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person · Reporting owner

BARNHOLT EDWARD W

Disclosed activity across 3 companies

Tapewire entity
11596
SEC CIK
0001142615

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADOBE INC.ADBE · Entity 2895DirectorApril 10, 2019April 12, 2019
EBAY INCEBAY · Entity 3045DirectorMay 18, 2018May 22, 2018
KLA CORPKLAC · Entity 2838DirectorAugust 10, 2022August 12, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADOBE INC.

Report date April 10, 2019 · Filed April 12, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,191 Reported balance After 2019-04-10 transaction · row 1
1 source row

Row 1 · 2019-04-10 · Exercise / conversion · Acquired 1,177 · Balance 33,191

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-04-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-04-10 · Exercise / conversion · Disposed 1,177 · Balance 0

F2: This restricted stock unit award vested in full on April 10, 2019.

Common StockSEC Table I · non-derivativeIndirectby trust5,000 Reported balance Holding disclosure · report date 2019-04-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,000

F1: Shares held by the Barnholt Family Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held by the Barnholt Family Trust.

F2: This restricted stock unit award vested in full on April 10, 2019.

EBAY INC

Report date May 18, 2018 · Filed May 22, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,706 Reported balance After 2018-05-18 transaction · row 1
1 source row

Row 1 · 2018-05-18 · Exercise / conversion · Acquired 6,523 · Balance 27,706

Restricted Stock Units -2SEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-05-18 · Exercise / conversion · Disposed 6,523 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $220,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3: Not Applicable.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2015-04-26Direct4,816 Reported balance Holding disclosure · report date 2018-05-18 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 4,816

F4: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended which is a right to receive shares of common stock of the Issuer upon termination of service as a Director of the Company subject to the terms and conditions of the DSU Award Agreement. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, subject to the terms and conditions of the DSU Award Agreement. The DSU expires the later of 4/26/2015 or later if the reporting person is still in continuous service as a Director on such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2015-08-01Direct220 Reported balance Holding disclosure · report date 2018-05-18 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 220

F5: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 8/1/2015, or later if the reporting person is still in continuous service as a Director of the Company on such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2015-11-01Direct310 Reported balance Holding disclosure · report date 2018-05-18 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 310

F6: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 11/1/2015, or later if the reporting person is still in continuous service as a Director of the Company on such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-02-01Direct291 Reported balance Holding disclosure · report date 2018-05-18 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 291

F7: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 2/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-05-01Direct364 Reported balance Holding disclosure · report date 2018-05-18 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 364

F8: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 5/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-08-01Direct581 Reported balance Holding disclosure · report date 2018-05-18 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 581

F9: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 8/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-11-01Direct437 Reported balance Holding disclosure · report date 2018-05-18 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 437

F10: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 11/01/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-02-01Direct427 Reported balance Holding disclosure · report date 2018-05-18 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 427

F11: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 2/01/2017, or later if the reporting person is still in continuous service as a Director of the Company on such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-05-01Direct410 Reported balance Holding disclosure · report date 2018-05-18 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 410

F12: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 5/01/2017, or later if the reporting person is still in continuous service as a Director of the Company on such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-08-01Direct419 Reported balance Holding disclosure · report date 2018-05-18 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 419

F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-11-01Direct428 Reported balance Holding disclosure · report date 2018-05-18 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 428

F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-02-01Direct520 Reported balance Holding disclosure · report date 2018-05-18 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 520

F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-05-01Direct471 Reported balance Holding disclosure · report date 2018-05-18 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 471

F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-06-19Direct3,771 Reported balance Holding disclosure · report date 2018-05-18 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 3,771

F14: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $110,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-08-01Direct643 Reported balance Holding disclosure · report date 2018-05-18 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 643

F15: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2008 Equity Incentive Award Plan. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-01Direct1,391 Reported balance Holding disclosure · report date 2018-05-18 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 1,391

F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-02-01Direct1,767 Reported balance Holding disclosure · report date 2018-05-18 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 1,767

F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-04-29Direct6,678 Reported balance Holding disclosure · report date 2018-05-18 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 6,678

