Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARTIVION, INC.AORT · Entity 4767 | Executive VP, COO & CFO | March 01, 2023 | March 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARTIVION, INC.
Report date March 01, 2023 · Filed March 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 347,217 |
Ending reported balance
After 2023-03-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-01 · Grant · Acquired 4,579 · Balance 348,618 F1: Represents LTIP performance stock units of which hundred percent (100%) were issued on March 1, 2023. Row 2 · 2023-03-02 · Sale · Disposed 1,401 · Balance 347,217 F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. |
| Common StockSEC Table I · non-derivative | Indirect*Indirect shares owned by Spouse (5,000), Shares to DAL Trust (17,560) | 22,560 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 22,560 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents LTIP performance stock units of which hundred percent (100%) were issued on March 1, 2023.
F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2020 Filed Feb 21, 2020 22:09 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 6,987 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-20-000031 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,552 F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| May 13, 2019 Filed May 15, 2019 00:34 UTC | ARTIVION, INC. CRY · Entity 4767 | GiftCommon Stock | 90 | $29.88 | $2,689.20 |
DisclosureSEC source: 0000784199-19-000103 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,565 F1 · shares: 90 shares were gifted by the reporting person. Read SEC document |
| May 03, 2019 Filed May 7, 2019 20:48 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Options (Right to Buy) · Derivative | 16,666 | $6.12 Strike: $6.12 | $101,995.92 |
DisclosureSEC source: 0000784199-19-000098 · certent-form4.xml · derivative · entry 5 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,666 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/15/2014 Read SEC document |
| May 03, 2019 Filed May 7, 2019 20:48 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 8,589 | $31.38 | $269,493.62 |
DisclosureSEC source: 0000784199-19-000098 · certent-form4.xml · nonDerivative · entry 3 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,655 F2 · price: Reflects weighted average price. Range was $31.03 to $31.67. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| May 03, 2019 Filed May 7, 2019 20:48 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 16,666 | $31.35 | $522,465.77 |
DisclosureSEC source: 0000784199-19-000098 · certent-form4.xml · nonDerivative · entry 2 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,244 F1 · price: Reflects weighted average price. Range was $31.02 to $31.68. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| May 03, 2019 Filed May 7, 2019 20:48 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 16,666 | $6.12 | $101,995.92 |
DisclosureSEC source: 0000784199-19-000098 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:57 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,025 | $28.92 | $29,643.00 |
DisclosureSEC source: 0000784199-19-000084 · certent-form4.xml · nonDerivative · entry 3 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,244 F3 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:57 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 6,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-19-000084 · certent-form4.xml · nonDerivative · entry 2 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,269 F2 · shares: Represents performance stock units granted on March 12, 2018 and earned at approximately 80% of target based on 2018 adjusted EBITDA. Fifty percent (50%) were issued on March 14, 2018. The remaining shares earned in connection with the March 2018 grant will vest and be issued as follows: 50% on 03/12/2020, and 50% on 03/12/2021, assuming continued employment on the relevant vesting date. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:57 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 4 | $29.70 | $118.80 |
DisclosureSEC source: 0000784199-19-000084 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,465 F1 · shares: This is an adjustment to the shares withheld for taxes for the 3/1/2019 PSU Vesting. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 02:51 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Option (Right to Buy) · Derivative | 15,257 | $0.00 Strike: $29.62 | $0.00 |
DisclosureSEC source: 0000784199-19-000058 · certent-form4.xml · derivative · entry 3 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,257 Underlying: Common Stock · 15,257 shares Expires 2026-03-05 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 02:51 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 5,908 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-19-000058 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,469 F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 13:17 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 2,015 | $29.70 | $59,845.50 |
DisclosureSEC source: 0000784199-19-000039 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,561 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 00:53 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,103 | $29.38 | $32,406.14 |
DisclosureSEC source: 0000784199-19-000028 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,576 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:25 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 4,053 | $28.84 | $116,888.52 |
DisclosureSEC source: 0000784199-19-000012 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,679 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:24 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Options (Right to Buy) · Derivative | 16,666 | $5.67 Strike: $5.67 | $94,496.22 |
DisclosureSEC source: 0000784199-18-000177 · certent-form4.xml · derivative · entry 3 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,666 shares Expires 2019-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/18/2013 Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:24 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 16,666 | $31.92 | $531,993.72 |
DisclosureSEC source: 0000784199-18-000177 · certent-form4.xml · nonDerivative · entry 2 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,732 F2 · price: Reflects weighted average price. Range was $31.74 to $32.04. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:24 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 16,666 | $5.67 | $94,496.22 |
DisclosureSEC source: 0000784199-18-000177 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 14, 2018. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 20:37 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 10,247 | $32.98 | $337,923.52 |
DisclosureSEC source: 0000784199-18-000165 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,732 F1 · price: Reflects weighted average price. Range was $33.20 to $33.40. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| May 10, 2018 Filed May 11, 2018 21:21 UTC | ARTIVION, INC. CRY · Entity 4767 | GiftCommon Stock | 100 | $25.30 | $2,530.00 |
DisclosureSEC source: 0000784199-18-000095 · certent-form4.xml · nonDerivative · entry 2 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,979 F2 · shares: 100 shares were gifted by the reporting person. Read SEC document |
| May 09, 2018 Filed May 11, 2018 21:21 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 10,000 | $25.70 | $256,999.00 |
DisclosureSEC source: 0000784199-18-000095 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,079 F1 · price: Reflects weighted average price. Range was $25.25 to $26. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 23:50 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Option (Right to Buy) · Derivative | 21,877 | $0.00 Strike: $21.55 | $0.00 |
