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Hawkins Thomas P

Disclosed activity across 1 company

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115888
SEC CIK
0001762851

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OSHKOSH CORPOSK · Entity 3573SVP, Government RelationsMarch 06, 2023March 07, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OSHKOSH CORP

Report date March 06, 2023 · Filed March 07, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,220.16 Reported balance After 2023-03-06 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2023-03-06 · Exercise / conversion · Acquired 2.403 · Balance 6,220.16

F1: Dividend paid on Restricted Stock Units vested and distributed on February 21, 2023 which fell between dividend record date and dividend payment date.

Common StockSEC Table I · non-derivativeDirect6,218.163 Reported balance After 2023-03-06 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2023-03-06 · Tax withholding · Disposed 2 · Balance 6,218.163

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,068.174 Reported balance After 2023-03-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-03-06 · Exercise / conversion · Disposed 2.403 · Balance 1,068.174

F2: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend paid on Restricted Stock Units vested and distributed on February 21, 2023 which fell between dividend record date and dividend payment date.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2021 Filed Dec 3, 2021 17:28 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 2.488 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-012099 · form4.xml · derivative · entry 9

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501.604

Underlying: Common Stock · 2.488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 17:28 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 1.792 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-012099 · form4.xml · derivative · entry 8

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539.955

Underlying: Common Stock · 1.792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 17:28 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 2.455 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-012099 · form4.xml · derivative · entry 7

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2.455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 17:28 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2 $111.12 $222.24
Disclosure

SEC source: 0001062993-21-012099 · form4.xml · nonDerivative · entry 6

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,280.245

Read SEC document
December 01, 2021 Filed Dec 3, 2021 17:28 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2.488 $111.12 $276.47
Disclosure

SEC source: 0001062993-21-012099 · form4.xml · nonDerivative · entry 5

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,282.245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 16, 2021 which fell between dividend record date and dividend payment date

Read SEC document
December 01, 2021 Filed Dec 3, 2021 17:28 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1 $111.12 $111.12
Disclosure

SEC source: 0001062993-21-012099 · form4.xml · nonDerivative · entry 4

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,279.757

Read SEC document
December 01, 2021 Filed Dec 3, 2021 17:28 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 1.792 $111.12 $199.13
Disclosure

SEC source: 0001062993-21-012099 · form4.xml · nonDerivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,280.757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2021 which fell between dividend record date and dividend payment date

Read SEC document
December 01, 2021 Filed Dec 3, 2021 17:28 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2 $111.12 $222.24
Disclosure

SEC source: 0001062993-21-012099 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,278.965

Read SEC document
December 01, 2021 Filed Dec 3, 2021 17:28 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2.455 $111.12 $272.80
Disclosure

SEC source: 0001062993-21-012099 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,280.965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2021 which fell between dividend record date and dividend payment date

Read SEC document
November 29, 2021 Filed Dec 1, 2021 17:52 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 7.472 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-011847 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504.092

Underlying: Common Stock · 7.472 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 17:52 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 3.584 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-011847 · form4.xml · derivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541.747

Underlying: Common Stock · 3.584 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 17:52 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 2.455 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-011847 · form4.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.455

Underlying: Common Stock · 2.455 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 16:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 737.237 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-011321 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 737.237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 16:54 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 333 $112.41 $37,432.53
Disclosure

SEC source: 0001062993-21-011321 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,278.51

Read SEC document
November 19, 2021 Filed Nov 22, 2021 16:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 737.237 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-011321 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,611.51

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 19:09 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 538.165 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-011198 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538.163

Underlying: Common Stock · 538.165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 19:09 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 243 $113.41 $27,558.63
Disclosure

SEC source: 0001062993-21-011198 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,874.273

Read SEC document
November 18, 2021 Filed Nov 19, 2021 19:09 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 538.165 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-011198 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,117.273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 22:01 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 747.301 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-011080 · form4.xml · derivative · entry 4

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,496.62

Underlying: Common Stock · 747.301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 22:01 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 338 $115.07 $38,893.66
Disclosure

SEC source: 0001062993-21-011080 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,579.108

Read SEC document
November 16, 2021 Filed Nov 17, 2021 22:01 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 747.301 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-011080 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917.108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:01 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 775 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-011080 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775

