Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | Chief Capital Markets Officer | April 23, 2018 | April 24, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Chief Investment Officer | February 27, 2023 | March 01, 2023 |
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Chief Investment Officer | March 03, 2023 | March 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date April 23, 2018 · Filed April 24, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 39,812 |
Reported balance
After 2018-04-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-23 · Sale · Disposed 5,750 · Balance 39,812 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2: The price reported is the weighted average price of multiple transactions ranging from $20.50 to $21.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3: The reported amount consists of 15,856 restricted stock units and 23,956 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 37,969 |
Reported balance
After 2018-04-24 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-04-24 · Sale · Disposed 1,843 · Balance 37,969 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $20.55 to $20.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F5: The reported amount consists of 15,856 restricted stock units and 22,113 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectThe Fartaj Family Trust | 845,254 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 845,254 F6: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 15,882 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 15,882 F7: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 28,216 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 28,216 F8: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 23,829 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 23,829 F9: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 27,771 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 27,771 F10: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 27,700 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 27,700 F11: This nonstatutory stock option to purchase 27,700 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08 | Direct | 21,174 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 21,174 F12: This nonstatutory stock option to purchase 21,174 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F2: The price reported is the weighted average price of multiple transactions ranging from $20.50 to $21.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F3: The reported amount consists of 15,856 restricted stock units and 23,956 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F4: The price reported is the weighted average price of multiple transactions ranging from $20.55 to $20.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F5: The reported amount consists of 15,856 restricted stock units and 22,113 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F6: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
F7: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
F8: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F9: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
F10: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F11: This nonstatutory stock option to purchase 27,700 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
F12: This nonstatutory stock option to purchase 21,174 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date February 27, 2023 · Filed March 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 124,488 |
Reported balance
After 2023-02-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-27 · Tax withholding · Disposed 1,192 · Balance 124,488 F1: Represents shares withheld for taxes upon vesting of restricted stock units. F2: The reported amount consists of 15,168 restricted stock units and 109,320 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| Common StockSEC Table I · non-derivative | IndirectThe Fartaj Family Trust | 828,906 |
Reported balance
Holding disclosure · report date 2023-02-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 828,906 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted stock units.
F2: The reported amount consists of 15,168 restricted stock units and 109,320 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
PennyMac Mortgage Investment Trust
Report date March 03, 2023 · Filed March 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 137,534 |
Reported balance
After 2023-03-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-03 · Tax withholding · Disposed 1,034 · Balance 137,534 F1: Represents shares withheld for taxes upon vesting of restricted share units. F2: The reported amount consists of 30,784 restricted share units and 106,750 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted share units.
F2: The reported amount consists of 30,784 restricted share units and 106,750 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2020 Filed Mar 18, 2020 20:43 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantPerformance-Based Restricted Stock Units · Derivative | 22,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011348 · form4.xml · derivative · entry 5 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,290 Underlying: Common Stock · 22,290 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:43 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 11,052 | $21.76 | $240,491.52 |
DisclosureSEC source: 0001127602-20-011348 · form4.xml · nonDerivative · entry 3 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,137 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 15,245 restricted stock units and 57,892 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:43 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 22,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011348 · form4.xml · nonDerivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F4 · balance_after: The reported amount consists of 15,245 restricted stock units and 68,944 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 4,018 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011556 · form4.xml · derivative · entry 12 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 4,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F5 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F5 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F5 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 4,018 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011556 · form4.xml · derivative · entry 11 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,018 Underlying: Common Shares of Beneficial Interest · 4,018 shares Expires not disclosed F5 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F5 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F5 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 3,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011556 · form4.xml · derivative · entry 10 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 3,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 3,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011556 · form4.xml · derivative · entry 9 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Underlying: Common Shares of Beneficial Interest · 3,900 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 4,035 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011556 · form4.xml · derivative · entry 8 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 4,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F1 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 4,035 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011556 · form4.xml · derivative · entry 7 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,035 Underlying: Common Shares of Beneficial Interest · 4,035 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,993 | $10.88 | $21,683.84 |
DisclosureSEC source: 0001127602-20-011556 · form4.xml · nonDerivative · entry 6 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,812 F11 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 12, 2019. F12 · balance_after: The reported amount consists of 12,761 restricted share units and 92,051 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,934 | $10.88 | $21,041.92 |
DisclosureSEC source: 0001127602-20-011556 · form4.xml · nonDerivative · entry 5 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,805 F9 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on March 12, 2018. F10 · balance_after: The reported amount consists of 12,761 restricted share units and 94,044 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 2,001 | $10.88 | $21,770.88 |
DisclosureSEC source: 0001127602-20-011556 · form4.xml · nonDerivative · entry 4 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,739 F7 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 23, 2017. F8 · balance_after: The reported amount consists of 12,761 restricted share units and 95,978 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 4,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011556 · form4.xml · nonDerivative · entry 3 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F6 · balance_after: The reported amount consists of 12,761 restricted share units and 97,979 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011556 · form4.xml · nonDerivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F4 · balance_after: The reported amount consists of 12,761 restricted share units and 93,961 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 19:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 4,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011556 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F2 · balance_after: The reported amount consists of 12,761 restricted share units and 90,061 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:43 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,038 | $29.13 | $30,236.94 |
DisclosureSEC source: 0001127602-20-011348 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,899 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 15,245 restricted stock units and 46,654 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:46 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 736 | $18.90 | $13,910.40 |
DisclosureSEC source: 0001127602-20-010623 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,787 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 12,761 restricted share units and 86,026 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 19:15 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 977 | $37.50 | $36,637.50 |
DisclosureSEC source: 0001127602-20-010155 · form4.xml · nonDerivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,937 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F3 · balance_after: The reported amount consists of 18,244 restricted stock units and 44,693 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:15 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,278 | $37.42 | $47,822.76 |
