $72.27, inclusive. The reporting person undertakes to provide to the staff of the SEC, MetLife, Inc., or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 21:20 UTC METLIFE INC MET · Entity 488 Exercise / conversionCommon Stock 40,704 $31.15 $1,267,929.60
Disclosure

SEC source: 0001099219-22-000187 · wf-form4_167105282073539.xml · nonDerivative · entry 1

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC METLIFE INC MET · Entity 488 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,513 $0.00 Strike: $31.15 $0.00
Disclosure

SEC source: 0001099219-22-000120 · wf-form4_166128571833979.xml · derivative · entry 3

Goulart Steven J · CIK 0001519833 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,513 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable in three substantially equal installments on February 26, 2014, 2015 and 2016.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC METLIFE INC MET · Entity 488 SaleCommon Stock 4,060 $67.60 $274,456.00
Disclosure

SEC source: 0001099219-22-000120 · wf-form4_166128571833979.xml · nonDerivative · entry 2

Goulart Steven J · CIK 0001519833 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,299

F1 · shares: The reporting person sold only the number of shares of MetLife, Inc.'s common stock necessary to pay the exercise price of the options exercised on August 19, 2022 and related tax obligations and fees.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC METLIFE INC MET · Entity 488 Exercise / conversionCommon Stock 5,513 $31.15 $171,729.95
Disclosure

SEC source: 0001099219-22-000120 · wf-form4_166128571833979.xml · nonDerivative · entry 1

Goulart Steven J · CIK 0001519833 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:50 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 6,225 $64.44 $401,139.00
Disclosure

SEC source: 0001099219-22-000054 · wf-form4_164634420589195.xml · nonDerivative · entry 1

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,007

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:00 UTC METLIFE INC MET · Entity 488 GrantEmployee Stock Options (right to buy) · Derivative 28,709 $0.00 Strike: $68.96 $0.00
Disclosure

SEC source: 0001099219-22-000033 · wf-form4_164575080290156.xml · derivative · entry 4

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,709

Underlying: Common Stock · 28,709 shares

Expires 2032-02-21

F4 · derivative.exercise_date: The options become exercisable in substantially equal installments on each of the first three anniversaries of the grant date.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:00 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 45,324 $68.96 $3,125,543.04
Disclosure

SEC source: 0001099219-22-000033 · wf-form4_164575080290156.xml · nonDerivative · entry 3

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,232

F3 · kind: Shares withheld to satisfy the reporting person's tax withholding obligation due on the performance share payout.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:00 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 88,609 Not disclosed Not disclosed
Disclosure

SEC source: 0001099219-22-000033 · wf-form4_164575080290156.xml · nonDerivative · entry 2

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,556

F2 · price: Shares acquired from the determination of the performance factor for and payout of 2019-2021 performance share award under the MetLife, Inc. 2015 Stock and Incentive Compensation Plan.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:00 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 9,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001099219-22-000033 · wf-form4_164575080290156.xml · nonDerivative · entry 1

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,947

F1 · price: Restricted stock unit award under the MetLife, Inc. 2015 Stock and Incentive Compensation Plan.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 21:48 UTC METLIFE INC MET · Entity 488 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 78,691 $0.00 Strike: $34.21 $0.00
Disclosure

SEC source: 0001099219-22-000008 · wf-form4_164452968662328.xml · derivative · entry 3

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,691 shares

Expires 2022-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Includes 8,391 stock options previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the stock options in light of the distribution by MetLife, Inc. to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the stock options.

F4 · derivative.exercise_date: The options became exercisable in three substantially equal installments on February 28, 2013, 2014 and 2015.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 21:48 UTC METLIFE INC MET · Entity 488 SaleCommon Stock 56,857 $70.29 $3,996,376.19
Disclosure

SEC source: 0001099219-22-000008 · wf-form4_164452968662328.xml · nonDerivative · entry 2

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,376

F1 · shares: The reporting person sold only the number of shares of MetLife, Inc.'s common stock necessary to pay the exercise price of the options exercised on February 8, 2022 and related tax obligations and fees.

