Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WHIRLPOOL CORP /DE/WHR · Entity 4355 | EVP AND PRESIDENT, LAR | March 01, 2023 | March 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WHIRLPOOL CORP /DE/
Report date March 01, 2023 · Filed March 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,187 |
Reported balance
After 2023-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-01 · Exercise / conversion · Acquired 7,611 · Balance 49,187 F1: Vesting of earned performance-based restricted stock units for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. |
| Common StockSEC Table I · non-derivative | Direct | 64,187 |
Reported balance
After 2023-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-03-01 · Exercise / conversion · Acquired 15,000 · Balance 64,187 F2: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F3: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-01 · Exercise / conversion · Disposed 7,611 · Balance 0 F1: Vesting of earned performance-based restricted stock units for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-03-01 · Exercise / conversion · Disposed 15,000 · Balance 0 F2: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of earned performance-based restricted stock units for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2019 Filed Feb 20, 2019 21:13 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000106640-19-000026 · wf-form4_155069720351257.xml · nonDerivative · entry 1 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 20:49 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-18-000004 · edgar.xml · derivative · entry 3 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778 Underlying: Common · 403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F3 · derivative.exercise_date: Remaining restricted stock units will vest and convert one-for-one to shares equally on 02/20/2019 and 02/20/2020. F3 · derivative.expiration_date: Remaining restricted stock units will vest and convert one-for-one to shares equally on 02/20/2019 and 02/20/2020. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 20:49 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001545393-18-000004 · edgar.xml · nonDerivative · entry 1 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,523 | $0.00 Strike: $172.70 | $0.00 |
DisclosureSEC source: 0001545393-18-000003 · edgar.xml · derivative · entry 9 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,523 Underlying: Common · 5,523 shares Expires 2028-02-19 F5 · derivative.exercise_date: Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantRestricted Stock Units · Derivative | 1,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-18-000003 · edgar.xml · derivative · entry 8 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,226 Underlying: Common · 1,226 shares Expires not disclosed F4 · derivative.exercise_price: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021. F4 · derivative.exercise_date: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021. F4 · derivative.expiration_date: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 1,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-18-000003 · edgar.xml · derivative · entry 7 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.exercise_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.expiration_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-18-000003 · edgar.xml · derivative · entry 6 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.exercise_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.expiration_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 1,306 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001545393-18-000003 · edgar.xml · nonDerivative · entry 3 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · price: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001545393-18-000003 · edgar.xml · nonDerivative · entry 2 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · price: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 23:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-18-000003 · edgar.xml · derivative · entry 5 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 23:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001545393-18-000003 · edgar.xml · nonDerivative · entry 1 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 15, 2018 Filed Feb 17, 2018 00:16 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-18-000002 · edgar.xml · derivative · entry 3 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377 Underlying: Common · 377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F3 · derivative.exercise_date: Remaining restricted stock units will vest and convert one-for-one to shares on 02/15/19. F3 · derivative.expiration_date: Remaining restricted stock units will vest and convert one-for-one to shares on 02/15/19. Read SEC document |
| February 15, 2018 Filed Feb 17, 2018 00:16 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001545393-18-000002 · edgar.xml · nonDerivative · entry 1 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:35 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | SaleCommon Stock | 10,000 | $183.58 | $1,835,815.00 |
DisclosureSEC source: 0001545393-17-000005 · edgar.xml · nonDerivative · entry 1 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,817 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.50 to $183.74, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:44 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-17-000004 · edgar.xml · derivative · entry 3 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:44 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001545393-17-000004 · edgar.xml · nonDerivative · entry 1 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:17 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | SaleCommon Stock | 900 | $180.04 | $162,036.00 |
DisclosureSEC source: 0001545393-17-000003 · edgar.xml · nonDerivative · entry 1 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,817 Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantEmployee Stock Options (Right to Buy) · Derivative | 4,755 | $0.00 Strike: $177.19 | $0.00 |
DisclosureSEC source: 0001545393-17-000002 · edgar.xml · derivative · entry 10 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,755 Underlying: Common · 4,755 shares Expires 2027-02-20 F6 · derivative.exercise_date: Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-17-000002 · edgar.xml · derivative · entry 9 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common · 15,000 shares Expires not disclosed F5 · derivative.exercise_price: Restricted stock units will vest and convert one-for-one to shares as follows: equally on 02/20/2020 and 02/20/2022. F5 · derivative.exercise_date: Restricted stock units will vest and convert one-for-one to shares as follows: equally on 02/20/2020 and 02/20/2022. F5 · derivative.expiration_date: Restricted stock units will vest and convert one-for-one to shares as follows: equally on 02/20/2020 and 02/20/2022. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantRestricted Stock Units · Derivative | 1,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-17-000002 · edgar.xml · derivative · entry 8 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,181 Underlying: Common · 1,181 shares Expires not disclosed F4 · derivative.exercise_price: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. F4 · derivative.exercise_date: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. F4 · derivative.expiration_date: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 3,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-17-000002 · edgar.xml · derivative · entry 7 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.exercise_date: Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.expiration_date: Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 1,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-17-000002 · edgar.xml · derivative · entry 6 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.exercise_date: Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.expiration_date: Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 3,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001545393-17-000002 · edgar.xml · nonDerivative · entry 3 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · price: Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 1,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001545393-17-000002 · edgar.xml · nonDerivative · entry 2 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · price: Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 496 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-17-000002 · edgar.xml · derivative · entry 5 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:25 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001545393-17-000002 · edgar.xml · nonDerivative · entry 1 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 23:02 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-17-000001 · edgar.xml · derivative · entry 5 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298 Underlying: Common stock · 298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F4 · derivative.exercise_date: Remaining restricted stock units will vest and convert one-for-one to shares on 2/16/18. F4 · derivative.expiration_date: Remaining restricted stock units will vest and convert one-for-one to shares on 2/16/18. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 23:02 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon stock | 298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001545393-17-000001 · edgar.xml · nonDerivative · entry 2 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:02 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001545393-17-000001 · edgar.xml · derivative · entry 4 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754 Underlying: Common stock · 389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F3 · derivative.exercise_date: Remaining restricted stock units will vest and convert one-for-one to shares equally on 2/15/18 and 2/15/19. F3 · derivative.expiration_date: Remaining restricted stock units will vest and convert one-for-one to shares equally on 2/15/18 and 2/15/19. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:02 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 389 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001545393-17-000001 · edgar.xml · nonDerivative · entry 1 Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.