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Brega Joao Carlos

Disclosed activity across 1 company

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116093
SEC CIK
0001545393

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WHIRLPOOL CORP /DE/WHR · Entity 4355EVP AND PRESIDENT, LARMarch 01, 2023March 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WHIRLPOOL CORP /DE/

Report date March 01, 2023 · Filed March 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,187 Reported balance After 2023-03-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-03-01 · Exercise / conversion · Acquired 7,611 · Balance 49,187

F1: Vesting of earned performance-based restricted stock units for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Common StockSEC Table I · non-derivativeDirect64,187 Reported balance After 2023-03-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-03-01 · Exercise / conversion · Acquired 15,000 · Balance 64,187

F2: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-03-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-03-01 · Exercise / conversion · Disposed 7,611 · Balance 0

F1: Vesting of earned performance-based restricted stock units for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-03-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-03-01 · Exercise / conversion · Disposed 15,000 · Balance 0

F2: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of earned performance-based restricted stock units for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 22:14 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000106640-23-000041 · wf-form4_167788166595308.xml · derivative · entry 4

Brega Joao Carlos · CIK 0001545393 · EVP AND PRESIDENT, LAR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2 · derivative.exercise_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2 · derivative.expiration_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:14 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 7,611 $0.00 $0.00
Disclosure

SEC source: 0000106640-23-000041 · wf-form4_167788166595308.xml · derivative · entry 3

Brega Joao Carlos · CIK 0001545393 · EVP AND PRESIDENT, LAR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of earned performance-based restricted stock units for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of earned performance-based restricted stock units for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of earned performance-based restricted stock units for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:14 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000106640-23-000041 · wf-form4_167788166595308.xml · nonDerivative · entry 2

Brega Joao Carlos · CIK 0001545393 · EVP AND PRESIDENT, LAR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3 · balance_after: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:14 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 7,611 $0.00 $0.00
Disclosure

SEC source: 0000106640-23-000041 · wf-form4_167788166595308.xml · nonDerivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EVP AND PRESIDENT, LAR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of earned performance-based restricted stock units for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 20, 2023 Filed Feb 21, 2023 21:58 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantRestricted Stock Units · Derivative 7,611 $0.00 $0.00
Disclosure

SEC source: 0000106640-23-000031 · wf-form4_167701668238541.xml · derivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EVP AND PRESIDENT, LAR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,611

Underlying: Common Stock · 7,611 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents amounts earned under a performance-based restricted stock unit award for the 2020-2022 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2023.

F1 · derivative.exercise_date: Represents amounts earned under a performance-based restricted stock unit award for the 2020-2022 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2023.

F1 · derivative.expiration_date: Represents amounts earned under a performance-based restricted stock unit award for the 2020-2022 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2023.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:37 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 9,238 $0.00 $0.00
Disclosure

SEC source: 0000106640-22-000042 · wf-form4_164635423349592.xml · derivative · entry 2

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT, LAR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of earned performance-based restricted stock units for the 2019-2021 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of earned performance-based restricted stock units for the 2019-2021 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of earned performance-based restricted stock units for the 2019-2021 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:37 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 9,238 $0.00 $0.00
Disclosure

SEC source: 0000106640-22-000042 · wf-form4_164635423349592.xml · nonDerivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT, LAR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of earned performance-based restricted stock units for the 2019-2021 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2 · balance_after: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 22:47 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0000106640-22-000036 · wf-form4_164565638517622.xml · derivative · entry 2

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT, LAR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 22:47 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000106640-22-000036 · wf-form4_164565638517622.xml · nonDerivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT, LAR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2 · balance_after: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:28 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000106640-22-000026 · wf-form4_164505050334725.xml · derivative · entry 3

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT, LAR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common · 15,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents conversion of performance-based restricted stock units into time-based restricted stock units following committee certification of satisfaction of performance criteria on 02/14/2022. Restricted stock units will vest and convert one-for-one to shares on 03/01/2023.

F3 · derivative.exercise_date: Represents conversion of performance-based restricted stock units into time-based restricted stock units following committee certification of satisfaction of performance criteria on 02/14/2022. Restricted stock units will vest and convert one-for-one to shares on 03/01/2023.