F2 · price: The price reported is the weighted average price of the aggregate number of shares sold in multiple open market transactions. The shares were sold at prices between $70.25 to $70.42, inclusive. The reporting person undertakes to provide to the staff of the SEC, MetLife, Inc., or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 21:48 UTC METLIFE INC MET · Entity 488 Exercise / conversionCommon Stock 78,691 $34.21 $2,692,019.11
Disclosure

SEC source: 0001099219-22-000008 · wf-form4_164452968662328.xml · nonDerivative · entry 1

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:56 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 1,652 $58.96 $97,401.92
Disclosure

SEC source: 0001099219-21-000093 · wf-form4_161480852601032.xml · nonDerivative · entry 2

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,542

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:56 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 4,350 $59.44 $258,564.00
Disclosure

SEC source: 0001099219-21-000093 · wf-form4_161480852601032.xml · nonDerivative · entry 1

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,194

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:32 UTC METLIFE INC MET · Entity 488 GrantEmployee Stock Options (right to buy) · Derivative 31,348 $0.00 Strike: $57.43 $0.00
Disclosure

SEC source: 0001099219-21-000070 · wf-form4_161429234535327.xml · derivative · entry 4

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,348

Underlying: Common Stock · 31,348 shares

Expires 2031-02-22

F5 · derivative.exercise_date: The options become exercisable in substantially equal installments on each of the first three anniversaries of the grant date.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:32 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 23,762 $57.43 $1,364,651.66
Disclosure

SEC source: 0001099219-21-000070 · wf-form4_161429234535327.xml · nonDerivative · entry 3

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,544

F4 · kind: Shares withheld to satisfy the reporting person's tax withholding obligation due on the performance share payout.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:32 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 51,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001099219-21-000070 · wf-form4_161429234535327.xml · nonDerivative · entry 2

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,306

F3 · price: Shares acquired from the determination of the performance factor for and payout of 2018-2020 performance shares under the MetLife, Inc. 2015 Stock and Incentive Compensation.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:32 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 10,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001099219-21-000070 · wf-form4_161429234535327.xml · nonDerivative · entry 1

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,168

F1 · price: Restricted stock unit award under the MetLife, Inc. 2015 Stock and Incentive Compensation Plan.

F2 · balance_after: Includes 24,867 restricted stock units previously reported on Table II.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:35 UTC METLIFE INC MET · Entity 488 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,484 $0.00 Strike: $40.91 $0.00
Disclosure

SEC source: 0001099219-21-000053 · wf-form4_161402971239732.xml · derivative · entry 3

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,484 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Includes 2,184 stock options previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the stock options in light of the distribution by MetLife, Inc. to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the stock options.

F4 · derivative.exercise_date: The options became exercisable in three substantially equal installments on February 23, 2012, 2013 and 2014.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:35 UTC METLIFE INC MET · Entity 488 SaleCommon Stock 17,055 $54.94 $937,003.41
Disclosure

SEC source: 0001099219-21-000053 · wf-form4_161402971239732.xml · nonDerivative · entry 2

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,853

F1 · shares: The reporting person sold only the number of shares of MetLife, Inc.'s common stock necessary to pay the exercise price of the options exercised on February 18, 2021 and related tax obligations and fees.

F2 · price: The price reported is the weighted average price of the aggregate number of shares sold in multiple open market transactions. The shares were sold at prices $54.93 to $54.97, inclusive. The reporting person undertakes to provide to the staff of the SEC, MetLife, Inc., or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:35 UTC METLIFE INC MET · Entity 488 Exercise / conversionCommon Stock 20,484 $40.91 $838,000.44
Disclosure

SEC source: 0001099219-21-000053 · wf-form4_161402971239732.xml · nonDerivative · entry 1

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:23 UTC METLIFE INC MET · Entity 488 Exercise / conversionRestricted Stock Units · Derivative 4,479 $0.00 $0.00
Disclosure

SEC source: 0001099219-20-000123 · wf-form4_158335699599588.xml · derivative · entry 9

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,959

Underlying: Common Stock · 4,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the contingent right to receive one share of MetLife, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal installments on the first business day in March on or following each of the first three anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three substantially equal installments on the first business day in March on or following each of the first three anniversaries of the grant date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:23 UTC METLIFE INC MET · Entity 488 Exercise / conversionRestricted Stock Units · Derivative 3,297 $0.00 $0.00
Disclosure

SEC source: 0001099219-20-000123 · wf-form4_158335699599588.xml · derivative · entry 8

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,297

Underlying: Common Stock · 3,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the contingent right to receive one share of MetLife, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal installments on the first business day in March on or following each of the first three anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three substantially equal installments on the first business day in March on or following each of the first three anniversaries of the grant date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:23 UTC METLIFE INC MET · Entity 488 Exercise / conversionRestricted Stock Units · Derivative 4,447 $0.00 $0.00
Disclosure

SEC source: 0001099219-20-000123 · wf-form4_158335699599588.xml · derivative · entry 7

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the contingent right to receive one share of MetLife, Inc. common stock.

