Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADOBE INC.ADBE · Entity 2895 | Director | April 10, 2019 | April 12, 2019 |
| EBAY INCEBAY · Entity 3045 | Director | May 18, 2018 | May 22, 2018 |
| KLA CORPKLAC · Entity 2838 | Director | August 10, 2022 | August 12, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADOBE INC.
Report date April 10, 2019 · Filed April 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,191 |
Reported balance
After 2019-04-10 transaction · row 1
1 source rowRow 1 · 2019-04-10 · Exercise / conversion · Acquired 1,177 · Balance 33,191 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-10 · Exercise / conversion · Disposed 1,177 · Balance 0 F2: This restricted stock unit award vested in full on April 10, 2019. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 5,000 |
Reported balance
Holding disclosure · report date 2019-04-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,000 F1: Shares held by the Barnholt Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by the Barnholt Family Trust.
F2: This restricted stock unit award vested in full on April 10, 2019.
EBAY INC
Report date May 18, 2018 · Filed May 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,706 |
Reported balance
After 2018-05-18 transaction · row 1
1 source rowRow 1 · 2018-05-18 · Exercise / conversion · Acquired 6,523 · Balance 27,706 |
| Restricted Stock Units -2SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-05-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-18 · Exercise / conversion · Disposed 6,523 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $220,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3: Not Applicable. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2015-04-26 | Direct | 4,816 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,816 F4: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended which is a right to receive shares of common stock of the Issuer upon termination of service as a Director of the Company subject to the terms and conditions of the DSU Award Agreement. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, subject to the terms and conditions of the DSU Award Agreement. The DSU expires the later of 4/26/2015 or later if the reporting person is still in continuous service as a Director on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2015-08-01 | Direct | 220 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 220 F5: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 8/1/2015, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2015-11-01 | Direct | 310 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 310 F6: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 11/1/2015, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-02-01 | Direct | 291 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 291 F7: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 2/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-05-01 | Direct | 364 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 364 F8: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 5/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-08-01 | Direct | 581 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 581 F9: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 8/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-11-01 | Direct | 437 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 437 F10: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 11/01/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-02-01 | Direct | 427 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 427 F11: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 2/01/2017, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-05-01 | Direct | 410 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 410 F12: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 5/01/2017, or later if the reporting person is still in continuous service as a Director of the Company on such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-08-01 | Direct | 419 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 419 F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-11-01 | Direct | 428 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 428 F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-02-01 | Direct | 520 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 520 F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-05-01 | Direct | 471 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 471 F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-06-19 | Direct | 3,771 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 3,771 F14: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $110,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-08-01 | Direct | 643 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 643 F15: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2008 Equity Incentive Award Plan. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-01 | Direct | 1,391 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 1,391 F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-02-01 | Direct | 1,767 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 1,767 F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-04-29 | Direct | 6,678 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 6,678 F14: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $110,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-04-29 | Direct | 4,537 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 4,537 F14: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $110,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-04-28 | Direct | 6,470 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 6,470 F16: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-04-26 | Direct | 5,359 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 5,359 F16: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-04-18 | Direct | 4,166 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · Balance 4,166 F17: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant rounded up to the nearest whole DSU. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $220,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.
F3: Not Applicable.
F4: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended which is a right to receive shares of common stock of the Issuer upon termination of service as a Director of the Company subject to the terms and conditions of the DSU Award Agreement. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, subject to the terms and conditions of the DSU Award Agreement. The DSU expires the later of 4/26/2015 or later if the reporting person is still in continuous service as a Director on such date.
F5: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 8/1/2015, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F6: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 11/1/2015, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F7: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 2/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F8: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 5/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F9: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 8/1/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F10: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 11/01/2016, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F11: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 2/01/2017, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F12: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested and expire on 5/01/2017, or later if the reporting person is still in continuous service as a Director of the Company on such date.
F13: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2003 Deferred Stock Unit Plan, as amended. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.
F14: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $110,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.
F15: The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 2008 Equity Incentive Award Plan. DSUs represent a right to receive shares of the Company's common stock (or, in the sole discretion of the Compensation Committee of the Company's Board of Directors, cash, securities or other property equal to the fair market value thereof) upon termination of service as a Director of the Company. The reporting person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.
F16: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.
F17: In connection with the reporting person's continuous service as a non-employee director of the Company, such reporting person has been granted an exempt award of Deferred Stock Units ("DSUs") at the time of the Company's annual meeting of stockholders. The number of DSUs granted represents the quotient of (A) $220,000 divided by (B) the Company's closing stock price on the date of grant rounded up to the nearest whole DSU. The DSUs becomes vested as to 25% on the one year anniversary of the grant and 1/48th monthly thereafter, provided that the reporting person continues as a director or consultant of the Company through such date.
KLA CORP
Report date August 10, 2022 · Filed August 12, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 25,431 |
Reported balance
After 2022-08-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-08-10 · Gift · Disposed 2,850 · Balance 25,431 F1: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary. |
| Common StockSEC Table I · non-derivative | Direct | 13,741 |
Reported balance
Holding disclosure · report date 2022-08-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 13,741 F2: The number of shares of KLA common stock includes 736 shares issuable upon vesting of restricted stock units ("RSUs"). |
Filing footnotes · ownership attribution and instrument terms
F1: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.
