Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADOBE INC.ADBE · Entity 2895 | Director | April 10, 2019 | April 12, 2019 |
| EBAY INCEBAY · Entity 3045 | Director | May 18, 2018 | May 22, 2018 |
| KLA CORPKLAC · Entity 2838 | Director | August 10, 2022 | August 12, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADOBE INC.
Report date April 10, 2019 · Filed April 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,191 |
Reported balance
After 2019-04-10 transaction · row 1
1 source rowRow 1 · 2019-04-10 · Exercise / conversion · Acquired 1,177 · Balance 33,191 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-10 · Exercise / conversion · Disposed 1,177 · Balance 0 F2: This restricted stock unit award vested in full on April 10, 2019. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 5,000 |
Reported balance
Holding disclosure · report date 2019-04-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,000 F1: Shares held by the Barnholt Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by the Barnholt Family Trust.
F2: This restricted stock unit award vested in full on April 10, 2019.
EBAY INC
Report date May 18, 2018 · Filed May 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,706 |
Reported balance
After 2018-05-18 transaction · row 1
1 source rowRow 1 · 2018-05-18 · Exercise / conversion · Acquired 6,523 · Balance 27,706 |
| Restricted Stock Units -2SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-05-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-18 · Exercise / conversion · Disposed 6,523 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $220,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3: Not Applicable. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2015-04-26 | Direct | 4,816 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,816 F4: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended which is a right to receive shares of common stock of the Issuer upon termination of service as a Director of the Company subject to the terms and conditions of the DSU Award Agreement. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, subject to the terms and conditions of the DSU Award Agreement. The DSU expires the later of 4/26/2015 or later if the reporting person is still in continuous service as a Director on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2015-08-01 | Direct | 220 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 220 F5: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 8/1/2015, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2015-11-01 | Direct | 310 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 310 F6: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 11/1/2015, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-02-01 | Direct | 291 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 291 F7: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 2/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-05-01 | Direct | 364 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 364 F8: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 5/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-08-01 | Direct | 581 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 581 F9: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 8/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-11-01 | Direct | 437 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 437 F10: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 11/01/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-02-01 | Direct | 427 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 427 F11: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 2/01/2017, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-05-01 | Direct | 410 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 410 F12: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 5/01/2017, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-08-01 | Direct | 419 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 419 F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-11-01 | Direct | 428 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 428 F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-02-01 | Direct | 520 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 520 F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-05-01 | Direct | 471 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 471 F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-06-19 | Direct | 3,771 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 3,771 F14: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $110,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-08-01 | Direct | 643 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 643 F15: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2008 Equity Incentive Award Plan. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-01 | Direct | 1,391 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 1,391 F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-02-01 | Direct | 1,767 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 1,767 F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-04-29 | Direct | 6,678 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 6,678 F14: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $110,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-04-29 | Direct | 4,537 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 4,537 F14: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $110,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-04-28 | Direct | 6,470 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 6,470 F16: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-04-26 | Direct | 5,359 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 5,359 F16: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-04-18 | Direct | 4,166 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · Balance 4,166 F17: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant rounded up to the nearest whole DSU. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $220,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.
F3: Not Applicable.
F4: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended which is a right to receive shares of common stock of the Issuer upon termination of service as a Director of the Company subject to the terms and conditions of the DSU Award Agreement. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, subject to the terms and conditions of the DSU Award Agreement. The DSU expires the later of 4/26/2015 or later if the reporting person is still in continuous service as a Director on such date.
F5: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 8/1/2015, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F6: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 11/1/2015, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F7: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 2/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F8: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 5/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F9: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 8/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F10: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 11/01/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F11: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 2/01/2017, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F12: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 5/01/2017, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.
F14: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $110,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.
F15: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2008 Equity Incentive Award Plan. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.
F16: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.
F17: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant rounded up to the nearest whole DSU. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.
KLA CORP
Report date August 10, 2022 · Filed August 12, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 25,431 |
Reported balance
After 2022-08-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-08-10 · Gift · Disposed 2,850 · Balance 25,431 F1: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary. |
| Common StockSEC Table I · non-derivative | Direct | 13,741 |
Reported balance
Holding disclosure · report date 2022-08-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 13,741 F2: The number of shares of KLA common stock includes 736 shares issuable upon vesting of restricted stock units ("RSUs"). |
Filing footnotes · ownership attribution and instrument terms
F1: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.