F3 · shares: Includes 474 restricted stock units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the restricted stock units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the restricted stock units.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal installments on the first business day in March on or following each of the first three anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three substantially equal installments on the first business day in March on or following each of the first three anniversaries of the grant date.

F3 · derivative.underlying_shares: Includes 474 restricted stock units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the restricted stock units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the restricted stock units.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:23 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 2,206 $44.56 $98,299.36
Disclosure

SEC source: 0001099219-20-000123 · wf-form4_158335699599588.xml · nonDerivative · entry 6

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,424

F2 · kind: Shares withheld to satisfy the reporting person's tax withholding obligation due on the restricted stock unit payout.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:23 UTC METLIFE INC MET · Entity 488 Exercise / conversionCommon Stock 4,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001099219-20-000123 · wf-form4_158335699599588.xml · nonDerivative · entry 5

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the contingent right to receive one share of MetLife, Inc. common stock.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:23 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 1,624 $44.56 $72,365.44
Disclosure

SEC source: 0001099219-20-000123 · wf-form4_158335699599588.xml · nonDerivative · entry 4

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,151

F2 · kind: Shares withheld to satisfy the reporting person's tax withholding obligation due on the restricted stock unit payout.

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March 02, 2020 Filed Mar 4, 2020 21:23 UTC METLIFE INC MET · Entity 488 Exercise / conversionCommon Stock 3,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001099219-20-000123 · wf-form4_158335699599588.xml · nonDerivative · entry 3

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the contingent right to receive one share of MetLife, Inc. common stock.

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March 02, 2020 Filed Mar 4, 2020 21:23 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 2,191 $44.56 $97,630.96
Disclosure

SEC source: 0001099219-20-000123 · wf-form4_158335699599588.xml · nonDerivative · entry 2

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,478

F2 · kind: Shares withheld to satisfy the reporting person's tax withholding obligation due on the restricted stock unit payout.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:23 UTC METLIFE INC MET · Entity 488 Exercise / conversionCommon Stock 4,447 Not disclosed Not disclosed
Disclosure

SEC source: 0001099219-20-000123 · wf-form4_158335699599588.xml · nonDerivative · entry 1

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the contingent right to receive one share of MetLife, Inc. common stock.

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February 25, 2020 Filed Feb 27, 2020 23:43 UTC METLIFE INC MET · Entity 488 GrantRestricted Stock Units · Derivative 12,611 $0.00 $0.00
Disclosure

SEC source: 0001099219-20-000092 · wf-form4_158284700404502.xml · derivative · entry 4

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,611

Underlying: Common Stock · 12,611 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the contingent right to receive one share of MetLife, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units vest in substantially equal installments on the first business day in March following each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest in substantially equal installments on the first business day in March following each of the first three anniversaries of the grant date.

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February 25, 2020 Filed Feb 27, 2020 23:43 UTC METLIFE INC MET · Entity 488 GrantEmployee Stock Options (right to buy) · Derivative 37,832 $0.00 Strike: $47.58 $0.00
Disclosure

SEC source: 0001099219-20-000092 · wf-form4_158284700404502.xml · derivative · entry 3

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,832

Underlying: Common Stock · 37,832 shares

Expires 2030-02-24

F3 · derivative.exercise_date: The options become exercisable in substantially equal installments on each of the first three anniversaries of the grant date.

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February 25, 2020 Filed Feb 27, 2020 23:43 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 10,095 $47.58 $480,320.10
Disclosure

SEC source: 0001099219-20-000092 · wf-form4_158284700404502.xml · nonDerivative · entry 2

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,222

F2 · kind: Shares withheld to satisfy the reporting person's tax withholding obligation due on the performance share payout.

