Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRANSACT TECHNOLOGIES INCTACT · Entity 7179 | Director · CEO · 10% owner | March 02, 2023 | March 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRANSACT TECHNOLOGIES INC
Report date March 02, 2023 · Filed March 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 131,922 |
Ending reported balance
After 2023-03-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-02 · Exercise / conversion · Acquired 3,160 · Balance 129,107 F2: Mr. Shuldman relinquished 1,190 shares of common stock of the 4,350 restricted stock units that converted to common stock on March 2, 2023 in order to pay the required income and payroll taxes. Row 2 · 2023-03-04 · Exercise / conversion · Acquired 2,815 · Balance 131,922 F5: Shares of restricted stock units (RSU) vested on 03/04/2023 and issued on 03/06/2023. F4: Mr. Shuldman relinquished 1,060 shares of common stock of the 3,875 restricted stock units that converted to common stock on March 4, 2023 in order to pay the required income and payroll taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,050 |
Reported balance
After 2023-03-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-03-02 · Exercise / conversion · Disposed 4,350 · Balance 13,050 F1: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,750 |
Reported balance
After 2023-03-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-03-04 · Exercise / conversion · Disposed 3,875 · Balance 7,750 F3: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F5: Shares of restricted stock units (RSU) vested on 03/04/2023 and issued on 03/06/2023. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 1,500 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.
F2: Mr. Shuldman relinquished 1,190 shares of common stock of the 4,350 restricted stock units that converted to common stock on March 2, 2023 in order to pay the required income and payroll taxes.
F3: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.
F4: Mr. Shuldman relinquished 1,060 shares of common stock of the 3,875 restricted stock units that converted to common stock on March 4, 2023 in order to pay the required income and payroll taxes.
F5: Shares of restricted stock units (RSU) vested on 03/04/2023 and issued on 03/06/2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2017 Filed Sep 13, 2017 21:20 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionStock Option · Derivative | 1,301 | $5.24 Strike: $5.24 | $6,817.24 |
DisclosureSEC source: 0001017303-17-000054 · primary_doc.xml · derivative · entry 10 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200 Underlying: Common Stock · 1,301 shares Expires 2018-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 21:20 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | SaleCommon Stock | 1,301 | $9.60 | $12,489.60 |
DisclosureSEC source: 0001017303-17-000054 · primary_doc.xml · nonDerivative · entry 2 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,814 F1 · price: Represents the sale of 1,301 shares in 14 different transactions ranging from $9.50 to $9.75 per share, resulting in a weighted average sale price per share of $9.60. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 21:20 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionCommon Stock | 1,301 | $5.24 | $6,817.24 |
DisclosureSEC source: 0001017303-17-000054 · primary_doc.xml · nonDerivative · entry 1 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 20:48 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionStock Option · Derivative | 99 | $5.24 Strike: $5.24 | $518.76 |
DisclosureSEC source: 0001245709-17-000002 · primary_doc.xml · derivative · entry 12 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,501 Underlying: Common Stock · 99 shares Expires 2018-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 20:48 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | SaleCommon Stock | 99 | $9.55 | $945.45 |
DisclosureSEC source: 0001245709-17-000002 · primary_doc.xml · nonDerivative · entry 6 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,814 Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 20:48 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionCommon Stock | 99 | $5.24 | $518.76 |
DisclosureSEC source: 0001245709-17-000002 · primary_doc.xml · nonDerivative · entry 5 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 20:48 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionStock Option · Derivative | 700 | $5.24 Strike: $5.24 | $3,668.00 |
DisclosureSEC source: 0001245709-17-000002 · primary_doc.xml · derivative · entry 11 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,600 Underlying: Common Stock · 700 shares Expires 2018-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 20:48 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | SaleCommon Stock | 700 | $9.50 | $6,650.00 |
DisclosureSEC source: 0001245709-17-000002 · primary_doc.xml · nonDerivative · entry 4 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,814 Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 20:48 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionCommon Stock | 700 | $5.24 | $3,668.00 |
DisclosureSEC source: 0001245709-17-000002 · primary_doc.xml · nonDerivative · entry 3 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:48 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionStock Option · Derivative | 700 | $5.24 Strike: $5.24 | $3,668.00 |
DisclosureSEC source: 0001245709-17-000002 · primary_doc.xml · derivative · entry 10 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,300 Underlying: Common Stock · 700 shares Expires 2018-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:48 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | SaleCommon Stock | 700 | $9.80 | $6,860.00 |
DisclosureSEC source: 0001245709-17-000002 · primary_doc.xml · nonDerivative · entry 2 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,814 Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:48 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionCommon Stock | 700 | $5.24 | $3,668.00 |
DisclosureSEC source: 0001245709-17-000002 · primary_doc.xml · nonDerivative · entry 1 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 24, 2017 17:37 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | GrantRestricted Stock Units · Derivative | 16,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-17-000034 · primary_doc.xml · derivative · entry 6 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,200 Underlying: Common Stock · 16,200 shares Expires not disclosed F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. Read SEC document |
| May 22, 2017 Filed May 24, 2017 17:37 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | GrantStock Option · Derivative | 82,100 | $8.30 Strike: $8.30 | $681,430.00 |
DisclosureSEC source: 0001017303-17-000034 · primary_doc.xml · derivative · entry 5 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,100 Underlying: Common Stock · 82,100 shares Expires 2027-05-22 F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:19 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionDeferred Stock Units · Derivative | 6,032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001017303-17-000006 · primary_doc.xml · derivative · entry 7 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,074 Underlying: Common Stock · 6,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis. F1 · price: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:19 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | GrantCommon Stock | 3,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-17-000006 · primary_doc.xml · nonDerivative · entry 2 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,814 F2 · shares: Mr. Shuldman relinquished 2,368 shares of common stock of the 6,032 deferred stock units that converted to common stock on February 27, 2017 in order to pay required income and payroll taxes. F1 · price: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:19 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionRestricted Stock Units · Derivative | 4,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001017303-17-000006 · primary_doc.xml · derivative · entry 6 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,600 Underlying: Common Stock · 4,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F3 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:19 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | GrantCommon Stock | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-17-000006 · primary_doc.xml · nonDerivative · entry 1 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,150 F3 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. Read SEC document |
| September 15, 2016 Filed Sep 15, 2016 20:57 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | SaleCommon Stock | 1,784 | $7.25 | $12,934.00 |
DisclosureSEC source: 0001017303-16-000113 · primary_doc.xml · nonDerivative · entry 3 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,950 F3 · price: Represents the sale of 1,784 shares in 7 different transactions, for $7.25 per share. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 20:57 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | SaleCommon Stock | 2,180 | $7.36 | $16,044.80 |
DisclosureSEC source: 0001017303-16-000113 · primary_doc.xml · nonDerivative · entry 2 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,734 F2 · price: Represents the sale of 2,180 shares in 15 different transactions, ranging from $7.25 and $7.58 per share, resulting in a weighted average sale price per share of $7.36. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 20:57 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | SaleCommon Stock | 2,036 | $7.38 | $15,025.68 |
DisclosureSEC source: 0001017303-16-000113 · primary_doc.xml · nonDerivative · entry 1 SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,914 F1 · price: Represents the sale of 2,036 shares in 14 different transactions, ranging from $7.25 and $7.54 per share, resulting in a weighted average sale price per share of $7.38. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.