DisclosureSEC source: 0000784199-18-000071 · certent-form4.xml · derivative · entry 2 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,877 Underlying: Common Stock · 21,877 shares Expires 2025-03-12 Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 23:50 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 8,507 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-18-000071 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,079 F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:26 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,245 | $19.15 | $23,841.75 |
DisclosureSEC source: 0000784199-18-000048 · certent-form4.xml · nonDerivative · entry 2 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,572 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:26 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 8,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-18-000048 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,817 F1 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date. Read SEC document |
| February 19, 2018 Filed Feb 22, 2018 00:50 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 3,744 | $18.25 | $68,328.00 |
DisclosureSEC source: 0000784199-18-000034 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,617 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:23 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,413 | $18.25 | $25,787.25 |
DisclosureSEC source: 0000784199-18-000022 · certent-form4.xml · nonDerivative · entry 2 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,361 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:23 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,375 | $18.25 | $25,093.75 |
DisclosureSEC source: 0000784199-18-000022 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,774 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:47 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,143 | $18.57 Strike: $5.12 | $559,888.14 |
DisclosureSEC source: 0000784199-17-000101 · certent-form4.xml · derivative · entry 8 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,143 shares Expires 2018-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:47 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 30,143 | $18.57 | $559,888.14 |
DisclosureSEC source: 0000784199-17-000101 · certent-form4.xml · nonDerivative · entry 4 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,149 F3 · price: Reflects weighted average price. Range was $18.50 to $18.85. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:47 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 30,143 | $5.12 | $154,332.16 |
DisclosureSEC source: 0000784199-17-000101 · certent-form4.xml · nonDerivative · entry 3 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (February 23, 2012). Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:47 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,190 | $19.00 Strike: $5.12 | $630,550.26 |
DisclosureSEC source: 0000784199-17-000101 · certent-form4.xml · derivative · entry 7 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,143 Underlying: Common Stock · 33,190 shares Expires 2018-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:47 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 33,190 | $19.00 | $630,550.26 |
DisclosureSEC source: 0000784199-17-000101 · certent-form4.xml · nonDerivative · entry 2 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,149 F2 · price: Reflects weighted average price. Range was $18.95 to $19.10. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:47 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 33,190 | $5.12 | $169,932.80 |
DisclosureSEC source: 0000784199-17-000101 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (February 23, 2012). Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 22:27 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 695 | $17.25 | $11,988.75 |
DisclosureSEC source: 0000784199-17-000029 · certent-form4.xml · nonDerivative · entry 2 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,149 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 22:27 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 5,559 | $17.25 | $95,892.75 |
DisclosureSEC source: 0000784199-17-000029 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,884 F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:55 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 9,111 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-17-000019 · certent-form4.xml · nonDerivative · entry 4 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,403 F3 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:55 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 18,614 | $17.25 | $321,091.50 |
DisclosureSEC source: 0000784199-17-000019 · certent-form4.xml · nonDerivative · entry 3 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,396 F2 · shares: Represents performance stock units granted on February 19, 2016 and earned at approximately 142.2% of target based on 2016 adjusted EBITDA. Fifty percent (50%) were issued on February 19, 2017. The remaining shares earned in connection with the February 2016 grant will vest and be issued as follows: 50% on 02/19/2018, and 50% on 02/19/2019, assuming continued employment on the relevant vesting date. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:55 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,330 | $17.25 | $22,942.50 |
DisclosureSEC source: 0000784199-17-000019 · certent-form4.xml · nonDerivative · entry 2 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,782 F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:55 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 3,104 | $17.25 | $53,544.00 |
DisclosureSEC source: 0000784199-17-000019 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,292 F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:07 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option · Derivative | 1,500 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0000784199-16-000285 · certent-form4.xml · derivative · entry 8 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/22/2011 Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:07 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option · Derivative | 2,986 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0000784199-16-000285 · certent-form4.xml · derivative · entry 7 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,986 Underlying: Common Stock · 2,986 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/22/2011 Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:07 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 1,500 | $7.01 | $10,515.00 |
DisclosureSEC source: 0000784199-16-000285 · certent-form4.xml · nonDerivative · entry 5 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:07 UTC | ARTIVION, INC. CRY · Entity 4767 | Disposition to issuerCommon Stock | 2,986 | $17.29 | $51,629.43 |
DisclosureSEC source: 0000784199-16-000285 · certent-form4.xml · nonDerivative · entry 4 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,612 F2 · price: Reflects weighted average price. Range was $17.03 to $17.50. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:07 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 2,986 | $7.01 | $20,931.86 |
DisclosureSEC source: 0000784199-16-000285 · certent-form4.xml · nonDerivative · entry 3 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 22:07 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option · Derivative | 28,847 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0000784199-16-000285 · certent-form4.xml · derivative · entry 6 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,847 Underlying: Common Stock · 28,847 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/22/2011 Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 22:07 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 28,847 | $7.01 | $202,217.47 |
DisclosureSEC source: 0000784199-16-000285 · certent-form4.xml · nonDerivative · entry 2 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 22:07 UTC | ARTIVION, INC. CRY · Entity 4767 | Disposition to issuerCommon Stock | 28,847 | $17.26 | $498,034.80 |
DisclosureSEC source: 0000784199-16-000285 · certent-form4.xml · nonDerivative · entry 1 LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,612 F1 · price: Reflects weighted average price. Range was $17.215 to $17.37. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.