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YOST R DAVID

Disclosed activity across 3 companies

Tapewire entity
11612
SEC CIK
0001191501

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BANK OF AMERICA CORP /DE/BAC · Entity 2801DirectorApril 26, 2022April 28, 2022
MARSH & MCLENNAN COMPANIES, INC.MMC · Entity 1501DirectorMay 15, 2023May 17, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BANK OF AMERICA CORP /DE/

Report date April 26, 2022 · Filed April 28, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct157,944.91 Reported balance After 2022-04-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-04-26 · Grant · Acquired 9,602.19 · Balance 157,944.91

F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3: Includes 2,760.80 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Common StockSEC Table I · non-derivativeDirect64,153 Reported balance Holding disclosure · report date 2022-04-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 64,153

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3: Includes 2,760.80 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

MARSH & MCLENNAN COMPANIES, INC.

Report date May 15, 2023 · Filed May 17, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stk. Units-Dir. Stk. PlanSEC Table II · derivative / convertible securityDirect39,002.6 Reported balance After 2023-05-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-05-15 · Grant · Acquired 179.92 · Balance 39,002.6

F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3: Not Applicable

Restricted Stk. Units-Dir. Stk. PlanSEC Table II · derivative / convertible securityDirect39,129.4 Reported balance After 2023-05-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-15 · Other · Acquired 126.8 · Balance 39,129.4

F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3: Not Applicable

Filing footnotes · ownership attribution and instrument terms

F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3: Not Applicable

F4: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Johnson Controls International plc

Report date March 08, 2023 · Filed March 09, 2023

Section 16 reporting ended · disclosed 2023-03-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect54,887.5534 Reported balance After 2023-03-08 transaction · row 1
1 source row

Row 1 · 2023-03-08 · Exercise / conversion · Disposed 1,372 · Balance 54,887.5534

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2023 Filed May 17, 2023 20:41 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 126.8 $180.64 $22,905.15
Disclosure

SEC source: 0001127602-23-015957 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,129.4

Underlying: Common Stock · 126.8 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 15, 2023 Filed May 17, 2023 20:41 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 179.92 $180.64 $32,500.75
Disclosure

SEC source: 0001127602-23-015957 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,002.6

Underlying: Common Stock · 179.92 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable

F3 · derivative.expiration_date: Not Applicable

Read SEC document
March 08, 2023 Filed Mar 9, 2023 23:15 UTC Johnson Controls International plc JCI · Entity 2940 Exercise / conversionOrdinary Shares 1,372 $63.46 $87,067.12
Disclosure

SEC source: 0001127602-23-009655 · form4.xml · nonDerivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,887.5534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:14 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 132.94 $170.86 $22,714.13
Disclosure

SEC source: 0001127602-23-005831 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,822.68

Underlying: Common Stock · 132.94 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable

F3 · derivative.expiration_date: Not Applicable

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:14 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 190.21 $170.86 $32,499.28
Disclosure

SEC source: 0001127602-23-005831 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,689.74

Underlying: Common Stock · 190.21 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:11 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 135.11 $166.68 $22,520.13
Disclosure

SEC source: 0001127602-22-025936 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,499.53

Underlying: Common Stock · 135.11 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:11 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 194.98 $166.68 $32,499.27
Disclosure

SEC source: 0001127602-22-025936 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,364.42

Underlying: Common Stock · 194.98 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:17 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 129.99 $171.80 $22,332.28
Disclosure

SEC source: 0001127602-22-021187 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,169.44

Underlying: Common Stock · 129.99 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:17 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 189.17 $171.80 $32,499.41
Disclosure

SEC source: 0001127602-22-021187 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,039.45

Underlying: Common Stock · 189.17 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:59 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,189.84 $159.69 $189,999.60
Disclosure

SEC source: 0001127602-22-016417 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,850.28

Underlying: Common Stock · 1,189.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,189.84 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:11 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 205.17 $158.41 $32,499.95
Disclosure

SEC source: 0001127602-22-014735 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,660.44

Underlying: Common Stock · 205.17 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 13, 2022 Filed May 17, 2022 20:11 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 124.89 $155.64 $19,437.26
Disclosure

SEC source: 0001127602-22-014735 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,455.27

Underlying: Common Stock · 124.89 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 20:57 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 9,602.19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012706 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,944.91

Underlying: Common Stock · 9,602.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 2,760.80 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 18:12 UTC Johnson Controls International plc JCI · Entity 2940 Tax withholdingOrdinary Shares 1,398 $62.81 $87,808.38
Disclosure

SEC source: 0001127602-22-008980 · form4.xml · nonDerivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,188.9234

Read SEC document
March 09, 2022 Filed Mar 11, 2022 18:12 UTC Johnson Controls International plc JCI · Entity 2940 GrantOrdinary Shares 2,786 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008980 · form4.xml · nonDerivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,586.9234

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:14 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 126.6 $152.10 $19,255.23
Disclosure

SEC source: 0001127602-22-005286 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,330.38

Underlying: Common Stock · 126.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:14 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 213.68 $152.10 $32,499.66
Disclosure

SEC source: 0001127602-22-005286 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,203.78

Underlying: Common Stock · 213.68 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 114.98 $166.02 $19,088.40
Disclosure

SEC source: 0001127602-21-029308 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,990.1

Underlying: Common Stock · 114.98 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 195.77 $166.02 $32,500.76
Disclosure