F3 · derivative.expiration_date: Represents conversion of performance-based restricted stock units into time-based restricted stock units following committee certification of satisfaction of performance criteria on 02/14/2022. Restricted stock units will vest and convert one-for-one to shares on 03/01/2023.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:28 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantEmployee Stock Options (Right to Buy) · Derivative 5,411 $0.00 Strike: $196.62 $0.00
Disclosure

SEC source: 0000106640-22-000026 · wf-form4_164505050334725.xml · derivative · entry 2

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT, LAR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,411

Underlying: Common Stock · 5,411 shares

Expires 2032-02-14

F2 · derivative.exercise_date: Options will vest and become exercisable as follows: approximately one-third on each of the following dates: 03/01/2023, 03/01/2024, and 03/01/2025.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:28 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantRestricted Stock Units · Derivative 9,238 $0.00 $0.00
Disclosure

SEC source: 0000106640-22-000026 · wf-form4_164505050334725.xml · derivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT, LAR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,238

Underlying: Common Stock · 9,238 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents amounts earned under a performance-based restricted stock unit award for the 2019-2021 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2022.

F1 · derivative.exercise_date: Represents amounts earned under a performance-based restricted stock unit award for the 2019-2021 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2022.

F1 · derivative.expiration_date: Represents amounts earned under a performance-based restricted stock unit award for the 2019-2021 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2022.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:44 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 404 $0.00 $0.00
Disclosure

SEC source: 0000106640-21-000045 · wf-form4_161411665314069.xml · derivative · entry 4

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:44 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 1,826 $0.00 $0.00
Disclosure

SEC source: 0000106640-21-000045 · wf-form4_161411665314069.xml · derivative · entry 3

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based restricted stock unit for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of performance-based restricted stock unit for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of performance-based restricted stock unit for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:44 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 404 $0.00 $0.00
Disclosure

SEC source: 0000106640-21-000045 · wf-form4_161411665314069.xml · nonDerivative · entry 2

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3 · balance_after: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:44 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 1,826 $0.00 $0.00
Disclosure

SEC source: 0000106640-21-000045 · wf-form4_161411665314069.xml · nonDerivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of performance-based restricted stock unit for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:41 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantEmployee Stock Options (Right to Buy) · Derivative 4,995 $0.00 Strike: $199.93 $0.00
Disclosure

SEC source: 0000106640-21-000035 · wf-form4_161359805885996.xml · derivative · entry 2

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,995

Underlying: Common Stock · 4,995 shares

Expires 2031-02-15

F2 · derivative.exercise_date: Options will vest and become exercisable as follows: approximately one-third on each of the following dates: 03/01/2022; one-third on 03/01/2023; and one-third on 03/01/2024.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:41 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantRestricted Stock Units · Derivative 1,826 $0.00 $0.00
Disclosure

SEC source: 0000106640-21-000035 · wf-form4_161359805885996.xml · derivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,826

Underlying: Common Stock · 1,826 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents amounts earned under performance-based restricted stock unit award for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 02/19/2021.

F1 · derivative.exercise_date: Represents amounts earned under performance-based restricted stock unit award for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 02/19/2021.

F1 · derivative.expiration_date: Represents amounts earned under performance-based restricted stock unit award for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 02/19/2021.

Read SEC document
February 08, 2021 Filed Feb 8, 2021 23:04 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,291 $0.00 Strike: $139.36 $0.00
Disclosure

SEC source: 0000106640-21-000019 · wf-form4_161282544590985.xml · derivative · entry 11

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,578

Underlying: Common Stock · 3,291 shares

Expires 2029-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of stock options that were due to expire on 2/17/24 and 2/18/29, respectively, and sale of the underlying shares at prices ranging from $199.50 to $199.67. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

Read SEC document
February 08, 2021 Filed Feb 8, 2021 23:04 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 4,952 $0.00 Strike: $138.56 $0.00
Disclosure

SEC source: 0000106640-21-000019 · wf-form4_161282544590985.xml · derivative · entry 10

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,952 shares

Expires 2024-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of stock options that were due to expire on 2/17/24 and 2/18/29, respectively, and sale of the underlying shares at prices ranging from $199.50 to $199.67. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

Read SEC document
February 08, 2021 Filed Feb 8, 2021 23:04 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 SaleCommon Stock 8,243 $199.53 $1,644,725.79
Disclosure

SEC source: 0000106640-21-000019 · wf-form4_161282544590985.xml · nonDerivative · entry 7

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,571

F3 · shares: Exercise of stock options that were due to expire on 2/17/24 and 2/18/29, respectively, and sale of the underlying shares at prices ranging from $199.50 to $199.67. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

F4 · balance_after: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.

