Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TXNM ENERGY INCPNM · Entity 3794 | SVP, PUBLIC POLICY | March 07, 2023 | March 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TXNM ENERGY INC
Report date March 07, 2023 · Filed March 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,268 |
Reported balance
After 2023-03-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-07 · Exercise / conversion · Acquired 508 · Balance 42,268 F1: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 42,038 |
Reported balance
After 2023-03-07 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-03-07 · Tax withholding · Disposed 230 · Balance 42,038 F2: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. |
| Common StockSEC Table I · non-derivative | Direct | 42,581 |
Reported balance
After 2023-03-07 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-03-07 · Exercise / conversion · Acquired 543 · Balance 42,581 F1: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 42,335 |
Reported balance
After 2023-03-07 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2023-03-07 · Tax withholding · Disposed 246 · Balance 42,335 F2: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. |
| Common StockSEC Table I · non-derivative | Direct | 42,925 |
Reported balance
After 2023-03-07 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2023-03-07 · Exercise / conversion · Acquired 590 · Balance 42,925 F1: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 42,658 |
Reported balance
After 2023-03-07 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2023-03-07 · Tax withholding · Disposed 267 · Balance 42,658 F2: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 4,523 |
Reported balance
After 2023-03-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-03-07 · Exercise / conversion · Disposed 508 · Balance 4,523 F3: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 3,980 |
Reported balance
After 2023-03-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-03-07 · Exercise / conversion · Disposed 543 · Balance 3,980 F3: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 3,390 |
Reported balance
After 2023-03-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-03-07 · Exercise / conversion · Disposed 590 · Balance 3,390 F3: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023.
F2: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.
F3: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · derivative · entry 8 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,213 Underlying: Common Stock · 589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 185 | $44.94 | $8,313.90 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 7 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,192 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 573 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 6 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 172 | $44.94 | $7,729.68 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 5 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,804 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 4 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 190 | $44.94 | $8,538.60 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,445 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | SaleCommon Stock | 5,000 | $44.66 | $223,300.00 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,046 Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:17 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 1,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001761 · primarydocument.xml · derivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,802 Underlying: Common Stock · 1,432 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2019. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2019. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:17 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 949 | $44.76 | $42,477.24 |
DisclosureSEC source: 0001562180-19-001761 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,046 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:17 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001761 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,995 F1 · security: The performance shares were earned as of December 31, 2018 for the 2016-2018 performance period, and settled on March 4, 2019. F1 · price: The performance shares were earned as of December 31, 2018 for the 2016-2018 performance period, and settled on March 4, 2019. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 532 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001571 · primarydocument.xml · derivative · entry 6 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,370 Underlying: Common Stock · 532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 590 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001571 · primarydocument.xml · derivative · entry 5 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,902 Underlying: Common Stock · 590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 236 | $35.10 | $8,283.60 |
DisclosureSEC source: 0001562180-18-001571 · primarydocument.xml · nonDerivative · entry 4 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,055 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001571 · primarydocument.xml · nonDerivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2018. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2018. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 262 | $35.10 | $9,196.20 |
DisclosureSEC source: 0001562180-18-001571 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,759 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 590 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001571 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2018. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2018. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | SaleCommon Stock | 3,162 | $35.95 | $113,673.90 |
DisclosureSEC source: 0001562180-18-001503 · primarydocument.xml · nonDerivative · entry 5 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,431 Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 21:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001503 · primarydocument.xml · derivative · entry 7 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,492 Underlying: Common Stock · 679 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F6 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F6 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 21:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 301 | $35.85 | $10,790.85 |
DisclosureSEC source: 0001562180-18-001503 · primarydocument.xml · nonDerivative · entry 4 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,593 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 21:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001503 · primarydocument.xml · nonDerivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2018. F3 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 1,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001503 · primarydocument.xml · derivative · entry 6 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,171 Underlying: Common Stock · 1,719 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2018. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2018. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 2,511 | $35.85 | $90,019.35 |
DisclosureSEC source: 0001562180-18-001503 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,215 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 5,673 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001503 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,726 F1 · security: The performance shares were earned as of December 31, 2017 for the 2015-2017 performance period, and settled on March 2, 2018. F1 · price: The performance shares were earned as of December 31, 2017 for the 2015-2017 performance period, and settled on March 2, 2018. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 21:10 UTC | TXNM ENERGY INC PNM · Entity 3794 | SaleCommon Stock | 5,000 | $40.97 | $204,850.00 |
DisclosureSEC source: 0001562180-17-002671 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,053 F1 · price: Price represents a weighted average fill price ranging from 40.95 to 41.00. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 590 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001193 · primarydocument.xml · derivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,452 Underlying: Common Stock · 590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 277 | $36.40 | $10,082.80 |
DisclosureSEC source: 0001562180-17-001193 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,053 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 590 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001193 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · derivative · entry 8 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,448 Underlying: Common Stock · 801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F8 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F8 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 376 | $36.30 | $13,648.80 |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · nonDerivative · entry 6 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,740 F6 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F6 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · nonDerivative · entry 5 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. F5 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 319 | $36.30 | $11,579.70 |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · nonDerivative · entry 4 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,315 F4 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F4 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · nonDerivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. F3 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 1,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · derivative · entry 9 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,042 Underlying: Common Stock · 1,594 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F9 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2017. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F9 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2017. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · derivative · entry 7 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,249 Underlying: Common Stock · 679 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F8 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F8 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 1,392 | $36.30 | $50,529.60 |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,955 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,970 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,347 F1 · security: The performance shares were earned as of December 31, 2016 for the 2014-2016 performance period, and settled on March 3, 2017. F1 · price: The performance shares were earned as of December 31, 2016 for the 2014-2016 performance period, and settled on March 3, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.