Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Director | April 26, 2022 | April 28, 2022 |
| MARSH & MCLENNAN COMPANIES, INC.MMC · Entity 1501 | Director | May 15, 2023 | May 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date April 26, 2022 · Filed April 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 157,944.91 |
Reported balance
After 2022-04-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-04-26 · Grant · Acquired 9,602.19 · Balance 157,944.91 F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3: Includes 2,760.80 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. |
| Common StockSEC Table I · non-derivative | Direct | 64,153 |
Reported balance
Holding disclosure · report date 2022-04-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 64,153 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.
F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.
F3: Includes 2,760.80 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.
MARSH & MCLENNAN COMPANIES, INC.
Report date May 15, 2023 · Filed May 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stk. Units-Dir. Stk. PlanSEC Table II · derivative / convertible security | Direct | 39,002.6 |
Reported balance
After 2023-05-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-05-15 · Grant · Acquired 179.92 · Balance 39,002.6 F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3: Not Applicable |
| Restricted Stk. Units-Dir. Stk. PlanSEC Table II · derivative / convertible security | Direct | 39,129.4 |
Reported balance
After 2023-05-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-05-15 · Other · Acquired 126.8 · Balance 39,129.4 F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3: Not Applicable |
Filing footnotes · ownership attribution and instrument terms
F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F2: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.
F3: Not Applicable
F4: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Johnson Controls International plc
Report date March 08, 2023 · Filed March 09, 2023
Section 16 reporting ended · disclosed 2023-03-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 54,887.5534 |
Reported balance
After 2023-03-08 transaction · row 1
1 source rowRow 1 · 2023-03-08 · Exercise / conversion · Disposed 1,372 · Balance 54,887.5534 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2023 Filed May 17, 2023 20:41 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 126.8 | $180.64 | $22,905.15 |
DisclosureSEC source: 0001127602-23-015957 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,129.4 Underlying: Common Stock · 126.8 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:41 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 179.92 | $180.64 | $32,500.75 |
DisclosureSEC source: 0001127602-23-015957 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,002.6 Underlying: Common Stock · 179.92 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 23:15 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 1,372 | $63.46 | $87,067.12 |
DisclosureSEC source: 0001127602-23-009655 · form4.xml · nonDerivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,887.5534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:14 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 132.94 | $170.86 | $22,714.13 |
DisclosureSEC source: 0001127602-23-005831 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,822.68 Underlying: Common Stock · 132.94 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:14 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 190.21 | $170.86 | $32,499.28 |
DisclosureSEC source: 0001127602-23-005831 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,689.74 Underlying: Common Stock · 190.21 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 135.11 | $166.68 | $22,520.13 |
DisclosureSEC source: 0001127602-22-025936 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,499.53 Underlying: Common Stock · 135.11 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 194.98 | $166.68 | $32,499.27 |
DisclosureSEC source: 0001127602-22-025936 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,364.42 Underlying: Common Stock · 194.98 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:17 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 129.99 | $171.80 | $22,332.28 |
DisclosureSEC source: 0001127602-22-021187 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,169.44 Underlying: Common Stock · 129.99 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:17 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 189.17 | $171.80 | $32,499.41 |
DisclosureSEC source: 0001127602-22-021187 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,039.45 Underlying: Common Stock · 189.17 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 20:59 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 1,189.84 | $159.69 | $189,999.60 |
DisclosureSEC source: 0001127602-22-016417 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,850.28 Underlying: Common Stock · 1,189.84 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 1,189.84 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2022 Filed May 17, 2022 20:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 205.17 | $158.41 | $32,499.95 |
DisclosureSEC source: 0001127602-22-014735 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,660.44 Underlying: Common Stock · 205.17 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 13, 2022 Filed May 17, 2022 20:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 124.89 | $155.64 | $19,437.26 |
DisclosureSEC source: 0001127602-22-014735 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,455.27 Underlying: Common Stock · 124.89 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 20:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 9,602.19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-012706 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,944.91 Underlying: Common Stock · 9,602.19 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 2,760.80 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 18:12 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,398 | $62.81 | $87,808.38 |
DisclosureSEC source: 0001127602-22-008980 · form4.xml · nonDerivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,188.9234 Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 18:12 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008980 · form4.xml · nonDerivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,586.9234 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:14 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 126.6 | $152.10 | $19,255.23 |
DisclosureSEC source: 0001127602-22-005286 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,330.38 Underlying: Common Stock · 126.6 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:14 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 213.68 | $152.10 | $32,499.66 |
DisclosureSEC source: 0001127602-22-005286 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,203.78 Underlying: Common Stock · 213.68 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 114.98 | $166.02 | $19,088.40 |
DisclosureSEC source: 0001127602-21-029308 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,990.1 Underlying: Common Stock · 114.98 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 195.77 | $166.02 | $32,500.76 |
DisclosureSEC source: 0001127602-21-029308 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,875.12 Underlying: Common Stock · 195.77 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| September 07, 2021 Filed Sep 8, 2021 20:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 16.5 | $151.53 | $2,500.16 |
DisclosureSEC source: 0001127602-21-025005 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,679.35 Underlying: Common Stock · 16.5 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 20:17 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 197.99 | $151.53 | $30,000.43 |
DisclosureSEC source: 0001127602-21-023865 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,662.85 Underlying: Common Stock · 197.99 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 20:17 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 124.96 | $151.31 | $18,907.07 |