Read SEC document
February 08, 2021 Filed Feb 8, 2021 23:04 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 3,291 $139.36 $458,633.76
Disclosure

SEC source: 0000106640-21-000019 · wf-form4_161282544590985.xml · nonDerivative · entry 6

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of stock options that were due to expire on 2/17/24 and 2/18/29, respectively, and sale of the underlying shares at prices ranging from $199.50 to $199.67. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

Read SEC document
February 08, 2021 Filed Feb 8, 2021 23:04 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 4,952 $138.56 $686,149.12
Disclosure

SEC source: 0000106640-21-000019 · wf-form4_161282544590985.xml · nonDerivative · entry 5

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of stock options that were due to expire on 2/17/24 and 2/18/29, respectively, and sale of the underlying shares at prices ranging from $199.50 to $199.67. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 23:04 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 1,866 $0.00 Strike: $132.19 $0.00
Disclosure

SEC source: 0000106640-21-000019 · wf-form4_161282544590985.xml · derivative · entry 9

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,866 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares, as well as an additional 5,000 directly held shares of common stock, at prices ranging from $190.00 to $190.58. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

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February 05, 2021 Filed Feb 8, 2021 23:04 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 SaleCommon 6,866 $190.23 $1,306,119.18
Disclosure

SEC source: 0000106640-21-000019 · wf-form4_161282544590985.xml · nonDerivative · entry 4

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,571

F2 · shares: Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares, as well as an additional 5,000 directly held shares of common stock, at prices ranging from $190.00 to $190.58. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 23:04 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon 1,866 $132.19 $246,666.54
Disclosure

SEC source: 0000106640-21-000019 · wf-form4_161282544590985.xml · nonDerivative · entry 3

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares, as well as an additional 5,000 directly held shares of common stock, at prices ranging from $190.00 to $190.58. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 23:04 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,000 $0.00 Strike: $132.19 $0.00
Disclosure

SEC source: 0000106640-21-000019 · wf-form4_161282544590985.xml · derivative · entry 8

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,866

Underlying: Common · 3,000 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares at prices ranging from $191.03 to $191.82. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 23:04 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 SaleCommon 3,000 $191.34 $574,020.00
Disclosure

SEC source: 0000106640-21-000019 · wf-form4_161282544590985.xml · nonDerivative · entry 2

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,571

F1 · shares: Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares at prices ranging from $191.03 to $191.82. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 23:04 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon 3,000 $132.19 $396,570.00
Disclosure

SEC source: 0000106640-21-000019 · wf-form4_161282544590985.xml · nonDerivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares at prices ranging from $191.03 to $191.82. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:23 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000046 · wf-form4_158232018475714.xml · derivative · entry 9

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2022.

F4 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2022.

F4 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2022.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:23 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 389 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000046 · wf-form4_158232018475714.xml · derivative · entry 8

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:23 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon 7,500 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000046 · wf-form4_158232018475714.xml · nonDerivative · entry 4

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2022.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:23 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000046 · wf-form4_158232018475714.xml · nonDerivative · entry 3

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:23 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 1,039 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000046 · wf-form4_158232018475714.xml · derivative · entry 7

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of performance-based restricted stock unit for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan.

F2 · derivative.exercise_date: Vesting of performance-based restricted stock unit for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan.

F2 · derivative.expiration_date: Vesting of performance-based restricted stock unit for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:23 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 404 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000046 · wf-form4_158232018475714.xml · derivative · entry 6

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404

Underlying: Common Stock · 404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as 2/19/2021.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as 2/19/2021.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as 2/19/2021.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:23 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 1,039 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000046 · wf-form4_158232018475714.xml · nonDerivative · entry 2

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of performance-based restricted stock unit for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:23 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 404 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000046 · wf-form4_158232018475714.xml · nonDerivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as 2/19/2021.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 23:40 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantEmployee Stock Options (Right to Buy) · Derivative 7,835 $0.00 Strike: $152.16 $0.00
Disclosure

SEC source: 0000106640-20-000035 · wf-form4_158215562627945.xml · derivative · entry 2

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,835

Underlying: Common Stock · 7,835 shares

Expires 2030-02-17

F2 · derivative.exercise_date: Options will vest and become exercisable as follows: one-third on 03/01/2021; one-third on 03/01/2022; and one-third on 03/01/2023.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 23:40 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantRestricted Stock Units · Derivative 1,039 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000035 · wf-form4_158215562627945.xml · derivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039

Underlying: Common Stock · 1,039 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents amounts earned under performance-based restricted stock unit award for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 02/20/2020.

