Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Smartbird, Inc.BIRD · Entity 1517 | Chief Financial Officer | March 02, 2023 | March 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Smartbird, Inc.
Report date March 02, 2023 · Filed March 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 323,188 |
Reported balance
After 2023-03-02 transaction · row 1
1 source rowRow 1 · 2023-03-02 · Sale · Disposed 10,570 · Balance 323,188 F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.86, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.86, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PANERA BREAD CO
Report date July 18, 2017 · Filed July 18, 2017
Section 16 reporting ended · disclosed 2017-07-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-18 transaction · row 1
1 source rowRow 1 · 2017-07-18 · Disposition to issuer · Disposed 5,191 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. in exchange for $315 per share in cash, without interest, less any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. in exchange for $315 per share in cash, without interest, less any applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2023 Filed Mar 6, 2023 18:12 UTC | Smartbird, Inc. BIRD · Entity 1517 | SaleClass A Common Stock | 10,570 | $2.82 | $29,807.40 |
DisclosureSEC source: 0001653909-23-000017 · wf-form4_167814435485665.xml · nonDerivative · entry 1 Bufano Michael J · CIK 0001616098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,188 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.86, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 16:41 UTC | Smartbird, Inc. BIRD · Entity 1517 | SaleClass A Common Stock | 12,932 | $2.87 | $37,114.84 |
DisclosureSEC source: 0001653909-22-000087 · wf-form4_167036285349023.xml · nonDerivative · entry 1 Bufano Michael J · CIK 0001616098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,758 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.87 to $2.88, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Includes 1476 shares acquired under the Allbirds, Inc. 2021 Employee Stock Purchase Plan. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 17:20 UTC | Smartbird, Inc. BIRD · Entity 1517 | SaleClass A Common Stock | 9,237 | $3.95 | $36,486.15 |
DisclosureSEC source: 0001653909-22-000077 · wf-form4_166249918241541.xml · nonDerivative · entry 1 Bufano Michael J · CIK 0001616098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,214 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.94 to $3.98, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Includes 745 shares acquired under the Allbirds, Inc. 2021 Employee Stock Purchase Plan. Read SEC document |
| May 22, 2022 Filed May 24, 2022 18:38 UTC | Smartbird, Inc. BIRD · Entity 1517 | GrantStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $4.68 | Not disclosed |
DisclosureSEC source: 0001209191-22-031722 · doc4.xml · derivative · entry 3 Bufano Michael J · CIK 0001616098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Class B Common Stock · 75,000 shares Expires 2031-03-11 F4 · price: On May 22, 2022, the option granted to the Reporting Person on March 12, 2021 was amended to reduce the exercise price to $4.68 per share. F2 · derivative.exercise_date: The option vests in 36 equal monthly installments measured from April 22, 2022, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on each such vesting date. F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| May 22, 2022 Filed May 24, 2022 18:38 UTC | Smartbird, Inc. BIRD · Entity 1517 | Disposition to issuerStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $4.70 | Not disclosed |
DisclosureSEC source: 0001209191-22-031722 · doc4.xml · derivative · entry 2 Bufano Michael J · CIK 0001616098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 75,000 shares Expires 2031-03-11 F4 · price: On May 22, 2022, the option granted to the Reporting Person on March 12, 2021 was amended to reduce the exercise price to $4.68 per share. F2 · derivative.exercise_date: The option vests in 36 equal monthly installments measured from April 22, 2022, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on each such vesting date. F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| May 22, 2022 Filed May 24, 2022 18:38 UTC | Smartbird, Inc. BIRD · Entity 1517 | GrantClass A Common Stock | 295,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031722 · doc4.xml · nonDerivative · entry 1 Bufano Michael J · CIK 0001616098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,706 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/12 of the RSUs shall vest on the three-month anniversary of June 1, 2022, and 1/12 of the RSUs shall vest quarterly thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| May 22, 2022 Filed May 25, 2022 20:03 UTC Amendment | Smartbird, Inc. BIRD · Entity 1517 | GrantStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $4.39 | Not disclosed |
DisclosureSEC source: 0001209191-22-031998 · doc4a.xml · derivative · entry 3 Bufano Michael J · CIK 0001616098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Class B Common Stock · 75,000 shares Expires 2031-03-11 F4 · price: On May 22, 2022, the option granted to the Reporting Person on March 12, 2021 was amended to reduce the exercise price to $4.39 per share. F2 · derivative.exercise_date: The option vests in 36 equal monthly installments measured from April 22, 2022, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on each such vesting date. F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| May 22, 2022 Filed May 25, 2022 20:03 UTC Amendment | Smartbird, Inc. BIRD · Entity 1517 | Disposition to issuerStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $4.70 | Not disclosed |
DisclosureSEC source: 0001209191-22-031998 · doc4a.xml · derivative · entry 2 Bufano Michael J · CIK 0001616098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 75,000 shares Expires 2031-03-11 F4 · price: On May 22, 2022, the option granted to the Reporting Person on March 12, 2021 was amended to reduce the exercise price to $4.39 per share. F2 · derivative.exercise_date: The option vests in 36 equal monthly installments measured from April 22, 2022, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on each such vesting date. F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| May 22, 2022 Filed May 25, 2022 20:03 UTC Amendment | Smartbird, Inc. BIRD · Entity 1517 | GrantClass A Common Stock | 295,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031998 · doc4a.xml · nonDerivative · entry 1 Bufano Michael J · CIK 0001616098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,706 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/12 of the RSUs shall vest on the three-month anniversary of June 1, 2022, and 1/12 of the RSUs shall vest quarterly thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 16:54 UTC | Smartbird, Inc. BIRD · Entity 1517 | PurchaseClass A Common Stock | 25,000 | $5.17 | $129,152.50 |
DisclosureSEC source: 0001209191-22-018849 · doc4.xml · nonDerivative · entry 1 Bufano Michael J · CIK 0001616098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,333 F1 · price: Price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $5.13 to $5.21, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 33,333 shares underlying restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 16:31 UTC | Smartbird, Inc. BIRD · Entity 1517 | GrantClass A Common Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064461 · doc4.xml · nonDerivative · entry 1 Bufano Michael J · CIK 0001616098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/3 of the RSUs vest on December 1, 2022, and 1/3 of the RSUs vest yearly thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) on each such vesting date. Read SEC document |
| July 18, 2017 Filed Jul 18, 2017 17:28 UTC | PANERA BREAD CO PNRA · Entity 174378 | Disposition to issuerClass A Common Stock | 5,191 | $315.00 | $1,635,165.00 |
DisclosureSEC source: 0001209191-17-045543 · doc4.xml · nonDerivative · entry 1 Bufano Michael J · CIK 0001616098 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. in exchange for $315 per share in cash, without interest, less any applicable withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.