F14: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $110,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-04-29Direct4,537 Reported balance Holding disclosure · report date 2018-05-18 · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · Balance 4,537

F14: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $110,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-04-28Direct6,470 Reported balance Holding disclosure · report date 2018-05-18 · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · Balance 6,470

F16: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-04-26Direct5,359 Reported balance Holding disclosure · report date 2018-05-18 · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · Balance 5,359

F16: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-04-18Direct4,166 Reported balance Holding disclosure · report date 2018-05-18 · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · Balance 4,166

F17: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant rounded up to the nearest whole DSU. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $220,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3: Not Applicable.

F4: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended which is a right to receive shares of common stock of the Issuer upon termination of service as a Director of the Company subject to the terms and conditions of the DSU Award Agreement. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, subject to the terms and conditions of the DSU Award Agreement. The DSU expires the later of 4/26/2015 or later if the reporting person is still in continuous service as a Director on such date.

F5: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 8/1/2015, or later if the reporting person is still in continuous service as a Director of the Company on such date.

F6: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 11/1/2015, or later if the reporting person is still in continuous service as a Director of the Company on such date.

F7: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 2/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.

F8: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 5/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.

F9: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 8/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.

F10: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 11/01/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.

F11: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 2/01/2017, or later if the reporting person is still in continuous service as a Director of the Company on such date.

F12: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 5/01/2017, or later if the reporting person is still in continuous service as a Director of the Company on such date.

F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F14: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $110,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.

F15: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2008 Equity Incentive Award Plan. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F16: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.

F17: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant rounded up to the nearest whole DSU. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.

KLA CORP

Report date August 10, 2022 · Filed August 12, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust25,431 Reported balance After 2022-08-10 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-08-10 · Gift · Disposed 2,850 · Balance 25,431

F1: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.

Common StockSEC Table I · non-derivativeDirect13,741 Reported balance Holding disclosure · report date 2022-08-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 13,741

F2: The number of shares of KLA common stock includes 736 shares issuable upon vesting of restricted stock units ("RSUs").

Filing footnotes · ownership attribution and instrument terms

F1: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.

F2: The number of shares of KLA common stock includes 736 shares issuable upon vesting of restricted stock units ("RSUs").

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 29, 2013 Filed Oct 31, 2013 21:03 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 2,500 $64.85 $162,125.00
Disclosure

SEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 8

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

Read SEC document
October 29, 2013 Filed Oct 31, 2013 21:03 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,500 $40.24 $100,600.00
Disclosure

SEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 7

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2013 Filed Oct 31, 2013 21:03 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 2,500 $64.85 $162,125.00
Disclosure

SEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 6

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

Read SEC document
October 29, 2013 Filed Oct 31, 2013 21:03 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,500 $44.76 $111,900.00
Disclosure

SEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 5

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2013 Filed Oct 31, 2013 21:03 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 5,000 $64.85 $324,250.00
Disclosure

SEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 4

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

Read SEC document
October 29, 2013 Filed Oct 31, 2013 21:03 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 5,000 $59.44 $297,200.00
Disclosure

SEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 3

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2013 Filed Oct 31, 2013 21:03 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 5,000 $64.85 $324,250.00
Disclosure

SEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 2

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

Read SEC document
October 29, 2013 Filed Oct 31, 2013 21:03 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 5,000 $59.44 $297,200.00
Disclosure

SEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,875 $0.00 Strike: $50.39 $0.00
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · derivative · entry 20

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires 2014-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: Represents a stock option granted on February 14, 2007, granting the Reporting Person the right to purchase up to 1,875 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on February 14, 2007.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $50.39 $0.00
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · derivative · entry 19

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2014-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Represents a stock option granted on February 14, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on February 14, 2007.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $41.45 $0.00
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · derivative · entry 18

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2013-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Represents a stock option granted on August 1, 2006, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on August 1, 2006.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $47.86 $0.00
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · derivative · entry 17

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2013-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Represents a stock option granted on May 2, 2006, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 2, 2006.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $51.98 $0.00
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · derivative · entry 16