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February 25, 2020 Filed Feb 27, 2020 23:43 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 24,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001099219-20-000092 · wf-form4_158284700404502.xml · nonDerivative · entry 1

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,317

F1 · price: Shares acquired from the payout of 2017-2019 performance share award pursuant to the MetLife, Inc. 2015 Stock and Incentive Compensation Plan.

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February 10, 2020 Filed Feb 13, 2020 00:17 UTC METLIFE INC MET · Entity 488 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,141 $0.00 Strike: $31.13 $0.00
Disclosure

SEC source: 0001099219-20-000055 · wf-form4_158155303145185.xml · derivative · entry 3

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,141 shares

Expires 2020-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable in three substantially equal installments on February 23, 2011, 2012 and 2013.

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February 10, 2020 Filed Feb 13, 2020 00:17 UTC METLIFE INC MET · Entity 488 SaleCommon Stock 14,200 $51.60 $732,649.00
Disclosure

SEC source: 0001099219-20-000055 · wf-form4_158155303145185.xml · nonDerivative · entry 2

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,930

F1 · shares: The Reporting Person sold only the number of shares of MetLife, Inc.'s common stock necessary to pay the exercise price of the options exercised on February 10, 2020 and related tax obligations and fees.

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February 10, 2020 Filed Feb 13, 2020 00:17 UTC METLIFE INC MET · Entity 488 Exercise / conversionCommon Stock 19,141 $31.13 $595,859.33
Disclosure

SEC source: 0001099219-20-000055 · wf-form4_158155303145185.xml · nonDerivative · entry 1

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 01:14 UTC METLIFE INC MET · Entity 488 Exercise / conversionRestricted Stock Units · Derivative 3,297 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017148 · doc4.xml · derivative · entry 9

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,594

Underlying: Common Stock · 3,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

F4 · derivative.exercise_date: The Restricted Stock Units vest in three installments on the first business day in March on or following each of the first three anniversaries of the Grant Date.

F4 · derivative.expiration_date: The Restricted Stock Units vest in three installments on the first business day in March on or following each of the first three anniversaries of the Grant Date.

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March 04, 2019 Filed Mar 6, 2019 01:14 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 1,624 $45.66 $74,151.84
Disclosure

SEC source: 0001209191-19-017148 · doc4.xml · nonDerivative · entry 6

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,989

F2 · kind: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Restricted Stock Unit payout.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 01:14 UTC METLIFE INC MET · Entity 488 Exercise / conversionCommon Stock 3,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017148 · doc4.xml · nonDerivative · entry 5

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 01:14 UTC METLIFE INC MET · Entity 488 Exercise / conversionRestricted Stock Units · Derivative 4,447 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017148 · doc4.xml · derivative · entry 8

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,447

Underlying: Common Stock · 4,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

F5 · shares: Includes 474 Restricted Stock Units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the Restricted Stock Units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the Restricted Stock Units.

F4 · derivative.exercise_date: The Restricted Stock Units vest in three installments on the first business day in March on or following each of the first three anniversaries of the Grant Date.

F4 · derivative.expiration_date: The Restricted Stock Units vest in three installments on the first business day in March on or following each of the first three anniversaries of the Grant Date.

F5 · derivative.underlying_shares: Includes 474 Restricted Stock Units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the Restricted Stock Units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the Restricted Stock Units.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 01:14 UTC METLIFE INC MET · Entity 488 Exercise / conversionRestricted Stock Units · Derivative 6,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017148 · doc4.xml · derivative · entry 7

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.

F3 · shares: Includes 647 Restricted Stock Units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the Restricted Stock Units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the Restricted Stock Units.

F4 · derivative.exercise_date: The Restricted Stock Units vest in three installments on the first business day in March on or following each of the first three anniversaries of the Grant Date.

F4 · derivative.expiration_date: The Restricted Stock Units vest in three installments on the first business day in March on or following each of the first three anniversaries of the Grant Date.

F3 · derivative.underlying_shares: Includes 647 Restricted Stock Units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the Restricted Stock Units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the Restricted Stock Units.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 01:14 UTC METLIFE INC MET · Entity 488 Tax withholdingCommon Stock 2,191 $45.55 $99,800.05
Disclosure

SEC source: 0001209191-19-017148 · doc4.xml · nonDerivative · entry 4

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,316

F2 · kind: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Restricted Stock Unit payout.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.