Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Director | April 26, 2022 | April 28, 2022 |
| MARSH & MCLENNAN COMPANIES, INC.MMC · Entity 1501 | Director | May 15, 2023 | May 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date April 26, 2022 · Filed April 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 157,944.91 |
Reported balance
After 2022-04-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-04-26 · Grant · Acquired 9,602.19 · Balance 157,944.91 F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3: Includes 2,760.80 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. |
| Common StockSEC Table I · non-derivative | Direct | 64,153 |
Reported balance
Holding disclosure · report date 2022-04-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 64,153 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.
F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.
F3: Includes 2,760.80 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.
MARSH & MCLENNAN COMPANIES, INC.
Report date May 15, 2023 · Filed May 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stk. Units-Dir. Stk. PlanSEC Table II · derivative / convertible security | Direct | 39,002.6 |
Reported balance
After 2023-05-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-05-15 · Grant · Acquired 179.92 · Balance 39,002.6 F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3: Not Applicable |
| Restricted Stk. Units-Dir. Stk. PlanSEC Table II · derivative / convertible security | Direct | 39,129.4 |
Reported balance
After 2023-05-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-05-15 · Other · Acquired 126.8 · Balance 39,129.4 F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3: Not Applicable |
Filing footnotes · ownership attribution and instrument terms
F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F2: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.
F3: Not Applicable
F4: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Johnson Controls International plc
Report date March 08, 2023 · Filed March 09, 2023
Section 16 reporting ended · disclosed 2023-03-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 54,887.5534 |
Reported balance
After 2023-03-08 transaction · row 1
1 source rowRow 1 · 2023-03-08 · Exercise / conversion · Disposed 1,372 · Balance 54,887.5534 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2019 Filed Mar 8, 2019 16:11 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 4,345 | $35.67 | $154,986.15 |
DisclosureSEC source: 0001127602-19-010505 · form4.xml · nonDerivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,511.03 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 16:11 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,040 | $35.16 | $71,726.40 |
DisclosureSEC source: 0001127602-19-010505 · form4.xml · nonDerivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,166.03 Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:06 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 120.97 | $90.35 | $10,929.64 |
DisclosureSEC source: 0001127602-19-006769 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,831.84 Underlying: Common Stock · 120.97 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:06 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 373.55 | $90.35 | $33,750.24 |
DisclosureSEC source: 0001127602-19-006769 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,710.87 Underlying: Common Stock · 373.55 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:10 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 123.43 | $86.83 | $10,717.43 |
DisclosureSEC source: 0001127602-18-033405 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,337.32 Underlying: Common Stock · 123.43 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:10 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 388.69 | $86.83 | $33,749.95 |
DisclosureSEC source: 0001127602-18-033405 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,213.89 Underlying: Common Stock · 388.69 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 20:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 126.77 | $82.79 | $10,495.29 |
DisclosureSEC source: 0001127602-18-025560 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,825.2 Underlying: Common Stock · 126.77 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 20:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 407.66 | $82.79 | $33,750.17 |
DisclosureSEC source: 0001127602-18-025560 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,698.43 Underlying: Common Stock · 407.66 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:02 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 2,175.26 | $80.45 | $174,999.67 |
DisclosureSEC source: 0001127602-18-019992 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,290.77 Underlying: Common Stock · 2,175.26 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 2,175.26 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:36 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 104.12 | $81.50 | $8,485.78 |
DisclosureSEC source: 0001127602-18-017691 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,115.51 Underlying: Common Stock · 104.12 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:36 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 383.44 | $81.50 | $31,250.36 |
DisclosureSEC source: 0001127602-18-017691 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,011.39 Underlying: Common Stock · 383.44 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 20:35 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 11,612.48 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015429 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,215.45 Underlying: Common Stock · 11,612.48 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 1,394.28 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:34 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 4,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011235 · form4.xml · nonDerivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,062 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 00:10 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,868 | $37.07 | $69,246.76 |
DisclosureSEC source: 0001127602-18-010804 · form4.xml · nonDerivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,943 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 101.81 | $81.56 | $8,303.62 |
DisclosureSEC source: 0001127602-18-007166 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,627.95 Underlying: Common Stock · 101.81 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 383.15 | $81.56 | $31,249.71 |
DisclosureSEC source: 0001127602-18-007166 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,526.14 Underlying: Common Stock · 383.15 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 97.52 | $83.33 | $8,126.34 |
DisclosureSEC source: 0001127602-17-032627 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,142.99 Underlying: Common Stock · 97.52 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 375.02 | $83.33 | $31,250.42 |
DisclosureSEC source: 0001127602-17-032627 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,045.47 Underlying: Common Stock · 375.02 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:36 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 102.21 | $77.66 | $7,937.63 |
DisclosureSEC source: 0001127602-17-025793 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,670.45 Underlying: Common Stock · 102.21 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:36 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 401.35 | $77.66 | $31,168.84 |
DisclosureSEC source: 0001127602-17-025793 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,568.24 Underlying: Common Stock · 401.35 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:39 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 2,065.58 | $77.46 | $159,999.83 |