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2013-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Represents a stock option granted on January 31, 2006, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 31, 2006.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $40.68 $0.00
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · derivative · entry 15

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2014-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Represents a stock option granted on October 18, 2004, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 18, 2004.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,875 $55.35 $103,786.88
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 12

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

F6 · price: This transaction was executed in multiple trades at prices ranging from $55.35 to $55.356. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,875 $50.39 $94,481.25
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 11

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,250 $55.33 $69,166.25
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 10

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

F5 · price: This transaction was executed in multiple trades at prices ranging from $55.331 to $55.336. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,250 $50.39 $62,987.50
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 9

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,250 $55.35 $69,188.75
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 8

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

F4 · price: This transaction was executed in multiple trades at prices ranging from $55.334 to $55.352. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,250 $41.45 $51,812.50
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 7

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,250 $55.37 $69,207.50
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 6

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

F3 · price: This transaction was executed in multiple trades at prices ranging from $55.362 to $55.374. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,250 $47.86 $59,825.00
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 5

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,250 $55.38 $69,218.75
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 4

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

F2 · price: This transaction was executed in multiple trades at prices ranging from $55.374 to $55.376. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,250 $51.98 $64,975.00
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 3

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 2,500 $55.35 $138,382.50
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 2

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.351 to $55.354. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,500 $40.68 $101,700.00
Disclosure

SEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2012 Filed Nov 9, 2012 21:32 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 3,836 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057967 · rrd359762.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,836

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: The RSUs will fully vest one year from the date of grant and will be deliverable on such date.

Read SEC document
May 02, 2012 Filed May 3, 2012 20:48 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $49.99 $0.00
Disclosure

SEC source: 0001181431-12-027426 · rrd343769.xml · derivative · entry 10

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2012-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option was granted for 1,250 shares of KLA-Tencor common stock on November 4, 2005 and was immediately exercisable for all of the underlying shares on the date of grant.

Read SEC document
May 02, 2012 Filed May 3, 2012 20:48 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $51.35 $0.00
Disclosure

SEC source: 0001181431-12-027426 · rrd343769.xml · derivative · entry 9

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2012-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option was granted for 2,500 shares of KLA-Tencor common stock on August 2, 2005 and was immediately exercisable for all of the underlying shares on the date of grant.

Read SEC document
May 02, 2012 Filed May 3, 2012 20:48 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $37.05 $0.00
Disclosure

SEC source: 0001181431-12-027426 · rrd343769.xml · derivative · entry 8

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2012-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted for 5,000 shares of KLA-Tencor common stock on November 8, 2002 and was immediately exercisable for all of the underlying shares on the date of grant.

Read SEC document
May 02, 2012 Filed May 3, 2012 20:48 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $37.05 $0.00
Disclosure

SEC source: 0001181431-12-027426 · rrd343769.xml · derivative · entry 7

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2012-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted for 5,000 shares of KLA-Tencor common stock on November 8, 2002 and was immediately exercisable for all of the underlying shares on the date of grant.

Read SEC document
May 02, 2012 Filed May 3, 2012 20:48 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 13,750 $51.82 $712,525.00
Disclosure

SEC source: 0001181431-12-027426 · rrd343769.xml · nonDerivative · entry 5

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 39,167

F2 · price: This transaction was executed in multiple trades at prices ranging from $51.74 to $52.00. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.

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May 02, 2012 Filed May 3, 2012 20:48 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,250 $49.99 $62,487.50
Disclosure

SEC source: 0001181431-12-027426 · rrd343769.xml · nonDerivative · entry 4

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 52,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.

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May 02, 2012 Filed May 3, 2012 20:48 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,500 $51.35 $128,375.00
Disclosure

SEC source: 0001181431-12-027426 · rrd343769.xml · nonDerivative · entry 3

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 51,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.

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May 02, 2012 Filed May 3, 2012 20:48 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 5,000 $37.05 $185,250.00
Disclosure

SEC source: 0001181431-12-027426 · rrd343769.xml · nonDerivative · entry 2

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 49,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.

