Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | Chief Capital Markets Officer | April 23, 2018 | April 24, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Chief Investment Officer | February 27, 2023 | March 01, 2023 |
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Chief Investment Officer | March 03, 2023 | March 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date April 23, 2018 · Filed April 24, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 39,812 |
Reported balance
After 2018-04-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-23 · Sale · Disposed 5,750 · Balance 39,812 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2: The price reported is the weighted average price of multiple transactions ranging from $20.50 to $21.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3: The reported amount consists of 15,856 restricted stock units and 23,956 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 37,969 |
Reported balance
After 2018-04-24 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-04-24 · Sale · Disposed 1,843 · Balance 37,969 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $20.55 to $20.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F5: The reported amount consists of 15,856 restricted stock units and 22,113 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectThe Fartaj Family Trust | 845,254 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 845,254 F6: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 15,882 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 15,882 F7: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 28,216 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 28,216 F8: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 23,829 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 23,829 F9: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 27,771 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 27,771 F10: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 27,700 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 27,700 F11: This nonstatutory stock option to purchase 27,700 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08 | Direct | 21,174 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 21,174 F12: This nonstatutory stock option to purchase 21,174 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F2: The price reported is the weighted average price of multiple transactions ranging from $20.50 to $21.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F3: The reported amount consists of 15,856 restricted stock units and 23,956 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F4: The price reported is the weighted average price of multiple transactions ranging from $20.55 to $20.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F5: The reported amount consists of 15,856 restricted stock units and 22,113 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F6: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
F7: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
F8: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F9: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
F10: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F11: This nonstatutory stock option to purchase 27,700 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
F12: This nonstatutory stock option to purchase 21,174 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date February 27, 2023 · Filed March 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 124,488 |
Reported balance
After 2023-02-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-27 · Tax withholding · Disposed 1,192 · Balance 124,488 F1: Represents shares withheld for taxes upon vesting of restricted stock units. F2: The reported amount consists of 15,168 restricted stock units and 109,320 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| Common StockSEC Table I · non-derivative | IndirectThe Fartaj Family Trust | 828,906 |
Reported balance
Holding disclosure · report date 2023-02-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 828,906 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted stock units.
F2: The reported amount consists of 15,168 restricted stock units and 109,320 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
PennyMac Mortgage Investment Trust
Report date March 03, 2023 · Filed March 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 137,534 |
Reported balance
After 2023-03-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-03 · Tax withholding · Disposed 1,034 · Balance 137,534 F1: Represents shares withheld for taxes upon vesting of restricted share units. F2: The reported amount consists of 30,784 restricted share units and 106,750 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted share units.
F2: The reported amount consists of 30,784 restricted share units and 106,750 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2019 Filed Feb 14, 2019 16:12 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 6,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005992 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,918 F1 · shares: The Reporting Person was granted 6,575 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 26,482 restricted share units and 67,436 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 15:43 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,196 | $18.50 | $22,126.00 |
DisclosureSEC source: 0001127602-19-000628 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,343 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 19,907 restricted share units and 67,436 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 15:38 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,862 | $18.70 | $34,811.95 |
DisclosureSEC source: 0001127602-18-020126 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,539 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $18.605 to $18.77. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 22,300 restricted share units and 66,239 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| April 24, 2018 Filed Apr 24, 2018 18:20 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 1,843 | $20.69 | $38,134.62 |
DisclosureSEC source: 0001127602-18-015190 · form4.xml · nonDerivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,969 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $20.55 to $20.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 15,856 restricted stock units and 22,113 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| April 23, 2018 Filed Apr 24, 2018 18:20 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,750 | $20.61 | $118,490.25 |
DisclosureSEC source: 0001127602-18-015190 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,812 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $20.50 to $21.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 15,856 restricted stock units and 23,956 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| April 23, 2018 Filed Apr 24, 2018 18:14 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 456 | $17.53 | $7,993.68 |
DisclosureSEC source: 0001127602-18-015186 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,401 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 26,025 restricted share units and 64,376 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 16:49 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 456 | $17.32 | $7,897.92 |
DisclosureSEC source: 0001127602-18-014761 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,857 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 26,025 restricted share units and 64,832 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 16:46 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 7,593 | $21.59 | $163,940.46 |
DisclosureSEC source: 0001127602-18-014758 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,562 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $21.425 to $21.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 15,856 restricted stock units and 29,706 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 17:37 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 616 | $22.50 | $13,860.00 |
DisclosureSEC source: 0001127602-18-014108 · form4.xml · nonDerivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,155 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · balance_after: The reported amount consists of 15,856 restricted stock units and 37,299 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 17:37 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 30,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014108 · form4.xml · derivative · entry 4 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 30,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 17:37 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantPerformance-Based Restricted Stock Units · Derivative | 30,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014108 · form4.xml · derivative · entry 3 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,372 Underlying: Class A Common Stock · 30,372 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 17:37 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 30,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014108 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F2 · balance_after: The reported amount consists of 15,856 restricted stock units and 37,915 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 13:34 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 615 | $22.90 | $14,083.50 |
DisclosureSEC source: 0001127602-18-012892 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,399 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 15,856 restricted stock units and 7,543 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 18:24 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 616 | $24.00 | $14,784.00 |