F2: The number of shares of KLA common stock includes 736 shares issuable upon vesting of restricted stock units ("RSUs").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,500 | $64.85 | $162,125.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 8 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,500 | $40.24 | $100,600.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 7 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,500 | $64.85 | $162,125.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 6 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,500 | $44.76 | $111,900.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 5 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,000 | $64.85 | $324,250.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 4 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,000 | $59.44 | $297,200.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 3 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,000 | $64.85 | $324,250.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 2 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,000 | $59.44 | $297,200.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 1,875 | $0.00 Strike: $50.39 | $0.00 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · derivative · entry 20 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2014-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: Represents a stock option granted on February 14, 2007, granting the Reporting Person the right to purchase up to 1,875 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on February 14, 2007. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $50.39 | $0.00 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · derivative · entry 19 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2014-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: Represents a stock option granted on February 14, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on February 14, 2007. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $41.45 | $0.00 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · derivative · entry 18 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2013-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Represents a stock option granted on August 1, 2006, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on August 1, 2006. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $47.86 | $0.00 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · derivative · entry 17 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2013-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: Represents a stock option granted on May 2, 2006, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 2, 2006. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $51.98 | $0.00 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · derivative · entry 16 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2013-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Represents a stock option granted on January 31, 2006, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 31, 2006. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $40.68 | $0.00 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · derivative · entry 15 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2014-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Represents a stock option granted on October 18, 2004, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 18, 2004. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,875 | $55.35 | $103,786.88 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 12 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 F6 · price: This transaction was executed in multiple trades at prices ranging from $55.35 to $55.356. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,875 | $50.39 | $94,481.25 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 11 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,250 | $55.33 | $69,166.25 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 10 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 F5 · price: This transaction was executed in multiple trades at prices ranging from $55.331 to $55.336. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,250 | $50.39 | $62,987.50 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 9 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,250 | $55.35 | $69,188.75 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 8 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 F4 · price: This transaction was executed in multiple trades at prices ranging from $55.334 to $55.352. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,250 | $41.45 | $51,812.50 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 7 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,250 | $55.37 | $69,207.50 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 6 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 F3 · price: This transaction was executed in multiple trades at prices ranging from $55.362 to $55.374. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,250 | $47.86 | $59,825.00 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 5 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,250 | $55.38 | $69,218.75 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 4 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 F2 · price: This transaction was executed in multiple trades at prices ranging from $55.374 to $55.376. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,250 | $51.98 | $64,975.00 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 3 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,500 | $55.35 | $138,382.50 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 2 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 F1 · price: This transaction was executed in multiple trades at prices ranging from $55.351 to $55.354. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2013 Filed Feb 1, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,500 | $40.68 | $101,700.00 |
DisclosureSEC source: 0001181431-13-005889 · rrd368040.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2012 Filed Nov 9, 2012 21:32 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 3,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-057967 · rrd359762.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,836 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: The RSUs will fully vest one year from the date of grant and will be deliverable on such date. Read SEC document |
| May 02, 2012 Filed May 3, 2012 20:48 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $49.99 | $0.00 |
DisclosureSEC source: 0001181431-12-027426 · rrd343769.xml · derivative · entry 10 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2012-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option was granted for 1,250 shares of KLA-Tencor common stock on November 4, 2005 and was immediately exercisable for all of the underlying shares on the date of grant. Read SEC document |
| May 02, 2012 Filed May 3, 2012 20:48 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $51.35 | $0.00 |
DisclosureSEC source: 0001181431-12-027426 · rrd343769.xml · derivative · entry 9 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2012-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option was granted for 2,500 shares of KLA-Tencor common stock on August 2, 2005 and was immediately exercisable for all of the underlying shares on the date of grant. Read SEC document |