DisclosureSEC source: 0001127602-21-023865 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,464.86 Underlying: Common Stock · 124.96 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:14 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 1,375.67 | $138.12 | $190,000.66 |
DisclosureSEC source: 0001127602-21-018964 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,339.9 Underlying: Common Stock · 1,375.67 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 1,375.67 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:25 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 222.49 | $134.84 | $30,000.55 |
DisclosureSEC source: 0001127602-21-017206 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,964.23 Underlying: Common Stock · 222.49 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:25 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 116.68 | $134.01 | $15,635.70 |
DisclosureSEC source: 0001127602-21-017206 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,741.74 Underlying: Common Stock · 116.68 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 21:00 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 9,191.18 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014316 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,581.92 Underlying: Common Stock · 9,191.18 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 3,502.01 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:16 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010430 · form4.xml · nonDerivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,753.6734 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 22:45 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,222 | $59.20 | $131,542.40 |
DisclosureSEC source: 0001127602-21-009759 · form4.xml · nonDerivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,889.6734 Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 266.73 | $112.48 | $30,000.46 |
DisclosureSEC source: 0001127602-21-006179 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,625.06 Underlying: Common Stock · 266.73 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 136.62 | $113.08 | $15,448.31 |
DisclosureSEC source: 0001127602-21-006179 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,358.33 Underlying: Common Stock · 136.62 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:23 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 264.56 | $113.40 | $29,999.78 |
DisclosureSEC source: 0001127602-20-029249 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,221.71 Underlying: Common Stock · 264.56 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:23 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 135.75 | $112.43 | $15,262.37 |
DisclosureSEC source: 0001127602-20-029249 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,957.15 Underlying: Common Stock · 135.75 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 20:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 256.6 | $116.92 | $30,000.39 |
DisclosureSEC source: 0001127602-20-023807 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,821.4 Underlying: Common Stock · 256.6 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 129.25 | $116.70 | $15,082.83 |
DisclosureSEC source: 0001127602-20-023807 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,564.8 Underlying: Common Stock · 129.25 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 1,657.28 | $105.60 | $175,000.48 |
DisclosureSEC source: 0001127602-20-018682 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,435.55 Underlying: Common Stock · 1,657.28 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 1,657.28 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2020 Filed May 19, 2020 21:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 131.64 | $104.94 | $13,814.30 |
DisclosureSEC source: 0001127602-20-017221 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,778.27 Underlying: Common Stock · 131.64 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2020 Filed May 19, 2020 21:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 285.88 | $104.94 | $30,000.25 |
DisclosureSEC source: 0001127602-20-017221 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,646.63 Underlying: Common Stock · 285.88 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 20:36 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 16,055.05 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014450 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,888.73 Underlying: Common Stock · 16,055.05 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 2,844.87 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 21:06 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 4,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009796 · form4.xml · nonDerivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,991.2434 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:06 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,141 | $39.35 | $84,248.35 |
DisclosureSEC source: 0001127602-20-009796 · form4.xml · nonDerivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,484.2434 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:19 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 252.23 | $118.94 | $30,000.24 |
DisclosureSEC source: 0001127602-20-006415 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,360.75 Underlying: Common Stock · 252.23 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:19 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 114.42 | $119.27 | $13,646.87 |
DisclosureSEC source: 0001127602-20-006415 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,108.52 Underlying: Common Stock · 114.42 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 21:14 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 128.24 | $104.96 | $13,459.43 |
DisclosureSEC source: 0001127602-19-033030 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,994.1 Underlying: Common Stock · 128.24 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 21:14 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 285.84 | $104.96 | $30,000.34 |
DisclosureSEC source: 0001127602-19-033030 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,865.86 Underlying: Common Stock · 285.84 shares Expires not disclosed F1 · security: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 136.12 | $97.39 | $13,256.73 |
DisclosureSEC source: 0001127602-19-026967 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,580.02 Underlying: Common Stock · 136.12 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 308.04 | $97.39 | $30,000.02 |
DisclosureSEC source: 0001127602-19-026967 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,443.9 Underlying: Common Stock · 308.04 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:17 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 1,834.29 | $95.41 | $175,000.44 |
DisclosureSEC source: 0001127602-19-020710 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,135.86 Underlying: Common Stock · 1,834.29 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 1,834.29 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all these shares. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:05 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 116.53 | $95.56 | $11,135.02 |
DisclosureSEC source: 0001127602-19-018717 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,301.57 Underlying: Common Stock · 116.53 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:05 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 353.2 | $95.56 | $33,750.03 |
DisclosureSEC source: 0001127602-19-018717 · form4.xml · derivative · entry 1 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,185.04 Underlying: Common Stock · 353.2 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:21 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 11,658.89 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-016314 · form4.xml · derivative · entry 2 YOST R DAVID · CIK 0001191501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,988.81 Underlying: Common Stock · 11,658.89 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 2,114.47 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.