F1 · derivative.exercise_date: Represents amounts earned under performance-based restricted stock unit award for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 02/20/2020.

F1 · derivative.expiration_date: Represents amounts earned under performance-based restricted stock unit award for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 02/20/2020.

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February 17, 2020 Filed Apr 13, 2020 20:48 UTC Amendment WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantEmployee Stock Options (Right to Buy) · Derivative 8,488 $0.00 Strike: $152.16 $0.00
Disclosure

SEC source: 0000106640-20-000089 · wf-form4a_158681086654459.xml · derivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,488

Underlying: Common Stock · 8,488 shares

Expires 2030-02-17

F1 · shares: Due to an administrative calculation error, the Form 4 originally filed to report this transaction did not correctly reflect the number of shares underlying the reporting person's stock option award. As such, the number of reported shares underlying the stock option award is 653 more than previously reported.

F2 · derivative.exercise_date: Options will vest and become exercisable as follows: one-third on 03/01/2021; one-third on 03/01/2022; and one-third on 03/01/2023.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 18:35 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 SaleCommon 1,300 $146.45 $190,385.00
Disclosure

SEC source: 0000106640-20-000008 · wf-form4_158084128889108.xml · nonDerivative · entry 2

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,466

F1 · price: Mr. Brega's 9,000 shares were sold at an aggregate average price of $145.89 per share -- 7,700 shares were sold at prices ranging from $145.25 to $146.21, inclusive and 1,300 shares were sold at prices ranging from $146.25 to $146.68, inclusive. The reporting person undertakes to provide Whirlpool Corporation, any secuirty holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 18:35 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 SaleCommon Stock 7,700 $145.80 $1,122,660.00
Disclosure

SEC source: 0000106640-20-000008 · wf-form4_158084128889108.xml · nonDerivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,766

F1 · price: Mr. Brega's 9,000 shares were sold at an aggregate average price of $145.89 per share -- 7,700 shares were sold at prices ranging from $145.25 to $146.21, inclusive and 1,300 shares were sold at prices ranging from $146.25 to $146.68, inclusive. The reporting person undertakes to provide Whirlpool Corporation, any secuirty holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:48 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 389 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000032 · wf-form4_155078569463355.xml · derivative · entry 5

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389

Underlying: Common Stock · 389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

F2 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

F2 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:48 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000032 · wf-form4_155078569463355.xml · nonDerivative · entry 2

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:48 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 418 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000032 · wf-form4_155078569463355.xml · derivative · entry 4

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808

Underlying: Common Stock · 418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020; and one-half on 2/19/2021.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020; and one-half on 2/19/2021.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020; and one-half on 2/19/2021.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:48 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000032 · wf-form4_155078569463355.xml · nonDerivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020; and one-half on 2/19/2021.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 21:13 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantEmployee Stock Option (Right to Buy) · Derivative 9,869 $0.00 Strike: $139.36 $0.00
Disclosure

SEC source: 0000106640-19-000026 · wf-form4_155069720351257.xml · derivative · entry 6

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,869

Underlying: Common Stock · 9,869 shares

Expires 2029-02-18

F4 · derivative.exercise_date: Options will vest and become exercisable as follows: one-third on 02/18/2020; one-third on 02/18/2021; and one-third on 02/18/2022.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 21:13 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 845 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000026 · wf-form4_155069720351257.xml · derivative · entry 5

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2 · derivative.exercise_date: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2 · derivative.expiration_date: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 21:13 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 845 Not disclosed Not disclosed
Disclosure

SEC source: 0000106640-19-000026 · wf-form4_155069720351257.xml · nonDerivative · entry 2

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2 · price: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:13 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 377 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000026 · wf-form4_155069720351257.xml · derivative · entry 4

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.