| May 02, 2012 Filed May 3, 2012 20:48 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $37.05 | $0.00 |
DisclosureSEC source: 0001181431-12-027426 · rrd343769.xml · derivative · entry 8 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2012-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option was granted for 5,000 shares of KLA-Tencor common stock on November 8, 2002 and was immediately exercisable for all of the underlying shares on the date of grant. Read SEC document |
| May 02, 2012 Filed May 3, 2012 20:48 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $37.05 | $0.00 |
DisclosureSEC source: 0001181431-12-027426 · rrd343769.xml · derivative · entry 7 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2012-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted for 5,000 shares of KLA-Tencor common stock on November 8, 2002 and was immediately exercisable for all of the underlying shares on the date of grant. Read SEC document |
| May 02, 2012 Filed May 3, 2012 20:48 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 13,750 | $51.82 | $712,525.00 |
DisclosureSEC source: 0001181431-12-027426 · rrd343769.xml · nonDerivative · entry 5 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 39,167 F2 · price: This transaction was executed in multiple trades at prices ranging from $51.74 to $52.00. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.nature: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| May 02, 2012 Filed May 3, 2012 20:48 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,250 | $49.99 | $62,487.50 |
DisclosureSEC source: 0001181431-12-027426 · rrd343769.xml · nonDerivative · entry 4 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 52,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| May 02, 2012 Filed May 3, 2012 20:48 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,500 | $51.35 | $128,375.00 |
DisclosureSEC source: 0001181431-12-027426 · rrd343769.xml · nonDerivative · entry 3 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 51,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| May 02, 2012 Filed May 3, 2012 20:48 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,000 | $37.05 | $185,250.00 |
DisclosureSEC source: 0001181431-12-027426 · rrd343769.xml · nonDerivative · entry 2 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 49,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| May 02, 2012 Filed May 3, 2012 20:48 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,000 | $37.05 | $185,250.00 |
DisclosureSEC source: 0001181431-12-027426 · rrd343769.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 44,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| November 03, 2011 Filed Nov 4, 2011 20:45 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 3,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-054872 · rrd324849.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| November 03, 2010 Filed Nov 4, 2010 00:55 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 4,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-053356 · rrd290007.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,878 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| September 14, 2010 Filed Sep 15, 2010 22:26 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $26.25 | $0.00 |
DisclosureSEC source: 0001181431-10-046855 · rrd286242.xml · derivative · entry 3 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2010-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were originally granted for 10,000 shares of KLA-Tencor common stock and were immediately exercisable for all of the underlying shares on the date of grant. Read SEC document |
| September 14, 2010 Filed Sep 15, 2010 22:26 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 10,000 | $26.25 | $262,500.00 |
DisclosureSEC source: 0001181431-10-046855 · rrd286242.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired through cash exercise of stock options. Read SEC document |
| November 04, 2009 Filed Nov 6, 2009 00:03 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 4,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050251 · rrd256089.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,124 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| November 13, 2008 Filed Nov 14, 2008 00:40 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-061551 · rrd223328.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,457 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| November 12, 2008 Filed Nov 14, 2008 00:40 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,832 | $0.00 Strike: $17.59 | $0.00 |
DisclosureSEC source: 0001181431-08-061551 · rrd223328.xml · derivative · entry 3 BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,832 shares Expires 2008-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options were originally granted for 5,832 shares of KLA-Tencor common stock and were immediately exercisable for all of the underlying shares on the date of grant. Read SEC document |
| November 12, 2008 Filed Nov 14, 2008 00:40 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,832 | $17.59 | $102,584.88 |
DisclosureSEC source: 0001181431-08-061551 · rrd223328.xml · nonDerivative · entry 2 BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares acquired through cash exercise of stock options. Read SEC document |
| November 15, 2007 Filed Nov 19, 2007 22:33 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 3,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-070546 · rrd179199.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,457 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| October 30, 2007 Filed Nov 1, 2007 22:54 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,875 | $0.00 Strike: $52.84 | $0.00 |
DisclosureSEC source: 0001181431-07-065577 · rrd176567.xml · derivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires 2014-10-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 19:09 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,875 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-049258 · rrd167842.xml · derivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires 2017-07-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| July 31, 2007 Filed Nov 1, 2007 22:35 UTC Amendment | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,875 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-065550 · rrd176740.xml · derivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires 2014-07-31 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| May 01, 2007 Filed May 3, 2007 21:46 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,875 | $0.00 Strike: $55.88 | $0.00 |
DisclosureSEC source: 0000319201-07-000053 · edgardoc.xml · derivative · entry 3 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires 2017-04-30 F2 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| May 01, 2007 Filed Nov 1, 2007 22:44 UTC Amendment | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,875 | $0.00 Strike: $55.88 | $0.00 |
DisclosureSEC source: 0001181431-07-065564 · rrd176733.xml · derivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires 2014-05-01 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.