Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TXNM ENERGY INCPNM · Entity 3794 | SVP, PUBLIC POLICY | March 07, 2023 | March 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TXNM ENERGY INC
Report date March 07, 2023 · Filed March 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,268 |
Reported balance
After 2023-03-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-07 · Exercise / conversion · Acquired 508 · Balance 42,268 F1: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 42,038 |
Reported balance
After 2023-03-07 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-03-07 · Tax withholding · Disposed 230 · Balance 42,038 F2: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. |
| Common StockSEC Table I · non-derivative | Direct | 42,581 |
Reported balance
After 2023-03-07 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-03-07 · Exercise / conversion · Acquired 543 · Balance 42,581 F1: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 42,335 |
Reported balance
After 2023-03-07 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2023-03-07 · Tax withholding · Disposed 246 · Balance 42,335 F2: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. |
| Common StockSEC Table I · non-derivative | Direct | 42,925 |
Reported balance
After 2023-03-07 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2023-03-07 · Exercise / conversion · Acquired 590 · Balance 42,925 F1: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 42,658 |
Reported balance
After 2023-03-07 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2023-03-07 · Tax withholding · Disposed 267 · Balance 42,658 F2: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 4,523 |
Reported balance
After 2023-03-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-03-07 · Exercise / conversion · Disposed 508 · Balance 4,523 F3: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 3,980 |
Reported balance
After 2023-03-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-03-07 · Exercise / conversion · Disposed 543 · Balance 3,980 F3: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 3,390 |
Reported balance
After 2023-03-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-03-07 · Exercise / conversion · Disposed 590 · Balance 3,390 F3: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023.
F2: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.
F3: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2023 Filed Mar 8, 2023 23:28 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 590 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002625 · primarydocument.xml · derivative · entry 9 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,390 Underlying: Common Stock · 590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 23:28 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 543 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002625 · primarydocument.xml · derivative · entry 8 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,980 Underlying: Common Stock · 543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 23:28 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 508 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002625 · primarydocument.xml · derivative · entry 7 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,523 Underlying: Common Stock · 508 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 23:28 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 267 | $48.80 | $13,029.60 |
DisclosureSEC source: 0001562180-23-002625 · primarydocument.xml · nonDerivative · entry 6 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,658 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 23:28 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 590 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002625 · primarydocument.xml · nonDerivative · entry 5 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 23:28 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 246 | $48.80 | $12,004.80 |
DisclosureSEC source: 0001562180-23-002625 · primarydocument.xml · nonDerivative · entry 4 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,335 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 23:28 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 543 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002625 · primarydocument.xml · nonDerivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 23:28 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 230 | $48.80 | $11,224.00 |
DisclosureSEC source: 0001562180-23-002625 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,038 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 23:28 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 508 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002625 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 23:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 1,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002092 · primarydocument.xml · derivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,031 Underlying: Common Stock · 1,669 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 23:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 2,364 | $49.00 | $115,836.00 |
DisclosureSEC source: 0001562180-23-002092 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,760 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 23:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 5,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002092 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2022 for the 2020-2022 performance period, and settled on February 28, 2023. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 477 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002458 · primarydocument.xml · derivative · entry 9 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,362 Underlying: Common Stock · 477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002458 · primarydocument.xml · derivative · entry 8 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,839 Underlying: Common Stock · 509 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 541 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002458 · primarydocument.xml · derivative · entry 7 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,348 Underlying: Common Stock · 541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 145 | $46.11 | $6,685.95 |
DisclosureSEC source: 0001562180-22-002458 · primarydocument.xml · nonDerivative · entry 6 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,108 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 477 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002458 · primarydocument.xml · nonDerivative · entry 5 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 154 | $46.11 | $7,100.94 |
DisclosureSEC source: 0001562180-22-002458 · primarydocument.xml · nonDerivative · entry 4 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,776 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002458 · primarydocument.xml · nonDerivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 164 | $46.11 | $7,562.04 |
DisclosureSEC source: 0001562180-22-002458 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,421 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 541 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002458 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 1,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002336 · primarydocument.xml · derivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,889 Underlying: Common Stock · 1,770 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 1,575 | $44.64 | $70,308.00 |
DisclosureSEC source: 0001562180-22-002336 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,044 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 4,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002336 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2021 for the 2019-2021 performance period, and settled on March 1, 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 477 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002104 · primarydocument.xml · derivative · entry 12 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,119 Underlying: Common Stock · 477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 508 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002104 · primarydocument.xml · derivative · entry 11 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,596 Underlying: Common Stock · 508 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002104 · primarydocument.xml · derivative · entry 10 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,104 Underlying: Common Stock · 573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 1,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002104 · primarydocument.xml · derivative · entry 9 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,677 Underlying: Common Stock · 1,625 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 145 | $47.42 | $6,875.90 |
DisclosureSEC source: 0001562180-21-002104 · primarydocument.xml · nonDerivative · entry 8 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,695 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 477 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002104 · primarydocument.xml · nonDerivative · entry 7 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 154 | $47.42 | $7,302.68 |
DisclosureSEC source: 0001562180-21-002104 · primarydocument.xml · nonDerivative · entry 6 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,363 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 508 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002104 · primarydocument.xml · nonDerivative · entry 5 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 174 | $47.42 | $8,251.08 |
DisclosureSEC source: 0001562180-21-002104 · primarydocument.xml · nonDerivative · entry 4 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,009 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002104 · primarydocument.xml · nonDerivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 2,359 | $47.42 | $111,863.78 |
DisclosureSEC source: 0001562180-21-002104 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,610 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 7,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002104 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2020 for the 2018-2020 performance period, and settled on March 5, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 478 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002351 · primarydocument.xml · derivative · entry 9 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,052 Underlying: Common Stock · 478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002351 · primarydocument.xml · derivative · entry 8 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,530 Underlying: Common Stock · 573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002351 · primarydocument.xml · derivative · entry 7 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,103 Underlying: Common Stock · 531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 212 | $51.83 | $10,987.96 |
DisclosureSEC source: 0001562180-20-002351 · primarydocument.xml · nonDerivative · entry 6 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,425 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 478 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002351 · primarydocument.xml · nonDerivative · entry 5 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 254 | $51.83 | $13,164.82 |
DisclosureSEC source: 0001562180-20-002351 · primarydocument.xml · nonDerivative · entry 4 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,159 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002351 · primarydocument.xml · nonDerivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 235 | $51.83 | $12,180.05 |
DisclosureSEC source: 0001562180-20-002351 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,840 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002351 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:32 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 1,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002244 · primarydocument.xml · derivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,634 Underlying: Common Stock · 1,525 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:32 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 3,559 | $49.08 | $174,675.72 |
DisclosureSEC source: 0001562180-20-002244 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,544 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:32 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 7,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002244 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,103 F1 · security: The performance shares were earned as of December 31, 2019 for the 2017-2019 performance period, and settled on March 3, 2020. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · derivative · entry 10 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,109 Underlying: Common Stock · 573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · derivative · entry 9 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682 Underlying: Common Stock · 531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.