Underlying: Common Stock · 775 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:27 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 712 $101.66 $72,381.92
Disclosure

SEC source: 0001062993-21-009685 · form4.xml · nonDerivative · entry 4

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,169.807

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:27 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 1,577 $101.66 $160,317.82
Disclosure

SEC source: 0001062993-21-009685 · form4.xml · nonDerivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,881.807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2018 through September 30, 2021.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:27 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1,002 $101.66 $101,863.32
Disclosure

SEC source: 0001062993-21-009685 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,304.807

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:27 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2,221 $101.66 $225,786.86
Disclosure

SEC source: 0001062993-21-009685 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,306.807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2018 through September 30, 2021 (which takes into account performance through June 30, 2021).

Read SEC document
August 30, 2021 Filed Sep 1, 2021 20:07 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.39 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008091 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,243.921

Underlying: Common Stock · 6.39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 20:07 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 3.065 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008091 · form4.xml · derivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076.328

Underlying: Common Stock · 3.065 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 20:07 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 2.099 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008091 · form4.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737.237

Underlying: Common Stock · 2.099 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 20:00 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 5.604 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005220 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,237.531

Underlying: Common Stock · 5.604 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 20:00 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 2.688 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005220 · form4.xml · derivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073.263

Underlying: Common Stock · 2.688 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 20:00 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 1.841 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005220 · form4.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735.138

Underlying: Common Stock · 1.841 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:08 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.927 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002143 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,231.927

Underlying: Common Stock · 6.927 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:08 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 3.323 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002143 · form4.xml · derivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070.575

Underlying: Common Stock · 3.323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

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February 26, 2021 Filed Mar 2, 2021 19:08 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 2.276 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002143 · form4.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733.297

Underlying: Common Stock · 2.276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

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December 01, 2020 Filed Dec 3, 2020 20:01 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 2.179 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000180 · edgar.xml · derivative · entry 6

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067.252

Underlying: Common Stock · 2.179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

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December 01, 2020 Filed Dec 3, 2020 20:01 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 2.98 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000180 · edgar.xml · derivative · entry 5

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731.021

Underlying: Common Stock · 2.98 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

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December 01, 2020 Filed Dec 3, 2020 20:01 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1 $80.50 $80.50
Disclosure

SEC source: 0000775158-20-000180 · edgar.xml · nonDerivative · entry 4

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085.807

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:01 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2.179 $80.50 $175.41
Disclosure

SEC source: 0000775158-20-000180 · edgar.xml · nonDerivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086.807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2020 which fell between dividend record date and dividend payment date.

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December 01, 2020 Filed Dec 3, 2020 20:01 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2 $80.50 $161.00
Disclosure

SEC source: 0000775158-20-000180 · edgar.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084.628

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:01 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2.98 $80.50 $239.89
Disclosure

SEC source: 0000775158-20-000180 · edgar.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086.628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2020 which fell between dividend record date and dividend payment date.

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November 30, 2020 Filed Dec 2, 2020 17:23 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.536 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000161 · edgar.xml · derivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069.431

Underlying: Common Stock · 6.536 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 17:23 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 5.965 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000161 · edgar.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734.001

Underlying: Common Stock · 5.965 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 17:49 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 727.01 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000137 · edgar.xml · derivative · entry 6

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728.036

Underlying: Common Stock · 727.01 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 17:49 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 328 $80.19 $26,302.32
Disclosure

SEC source: 0000775158-20-000137 · edgar.xml · nonDerivative · entry 4

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083.648

Read SEC document
November 19, 2020 Filed Nov 20, 2020 17:49 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 727.01 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-20-000137 · edgar.xml · nonDerivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,411.648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 17:49 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 531.447 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000137 · edgar.xml · derivative · entry 5

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062.895

Underlying: Common Stock · 531.447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 17:49 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 240 $79.23 $19,015.20
Disclosure

SEC source: 0000775158-20-000137 · edgar.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684.638

Read SEC document
November 18, 2020 Filed Nov 20, 2020 17:49 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 531.447 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-20-000137 · edgar.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924.638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:46 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000119 · edgar.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

Underlying: Common Stock · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.