F2: The number of shares of KLA common stock includes 736 shares issuable upon vesting of restricted stock units ("RSUs").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2022 Filed Aug 12, 2022 20:05 UTC | KLA CORP KLAC · Entity 2838 | GiftCommon Stock | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045578 · doc4.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 25,431 F1 · ownership.nature: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:16 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 736 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-022023 · wf-form4_163614336858360.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,741 F1 · shares: On November 3, 2021, the Reporting Person received an automatic grant of RSUs for 736 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 3, 2021, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA. F2 · balance_after: The number of shares of KLA common stock includes 736 shares issuable upon vesting of RSUs. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:23 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 1,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-015954 · wf-form4_160469777897677.xml · nonDerivative · entry 3 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,224 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F3 · shares: On November 4, 2020, the Reporting Person received an automatic grant of RSUs for 1,224 shares of KLA common stock. The RSUs will vest upon the earliest of (i) November 4, 2021, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of KLA. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:23 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-015954 · wf-form4_160469777897677.xml · nonDerivative · entry 2 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,569 shares of KLA common stock. On November 4, 2020, the RSUs vested in full. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:23 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-015954 · wf-form4_160469777897677.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,569 shares of KLA common stock. On November 4, 2020, the RSUs vested in full. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:42 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,797 | $168.90 | $472,402.11 |
DisclosureSEC source: 0001628280-20-002118 · wf-form4_158258054725598.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,212 Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:58 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 1,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-013696 · wf-form4_157316387586018.xml · nonDerivative · entry 3 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F3 · shares: On November 5, 2019, the reporting person received an automatic grant of RSUs for 1,569 shares of KLA common stock. The RSUs will vest upon the earliest to occur of (i) November 5, 2020, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of KLA. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:58 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-013696 · wf-form4_157316387586018.xml · nonDerivative · entry 2 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 7, 2018, the reporting person received an automatic grant of RSUs for 2,797 shares of KLA common stock. On November 5, 2019, the RSUs vested in full. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:58 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 2,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-013696 · wf-form4_157316387586018.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On November 7, 2018, the reporting person received an automatic grant of RSUs for 2,797 shares of KLA common stock. On November 5, 2019, the RSUs vested in full. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 20:30 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 1,177 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-19-000097 · wf-form4_155510102917430.xml · derivative · entry 3 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This restricted stock unit award vested in full on April 10, 2019. F2 · derivative.expiration_date: This restricted stock unit award vested in full on April 10, 2019. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 20:30 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 1,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-19-000097 · wf-form4_155510102917430.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 21:29 UTC | ADOBE INC. ADBE · Entity 2895 | GiftCommon Stock | 5,946 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000199 · wf-form4_154525497915906.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,014 Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 13:06 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 2,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014051 · wf-form4_154176878255320.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,797 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On November 7, 2018 the reporting person received an automatic grant of RSUs in connection with the annual meeting of stockholders for 2,797 shares of Common Stock. The RSUs vest on the earliest to occur of 10 days prior to a change of control, the next annual meeting of stockholders and the one year anniversary of the grant date. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:09 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-013616 · wf-form4_154145213155395.xml · nonDerivative · entry 2 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 1, 2017 the reporting person received an automatic grant of 2,567 RSUs. On November 1, 2018, such RSUs vested. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:09 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 2,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-013616 · wf-form4_154145213155395.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On November 1, 2017 the reporting person received an automatic grant of 2,567 RSUs. On November 1, 2018, such RSUs vested. Read SEC document |
| August 10, 2018 Filed Sep 7, 2018 01:14 UTC | KLA CORP KLAC · Entity 2838 | GiftCommon Stock | 10,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-011673 · wf-form4_153628284657950.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 28,281 F1 · ownership.nature: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| May 18, 2018 Filed May 22, 2018 21:44 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionRestricted Stock Units -2 · Derivative | 6,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001142615-18-000001 · edgardoc.xml · derivative · entry 2 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $220,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 18, 2018 Filed May 22, 2018 21:44 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionCommon Stock | 6,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001142615-18-000001 · edgardoc.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 20:23 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 1,177 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000094 · wf-form4_152365098104454.xml · derivative · entry 4 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177 Underlying: Common Stock · 1,177 shares Expires not disclosed F3 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders. F3 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:23 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 2,035 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000094 · wf-form4_152365098104454.xml · derivative · entry 3 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018. F2 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:23 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 2,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000094 · wf-form4_152365098104454.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:39 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,118 | $105.91 | $330,230.50 |
DisclosureSEC source: 0001628280-17-011668 · wf-form4_151095476437917.xml · nonDerivative · entry 3 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,645 F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $105.60 to $106.22. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:39 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,582 | $105.05 | $376,285.52 |
DisclosureSEC source: 0001628280-17-011668 · wf-form4_151095476437917.xml · nonDerivative · entry 2 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,763 F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $104.52 to $105.48. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:39 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,214 | $104.03 | $438,382.42 |