DisclosureSEC source: 0001127602-18-012320 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,014 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 15,856 restricted stock units and 8,158 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 18:01 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 1,827 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011605 · form4.xml · derivative · entry 4 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 1,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 18:01 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 1,827 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011605 · form4.xml · derivative · entry 3 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,827 Underlying: Common Shares of Beneficial Interest · 1,827 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 18:01 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 1,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011605 · form4.xml · nonDerivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F4 · balance_after: The reported amount consists of 26,025 restricted share units and 65,288 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 18:01 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 6,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011605 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,486 F1 · shares: The Reporting Person was granted 6,381 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 26,025 restricted share units and 63,461 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 14:56 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 21,174 | $0.00 Strike: $24.40 | $0.00 |
DisclosureSEC source: 0001127602-18-011113 · form4.xml · derivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,174 Underlying: Class A Common Stock · 21,174 shares Expires 2028-03-08 F3 · shares: This nonstatutory stock option to purchase 21,174 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 14:56 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 8,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011113 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,630 F1 · shares: The Reporting Person was granted 8,469 restricted stock units in connection with his service as an officer of the Issuer. The restricted stock units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of Class A Common Stock upon vesting. F2 · balance_after: The reported amount consists of 15,856 restricted stock units and 8,774 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 18:19 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,826 | $17.30 | $31,585.78 |
DisclosureSEC source: 0001127602-18-009196 · form4.xml · nonDerivative · entry 3 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,105 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F7 · balance_after: The reported amount consists of 19,644 restricted share units and 63,461 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 18:19 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,100 | $17.29 | $19,021.97 |
DisclosureSEC source: 0001127602-18-009196 · form4.xml · nonDerivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,931 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.36. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 19,644 restricted share units and 65,287 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 18:19 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,538 | $17.30 | $26,599.86 |
DisclosureSEC source: 0001127602-18-009196 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,031 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.36. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 19,644 restricted share units and 66,387 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| October 27, 2017 Filed Feb 14, 2018 17:20 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GiftCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 845,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006103 · form5.xml · derivative · entry 3 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The Fartaj Family Trust Disclosed balance after: 845,254 Underlying: Class A Common Stock · 845,254 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| October 27, 2017 Filed Feb 14, 2018 17:20 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GiftCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 845,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006103 · form5.xml · derivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 845,254 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 16:41 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,862 | $17.65 | $32,855.92 |
DisclosureSEC source: 0001127602-17-020802 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,569 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.59 to $17.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 33,359 restricted share units and 54,210 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:46 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,625 | $17.64 | $28,665.00 |
DisclosureSEC source: 0001127602-17-018509 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,431 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 37,084 restricted share units and 52,347 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 18:12 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,081 | $16.00 | $81,276.69 |
DisclosureSEC source: 0001127602-17-014645 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,161 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $15.85 to $16.075. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 11,080 restricted stock units and 5,081 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:32 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 10,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-014354 · form4.xml · derivative · entry 3 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.exercise_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.expiration_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F1 · derivative.underlying_shares: Shares of Class A Common Stock acquired pursuant to the payout of a performance-based restricted stock unit granted to the Reporting Person on February 26, 2014. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:32 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantPerformance-Based Restricted Stock Units · Derivative | 10,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014354 · form4.xml · derivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,162 Underlying: Class A Common Stock · 10,162 shares Expires not disclosed F3 · derivative.exercise_price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.exercise_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.expiration_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:32 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 10,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014354 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Class A Common Stock acquired pursuant to the payout of a performance-based restricted stock unit granted to the Reporting Person on February 26, 2014. F2 · balance_after: The reported amount consists of 11,080 restricted stock units and 10,162 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:03 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 27,700 | $0.00 Strike: $18.05 | $0.00 |
DisclosureSEC source: 0001127602-17-010913 · form4.xml · derivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,700 Underlying: Class A Common Stock · 27,700 shares Expires 2027-03-06 F3 · derivative.underlying_shares: This nonstatutory stock option to purchase 27,700 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:03 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 11,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010913 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,080 F1 · shares: The Reporting Person was granted 11,080 restricted stock units in connection with his service as an officer of the Issuer. The restricted stock units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of Class A Common Stock upon vesting. F2 · balance_after: The reported amount consists of 11,080 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 18:25 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,538 | $16.88 | $25,961.44 |
DisclosureSEC source: 0001127602-17-008984 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,056 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 40,334 restricted share units and 50,722 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 18:36 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,826 | $16.88 | $30,823.06 |
DisclosureSEC source: 0001127602-17-008742 · form4.xml · nonDerivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,594 F3 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $16.84 to $16.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 40,334 restricted share units and 52,260 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 18:36 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 6,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008742 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,420 F1 · shares: The Reporting Person was granted 6,602 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 40,334 restricted share units and 54,086 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| January 03, 2017 Filed Jan 3, 2017 13:55 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,196 | $16.38 | $19,590.48 |
DisclosureSEC source: 0001127602-17-000058 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,818 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 40,462 restricted share units and 47,356 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.