DisclosureSEC source: 0001127602-20-010155 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,914 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 21,067 restricted stock units and 42,847 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 18:25 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009682 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,523 F1 · shares: The Reporting Person was granted 6,250 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 14,888 restricted share units and 84,635 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 21:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 23,765 | $0.00 Strike: $35.03 | $0.00 |
DisclosureSEC source: 0001127602-20-008256 · form4.xml · derivative · entry 3 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,765 Underlying: Common Stock · 23,765 shares Expires 2030-02-25 F3 · derivative.underlying_shares: This nonstatutory stock option to purchase 23,765 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 21:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 6,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008256 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,192 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 24,761 restricted share units and 40,431 shares of Common Stock. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 17:43 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 750 | $23.34 | $17,505.00 |
DisclosureSEC source: 0001127602-20-008000 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,273 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 8,638 restricted share units and 84,635 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 16:30 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 838 | $23.28 | $19,508.64 |
DisclosureSEC source: 0001127602-20-005658 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,023 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 10,839 restricted share units and 83,184 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 19:19 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 979 | $22.29 | $21,821.91 |
DisclosureSEC source: 0001127602-20-000933 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,861 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 13,030 restricted share units and 81,831 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| December 09, 2019 Filed Feb 12, 2020 17:45 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GiftCommon Stock | 295 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005116 · form5.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The Fartaj Family Trust Disclosed balance after: 844,959 F1 · shares: Represents a bona fide gift of shares of Common Stock to a charitable organization. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 16:29 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 22,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012242 · form4.xml · derivative · entry 7 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. F3 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 16:29 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantPerformance-Based Restricted Stock Units · Derivative | 22,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012242 · form4.xml · derivative · entry 6 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,687 Underlying: Common Stock · 22,687 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 16:29 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 22,496 | $0.00 Strike: $22.92 | $0.00 |
DisclosureSEC source: 0001127602-19-012242 · form4.xml · derivative · entry 5 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,496 Underlying: Common Stock · 22,496 shares Expires 2029-03-14 F7 · derivative.underlying_shares: This nonstatutory stock option to purchase 22,496 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 16:29 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 8,630 | $22.91 | $197,713.30 |
DisclosureSEC source: 0001127602-19-012242 · form4.xml · nonDerivative · entry 3 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,769 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 18,338 restricted stock units and 40,431 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 16:29 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 22,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012242 · form4.xml · nonDerivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%. F4 · balance_after: The reported amount consists of 18,338 restricted stock units and 49,061 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 16:29 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 8,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012242 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,712 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 18,338 restricted stock units and 26,374 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 3,313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012160 · form4.xml · derivative · entry 12 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 3,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F5 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F5 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F5 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 3,313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012160 · form4.xml · derivative · entry 11 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,313 Underlying: Common Shares of Beneficial Interest · 3,313 shares Expires not disclosed F5 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F5 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F5 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 3,429 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012160 · form4.xml · derivative · entry 10 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 3,429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 3,429 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012160 · form4.xml · derivative · entry 9 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,429 Underlying: Common Shares of Beneficial Interest · 3,429 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 2,102 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012160 · form4.xml · derivative · entry 8 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 2,102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 2,102 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012160 · form4.xml · derivative · entry 7 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,102 Underlying: Common Shares of Beneficial Interest · 2,102 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,146 | $20.69 | $23,710.74 |
DisclosureSEC source: 0001127602-19-012160 · form4.xml · nonDerivative · entry 6 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,840 F11 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on March 12, 2018. F12 · balance_after: The reported amount consists of 15,423 restricted share units and 80,417 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,186 | $20.69 | $24,538.34 |
DisclosureSEC source: 0001127602-19-012160 · form4.xml · nonDerivative · entry 5 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,986 F9 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 23, 2017. F10 · balance_after: The reported amount consists of 15,423 restricted share units and 81,563 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 727 | $20.69 | $15,041.63 |
DisclosureSEC source: 0001127602-19-012160 · form4.xml · nonDerivative · entry 4 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,172 F7 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 24, 2016. F8 · balance_after: The reported amount consists of 15,423 restricted share units and 82,749 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 3,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012160 · form4.xml · nonDerivative · entry 3 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F6 · balance_after: The reported amount consists of 15,423 restricted share units and 83,476 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 3,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012160 · form4.xml · nonDerivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F4 · balance_after: The reported amount consists of 15,423 restricted share units and 80,163 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 15:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 2,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012160 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F2 · balance_after: The reported amount consists of 15,423 restricted share units and 76,734 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 16:28 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 736 | $20.75 | $15,272.00 |
DisclosureSEC source: 0001127602-19-011239 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,055 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 15,423 restricted share units and 74,632 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 17:51 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 977 | $22.33 | $21,816.41 |
DisclosureSEC source: 0001127602-19-011108 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,714 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 9,340 restricted stock units and 26,374 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 15:08 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,278 | $23.10 | $29,521.80 |
DisclosureSEC source: 0001127602-19-010405 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,691 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 12,163 restricted stock units and 24,528 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 16:53 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,065 | $20.16 | $21,470.40 |
DisclosureSEC source: 0001127602-19-008721 · form4.xml · nonDerivative · entry 3 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,791 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F4 · balance_after: The reported amount consists of 17,550 restricted share units and 73,241 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 16:53 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,243 | $20.16 | $25,058.88 |
DisclosureSEC source: 0001127602-19-008721 · form4.xml · nonDerivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,856 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F3 · balance_after: The reported amount consists of 20,627 restricted share units and 71,229 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 16:53 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 819 | $20.16 | $16,511.04 |
DisclosureSEC source: 0001127602-19-008721 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,099 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 24,281 restricted share units and 68,818 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.