TapewireFind a company

person · Reporting owner

Hawkins Thomas P

Disclosed activity across 1 company

Tapewire entity
115888
SEC CIK
0001762851

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OSHKOSH CORPOSK · Entity 3573SVP, Government RelationsMarch 06, 2023March 07, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OSHKOSH CORP

Report date March 06, 2023 · Filed March 07, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,220.16 Reported balance After 2023-03-06 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2023-03-06 · Exercise / conversion · Acquired 2.403 · Balance 6,220.16

F1: Dividend paid on Restricted Stock Units vested and distributed on February 21, 2023 which fell between dividend record date and dividend payment date.

Common StockSEC Table I · non-derivativeDirect6,218.163 Reported balance After 2023-03-06 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2023-03-06 · Tax withholding · Disposed 2 · Balance 6,218.163

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,068.174 Reported balance After 2023-03-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-03-06 · Exercise / conversion · Disposed 2.403 · Balance 1,068.174

F2: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend paid on Restricted Stock Units vested and distributed on February 21, 2023 which fell between dividend record date and dividend payment date.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2023 Filed Mar 7, 2023 21:24 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 2.403 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006185 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068.174

Underlying: Common Stock · 2.403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:24 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2 $90.70 $181.40
Disclosure

SEC source: 0001062993-23-006185 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,218.163

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:24 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2.403 $90.70 $217.95
Disclosure

SEC source: 0001062993-23-006185 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,220.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on February 21, 2023 which fell between dividend record date and dividend payment date.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:34 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 7.21 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005743 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070.577

Underlying: Common Stock · 7.21 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/21/2022.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/21/2022.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:34 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 2.375 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005743 · form4.xml · derivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527.746

Underlying: Common Stock · 2.375 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:34 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 3.449 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005743 · form4.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766.406

Underlying: Common Stock · 3.449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 18:30 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 531.684 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004321 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063.367

Underlying: Common Stock · 531.684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 18:30 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 268 $89.15 $23,892.20
Disclosure

SEC source: 0001062993-23-004321 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,217.76

Read SEC document
February 21, 2023 Filed Feb 22, 2023 18:30 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 531.684 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004321 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,485.76

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:00 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 1.068 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023064 · form4.xml · derivative · entry 9

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525.371

Underlying: Common Stock · 1.068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:00 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 3.109 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023064 · form4.xml · derivative · entry 8

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762.957

Underlying: Common Stock · 3.109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:00 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 2.236 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023064 · form4.xml · derivative · entry 7

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2.236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:00 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1 $90.43 $90.43
Disclosure

SEC source: 0001062993-22-023064 · form4.xml · nonDerivative · entry 6

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,954.076

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:00 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 1.068 $90.43 $96.58
Disclosure

SEC source: 0001062993-22-023064 · form4.xml · nonDerivative · entry 5

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,955.076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 15, 2022 which fell between dividend record date and dividend payment date.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:00 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2 $90.43 $180.86
Disclosure

SEC source: 0001062993-22-023064 · form4.xml · nonDerivative · entry 4

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,954.008

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:00 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 3.109 $90.43 $281.15
Disclosure

SEC source: 0001062993-22-023064 · form4.xml · nonDerivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,956.008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 16, 2022 which fell between dividend record date and dividend payment date.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:00 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2 $90.43 $180.86
Disclosure

SEC source: 0001062993-22-023064 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,952.899

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:00 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2.236 $90.43 $202.20
Disclosure

SEC source: 0001062993-22-023064 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,954.899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2022 which fell between dividend record date and dividend payment date.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 22:28 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.5 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022939 · form4.xml · derivative · entry 4

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595.051

Underlying: Common Stock · 6.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/21/2022.

F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/21/2022.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 22:28 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 3.209 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022939 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526.439

Underlying: Common Stock · 3.209 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 22:28 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.218 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022939 · form4.xml · derivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766.066

Underlying: Common Stock · 6.218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 22:28 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 2.236 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022939 · form4.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.236

Underlying: Common Stock · 2.236 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 19:06 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 546.461 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022543 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 546.461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 19:06 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 247 $92.18 $22,768.46
Disclosure

SEC source: 0001062993-22-022543 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,952.663

Read SEC document
November 18, 2022 Filed Nov 21, 2022 19:06 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 546.461 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-022543 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,199.663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:28 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 759.849 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022413 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759.848

Underlying: Common Stock · 759.849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2022.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:28 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 343 $91.67 $31,442.81
Disclosure

SEC source: 0001062993-22-022413 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,653.202

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:28 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 759.849 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-022413 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,996.202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:22 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 261.108 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022279 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523.23

Underlying: Common Stock · 261.108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:22 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 118 $93.66 $11,051.88
Disclosure

SEC source: 0001062993-22-022279 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,236.353

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:22 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 261.108 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-022279 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,354.353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:21 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 207 $77.81 $16,106.67
Disclosure

SEC source: 0001062993-22-020946 · form4.xml · nonDerivative · entry 4

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,093.245

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:21 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 458 $77.81 $35,636.98
Disclosure

SEC source: 0001062993-22-020946 · form4.xml · nonDerivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300.245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:21 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 463 $77.81 $36,026.03
Disclosure

SEC source: 0001062993-22-020946 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,842.245

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:21 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 1,025 $77.81 $79,755.25
Disclosure

SEC source: 0001062993-22-020946 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,305.245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022 (which takes into account performance through June 30, 2022).

Read SEC document
August 29, 2022 Filed Aug 31, 2022 16:11 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 7.258 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018901 · form4.xml · derivative · entry 4

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588.551

Underlying: Common Stock · 7.258 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/21/2022.

F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/21/2022.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 16:11 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 3.584 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018901 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784.338

Underlying: Common Stock · 3.584 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 16:11 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.944 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018901 · form4.xml · derivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,519.697

Underlying: Common Stock · 6.944 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 16:11 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 2.497 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018901 · form4.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546.461

Underlying: Common Stock · 2.497 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019.

Read SEC document
May 27, 2022 Filed May 31, 2022 18:07 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.293 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013830 · form4.xml · derivative · entry 4

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581.293

Underlying: Common Stock · 6.293 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/21/2022.

F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/21/2022.

Read SEC document
May 27, 2022 Filed May 31, 2022 18:07 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 3.107 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013830 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780.754

Underlying: Common Stock · 3.107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

Read SEC document
May 27, 2022 Filed May 31, 2022 18:07 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.02 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013830 · form4.xml · derivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512.753

Underlying: Common Stock · 6.02 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

Read SEC document
May 27, 2022 Filed May 31, 2022 18:07 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 2.165 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013830 · form4.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543.964

Underlying: Common Stock · 2.165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 15:26 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 2.647 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006018 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777.647

Underlying: Common Stock · 2.647 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 15:26 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 5.129 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006018 · form4.xml · derivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506.733

Underlying: Common Stock · 5.129 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 15:26 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 1.844 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006018 · form4.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541.799

Underlying: Common Stock · 1.844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 20:47 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 1,575 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005104 · form4.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 1,575 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 16:09 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionOptions · Derivative 3,500 $0.00 Strike: $66.09 $0.00
Disclosure

SEC source: 0001062993-22-001938 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2028-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 16:09 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 3,500 $112.47 $393,645.00
Disclosure

SEC source: 0001062993-22-001938 · form4.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,280.245

Read SEC document
January 31, 2022 Filed Feb 1, 2022 16:09 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 3,500 $66.09 $231,315.00
Disclosure

SEC source: 0001062993-22-001938 · form4.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,780.245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.