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May 02, 2012 Filed May 3, 2012 20:48 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 5,000 $37.05 $185,250.00
Disclosure

SEC source: 0001181431-12-027426 · rrd343769.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 44,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.

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November 03, 2011 Filed Nov 4, 2011 20:45 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 3,809 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-054872 · rrd324849.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date.

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November 03, 2010 Filed Nov 4, 2010 00:55 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 4,157 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-053356 · rrd290007.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,878

F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date.

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September 14, 2010 Filed Sep 15, 2010 22:26 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $26.25 $0.00
Disclosure

SEC source: 0001181431-10-046855 · rrd286242.xml · derivative · entry 3

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2010-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were originally granted for 10,000 shares of KLA-Tencor common stock and were immediately exercisable for all of the underlying shares on the date of grant.

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September 14, 2010 Filed Sep 15, 2010 22:26 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 10,000 $26.25 $262,500.00
Disclosure

SEC source: 0001181431-10-046855 · rrd286242.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired through cash exercise of stock options.

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November 04, 2009 Filed Nov 6, 2009 00:03 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 4,721 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-050251 · rrd256089.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,124

F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date.

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November 13, 2008 Filed Nov 14, 2008 00:40 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 8,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-061551 · rrd223328.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,457

F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date.

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November 12, 2008 Filed Nov 14, 2008 00:40 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,832 $0.00 Strike: $17.59 $0.00
Disclosure

SEC source: 0001181431-08-061551 · rrd223328.xml · derivative · entry 3

BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,832 shares

Expires 2008-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options were originally granted for 5,832 shares of KLA-Tencor common stock and were immediately exercisable for all of the underlying shares on the date of grant.

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November 12, 2008 Filed Nov 14, 2008 00:40 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 5,832 $17.59 $102,584.88
Disclosure

SEC source: 0001181431-08-061551 · rrd223328.xml · nonDerivative · entry 2

BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares acquired through cash exercise of stock options.

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November 15, 2007 Filed Nov 19, 2007 22:33 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 3,054 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-070546 · rrd179199.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,457

F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock.

F2 · price: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date.

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October 30, 2007 Filed Nov 1, 2007 22:54 UTC KLA CORP KLAC · Entity 2838 GrantNon-Qualified Stock Option (Rights to Buy) · Derivative 1,875 $0.00 Strike: $52.84 $0.00
Disclosure

SEC source: 0001181431-07-065577 · rrd176567.xml · derivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2014-10-30

F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares.

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July 31, 2007 Filed Aug 2, 2007 19:09 UTC KLA CORP KLAC · Entity 2838 GrantNon-Qualified Stock Option (Rights to Buy) · Derivative 1,875 $0.00 Strike: $56.79 $0.00
Disclosure

SEC source: 0001181431-07-049258 · rrd167842.xml · derivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2017-07-30

F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares.

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July 31, 2007 Filed Nov 1, 2007 22:35 UTC Amendment KLA CORP KLAC · Entity 2838 GrantNon-Qualified Stock Option (Rights to Buy) · Derivative 1,875 $0.00 Strike: $56.79 $0.00
Disclosure

SEC source: 0001181431-07-065550 · rrd176740.xml · derivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2014-07-31

F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares.

F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4.

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May 01, 2007 Filed May 3, 2007 21:46 UTC KLA CORP KLAC · Entity 2838 GrantNon-Qualified Stock Option (right to buy) · Derivative 1,875 $0.00 Strike: $55.88 $0.00
Disclosure

SEC source: 0000319201-07-000053 · edgardoc.xml · derivative · entry 3

BARNHOLT EDWARD W · CIK 0001142615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2017-04-30

F2 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares.

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May 01, 2007 Filed Nov 1, 2007 22:44 UTC Amendment KLA CORP KLAC · Entity 2838 GrantNon-Qualified Stock Option (Rights to Buy) · Derivative 1,875 $0.00 Strike: $55.88 $0.00
Disclosure

SEC source: 0001181431-07-065564 · rrd176733.xml · derivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2014-05-01

F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares.

F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.