DisclosureSEC source: 0001127602-17-020348 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,166.89 Underlying: Common Stock · 2,065.58 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 2,065.58 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:24 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 86.29 | $73.45 | $6,338.00 |
DisclosureSEC source: 0001127602-17-018491 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,101.31 Underlying: Common Stock · 86.29 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:24 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 374.4 | $73.45 | $27,499.68 |
DisclosureSEC source: 0001127602-17-018491 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,015.02 Underlying: Common Stock · 374.4 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:42 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 12,557.55 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015869 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,208.69 Underlying: Common Stock · 12,557.55 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 1,127.71 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 22:00 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,008 | $41.23 | $82,789.84 |
DisclosureSEC source: 0001127602-17-011463 · form4.xml · nonDerivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,718 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:00 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 3,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011463 · form4.xml · nonDerivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,726 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:36 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 86.15 | $71.71 | $6,177.82 |
DisclosureSEC source: 0001127602-17-006611 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,640.62 Underlying: Common Stock · 86.15 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:36 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 383.49 | $71.71 | $27,500.07 |
DisclosureSEC source: 0001127602-17-006611 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,554.47 Underlying: Common Stock · 383.49 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:27 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 88.64 | $67.80 | $6,009.79 |
DisclosureSEC source: 0001127602-16-067430 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,170.98 Underlying: Common Stock · 88.64 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:27 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 405.6 | $67.80 | $27,499.68 |
DisclosureSEC source: 0001127602-16-067430 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,082.34 Underlying: Common Stock · 405.6 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 27, 2016 Filed Apr 29, 2016 20:42 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 19,973.37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-050306 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,523.43 Underlying: Common Stock · 19,973.37 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 658.85 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| June 17, 2015 Filed Jun 19, 2015 20:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 3,122.97 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-15-055033 · doc4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,891.2081 Underlying: Common Stock · 3,122.97 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Read SEC document |
| May 06, 2015 Filed May 8, 2015 20:42 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 14,732.97 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-15-040577 · doc4.xml · derivative · entry 3 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,768.2381 Underlying: Common Stock · 14,732.97 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. F3 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Read SEC document |
| March 27, 2015 Filed May 8, 2015 20:42 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 335.4104 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-15-040577 · doc4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,035.2681 Underlying: Common Stock · 335.4104 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. F2 · derivative.expiration_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| May 07, 2014 Filed May 9, 2014 20:09 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 16,216.22 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-14-012586 · doc4.xml · derivative · entry 3 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,699.8577 Underlying: Common Stock · 16,216.22 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · derivative.exercise_date: Phantom stock units acquired represent payment of the Annual Cash Award and the Annual Stock Award portions of the annual Directors' compensation under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. F3 · derivative.expiration_date: Phantom stock units acquired represent payment of the Annual Cash Award and the Annual Stock Award portions of the annual Directors' compensation under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Read SEC document |
| March 28, 2014 Filed May 9, 2014 20:09 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 50.4577 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-14-012586 · doc4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,483.6377 Underlying: Common Stock · 50.4577 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. F2 · derivative.expiration_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| May 08, 2013 Filed May 10, 2013 21:37 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 18,433.18 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-011999 · doc4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,433.18 Underlying: Common Stock · 18,433.18 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of the Annual Cash Award and the Annual Stock Award portions of the annual Directors' compensation under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of the Annual Cash Award and the Annual Stock Award portions of the annual Directors' compensation under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Read SEC document |
| April 18, 2013 Filed Apr 22, 2013 20:09 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | PurchaseCommon Stock | 20,000 | $11.51 | $230,282.00 |
DisclosureSEC source: 0001225208-13-010214 · doc4.xml · nonDerivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,153 F1 · price: The price in column 4 is a weighted average price. The prices ranged from $11.48 per share to $11.54 per share. Upon request from the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased within the range. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | PurchaseCommon Stock | 20,000 | $11.53 | $230,600.00 |
DisclosureSEC source: 0001225208-13-002038 · doc4.xml · nonDerivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,153 Read SEC document |
| November 07, 2012 Filed Nov 8, 2012 16:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | PurchaseCommon Stock | 10,000 | $9.48 | $94,800.00 |
DisclosureSEC source: 0001225208-12-022734 · doc4.xml · nonDerivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,153 Read SEC document |
| September 01, 2012 Filed Sep 4, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 14,153 | $7.99 | $113,082.47 |
DisclosureSEC source: 0001225208-12-018884 · doc4.xml · nonDerivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,153 F1 · shares: Shares represent payment of a portion of the annual retainer as restricted shares under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.