DisclosureSEC source: 0001628280-17-011668 · wf-form4_151095476437917.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,345 F1 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $103.49 to $104.41. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 22:11 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010740 · wf-form4_150966067131418.xml · nonDerivative · entry 3 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 22:11 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 2,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010740 · wf-form4_150966067131418.xml · nonDerivative · entry 2 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 22:11 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 2,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010740 · wf-form4_150966067131418.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,243 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Award vests on the earliest to occur of the next annual meeting of stockholders, the one year anniversary of the grant date and 10 days prior to a change of control. Read SEC document |
| May 18, 2017 Filed May 22, 2017 23:19 UTC | EBAY INC EBAY · Entity 3045 | GrantRestricted Stock Units -2 · Derivative | 6,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001142615-17-000002 · edgardoc.xml · derivative · entry 2 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,523 Underlying: Common Stock · 6,523 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $220,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 27, 2017 Filed May 1, 2017 21:33 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionRestricted Stock Units -1 · Derivative | 8,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001142615-17-000001 · edgardoc.xml · derivative · entry 2 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $220,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 27, 2017 Filed May 1, 2017 21:33 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionCommon Stock | 8,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001142615-17-000001 · edgardoc.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2017 Filed Apr 13, 2017 20:13 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 2,035 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000102 · wf-form4_149211438352492.xml · derivative · entry 4 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Underlying: Common Stock · 2,035 shares Expires not disclosed F3 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders. F3 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 20:13 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 2,801 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000102 · wf-form4_149211438352492.xml · derivative · entry 3 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2017. F2 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2017. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 20:13 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 2,801 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000102 · wf-form4_149211438352492.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 21:13 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 2,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020789 · wf-form4_147820758111811.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,669 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents a grant of RSUs that, pursuant to KLA-Tencor's outside director compensation program, was automatically granted to the Reporting Person on the date of KLA-Tencor's annual meeting of stockholders with respect to the Reporting Person's service on the Board of Directors for the upcoming year. The RSUs will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| November 04, 2015 Filed Nov 7, 2015 01:41 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 2,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-008505 · wf-form4_144686045029227.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,454 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents a grant of RSUs that, pursuant to KLA-Tencor's outside director compensation program, was automatically granted to the Reporting Person on the date of KLA-Tencor's annual meeting of stockholders with respect to the Reporting Person's service on the Board of Directors for the upcoming year. The RSUs will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| November 05, 2014 Filed Nov 6, 2014 01:50 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 2,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035694 · rrd418136.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,245 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents a grant of RSUs that, pursuant to KLA-Tencor's outside director compensation program, was automatically granted to the Reporting Person on the date of KLA-Tencor's annual meeting of stockholders with respect to the Reporting Person's service on the Board of Directors for the upcoming year. The RSUs will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| November 06, 2013 Filed Nov 7, 2013 00:12 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 2,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-057390 · rrd393702.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,620 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents a grant of RSUs that, pursuant to KLA-Tencor's outside director compensation program, was automatically granted to the Reporting Person on the date of KLA-Tencor's annual meeting of stockholders with respect to the Reporting Person's service on the Board of Directors for the upcoming year. The RSUs will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to buy) · Derivative | 1,875 | $0.00 Strike: $52.84 | $0.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · derivative · entry 23 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2014-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Represents a stock option granted on October 30, 2007, granting the Reporting Person the right to purchase up to 1,875 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 30, 2007. Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 1,875 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · derivative · entry 22 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2014-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Represents a stock option granted on July 31, 2007, granting the Reporting Person the right to purchase up to 1,875 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on July 31, 2007. Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 1,875 | $0.00 Strike: $55.88 | $0.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · derivative · entry 21 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2014-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents a stock option granted on May 1, 2007, granting the Reporting Person the right to purchase up to 1,875 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 1, 2007. Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to buy) · Derivative | 2,500 | $0.00 Strike: $40.24 | $0.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · derivative · entry 20 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2015-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents a stock option granted on May 11, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 11, 2005. Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $44.76 | $0.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · derivative · entry 19 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2015-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents a stock option granted on January 25, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 25, 2005. Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $59.44 | $0.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · derivative · entry 18 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2013-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents a stock option granted on November 5, 2003, granting the Reporting Person the right to purchase up to 5,000 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on November 5, 2003. Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $59.44 | $0.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · derivative · entry 17 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2013-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents a stock option granted on November 5, 2003, granting the Reporting Person the right to purchase up to 5,000 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on November 5, 2003. Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,875 | $64.85 | $121,593.75 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 14 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,875 | $52.84 | $99,075.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 13 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,875 | $64.85 | $121,593.75 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 12 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,875 | $56.79 | $106,481.25 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 11 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,875 | $64.85 | $121,593.75 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 10 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 Read SEC document |
| October 29, 2013 Filed Oct 31, 2013 21:03 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,875 | $55.88 | $104,775.00 |
DisclosureSEC source: 0001181431-13-055948 · rrd393681.xml · nonDerivative · entry 9 BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.