SEC source: 0001127602-21-029308 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,875.12

Underlying: Common Stock · 195.77 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 20:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 16.5 $151.53 $2,500.16
Disclosure

SEC source: 0001127602-21-025005 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,679.35

Underlying: Common Stock · 16.5 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:17 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 197.99 $151.53 $30,000.43
Disclosure

SEC source: 0001127602-21-023865 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,662.85

Underlying: Common Stock · 197.99 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 12, 2021 Filed Aug 17, 2021 20:17 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 124.96 $151.31 $18,907.07
Disclosure

SEC source: 0001127602-21-023865 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,464.86

Underlying: Common Stock · 124.96 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:14 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,375.67 $138.12 $190,000.66
Disclosure

SEC source: 0001127602-21-018964 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,339.9

Underlying: Common Stock · 1,375.67 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,375.67 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:25 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 222.49 $134.84 $30,000.55
Disclosure

SEC source: 0001127602-21-017206 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,964.23

Underlying: Common Stock · 222.49 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:25 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 116.68 $134.01 $15,635.70
Disclosure

SEC source: 0001127602-21-017206 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,741.74

Underlying: Common Stock · 116.68 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 21:00 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 9,191.18 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014316 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,581.92

Underlying: Common Stock · 9,191.18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 3,502.01 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 22:16 UTC Johnson Controls International plc JCI · Entity 2940 GrantOrdinary Shares 2,864 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010430 · form4.xml · nonDerivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,753.6734

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:45 UTC Johnson Controls International plc JCI · Entity 2940 Tax withholdingOrdinary Shares 2,222 $59.20 $131,542.40
Disclosure

SEC source: 0001127602-21-009759 · form4.xml · nonDerivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,889.6734

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:26 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 266.73 $112.48 $30,000.46
Disclosure

SEC source: 0001127602-21-006179 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,625.06

Underlying: Common Stock · 266.73 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:26 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 136.62 $113.08 $15,448.31
Disclosure

SEC source: 0001127602-21-006179 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,358.33

Underlying: Common Stock · 136.62 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:23 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 264.56 $113.40 $29,999.78
Disclosure

SEC source: 0001127602-20-029249 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,221.71

Underlying: Common Stock · 264.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:23 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 135.75 $112.43 $15,262.37
Disclosure

SEC source: 0001127602-20-029249 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,957.15

Underlying: Common Stock · 135.75 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:16 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 256.6 $116.92 $30,000.39
Disclosure

SEC source: 0001127602-20-023807 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,821.4

Underlying: Common Stock · 256.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:16 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 129.25 $116.70 $15,082.83
Disclosure

SEC source: 0001127602-20-023807 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,564.8

Underlying: Common Stock · 129.25 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:04 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,657.28 $105.60 $175,000.48
Disclosure

SEC source: 0001127602-20-018682 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,435.55

Underlying: Common Stock · 1,657.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,657.28 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:04 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 131.64 $104.94 $13,814.30
Disclosure

SEC source: 0001127602-20-017221 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,778.27

Underlying: Common Stock · 131.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:04 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 285.88 $104.94 $30,000.25
Disclosure

SEC source: 0001127602-20-017221 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,646.63

Underlying: Common Stock · 285.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 20:36 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 16,055.05 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014450 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,888.73

Underlying: Common Stock · 16,055.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 2,844.87 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 21:06 UTC Johnson Controls International plc JCI · Entity 2940 GrantOrdinary Shares 4,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009796 · form4.xml · nonDerivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,991.2434

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:06 UTC Johnson Controls International plc JCI · Entity 2940 Tax withholdingOrdinary Shares 2,141 $39.35 $84,248.35
Disclosure

SEC source: 0001127602-20-009796 · form4.xml · nonDerivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,484.2434

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:19 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 252.23 $118.94 $30,000.24
Disclosure

SEC source: 0001127602-20-006415 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,360.75

Underlying: Common Stock · 252.23 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:19 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 114.42 $119.27 $13,646.87
Disclosure

SEC source: 0001127602-20-006415 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,108.52

Underlying: Common Stock · 114.42 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:14 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 128.24 $104.96 $13,459.43
Disclosure

SEC source: 0001127602-19-033030 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,994.1

Underlying: Common Stock · 128.24 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:14 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 285.84 $104.96 $30,000.34
Disclosure

SEC source: 0001127602-19-033030 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,865.86

Underlying: Common Stock · 285.84 shares

Expires not disclosed

F1 · security: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 136.12 $97.39 $13,256.73
Disclosure

SEC source: 0001127602-19-026967 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,580.02

Underlying: Common Stock · 136.12 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 308.04 $97.39 $30,000.02
Disclosure

SEC source: 0001127602-19-026967 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,443.9

Underlying: Common Stock · 308.04 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:17 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,834.29 $95.41 $175,000.44
Disclosure

SEC source: 0001127602-19-020710 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,135.86

Underlying: Common Stock · 1,834.29 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,834.29 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:05 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 116.53 $95.56 $11,135.02
Disclosure

SEC source: 0001127602-19-018717 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,301.57

Underlying: Common Stock · 116.53 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:05 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 353.2 $95.56 $33,750.03
Disclosure

SEC source: 0001127602-19-018717 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,185.04

Underlying: Common Stock · 353.2 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:21 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 11,658.89 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016314 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,988.81

Underlying: Common Stock · 11,658.89 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 2,114.47 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.