person · Reporting owner
Kuta Alexander Edward III
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| uniQure N.V.QURE · Entity 4162 | Executive VP, Operations | March 07, 2023 | March 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
uniQure N.V.
Report date March 07, 2023 · Filed March 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 90,381 |
Reported balance
After 2023-03-07 transaction · row 1
1 source rowRow 1 · 2023-03-07 · Sale · Disposed 585 · Balance 90,381 F1: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. |
Filing footnotes · ownership attribution and instrument terms
F1: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2021 Filed Apr 16, 2021 15:55 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 6,000 | $35.06 | $210,360.00 |
DisclosureSEC source: 0000904454-21-000413 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,871 F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.64 to $35.46. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 15:55 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 6,000 | $5.31 | $31,860.00 |
DisclosureSEC source: 0000904454-21-000413 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 18:46 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 1,206 | $37.00 | $44,622.00 |
DisclosureSEC source: 0000904454-21-000284 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,871 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.61 to $37.01. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:24 UTC | uniQure N.V. QURE · Entity 4162 | GrantStock Option (Right to Buy) · Derivative | 32,272 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0000904454-21-000247 · edgar.xml · derivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,272 Underlying: Ordinary Shares · 32,272 shares Expires 2031-02-25 F2 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:24 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 18,718 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-21-000247 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,077 F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 15:38 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 4,788 | $37.23 | $178,257.24 |
DisclosureSEC source: 0000904454-21-000074 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,359 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units and performance-based restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units and performance-based restricted share units. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.02 to $37.34. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 15:38 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 713 | $39.01 | $27,814.13 |
DisclosureSEC source: 0000904454-21-000074 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,147 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units and performance-based restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units and performance-based restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.94 to $39.04. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 13:54 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 2,230 | $41.18 | $91,831.40 |
DisclosureSEC source: 0000904454-20-000626 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,860 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.93 to $41.48. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:08 UTC | uniQure N.V. QURE · Entity 4162 | GrantStock Option (Right to Buy) · Derivative | 21,719 | $0.00 Strike: $51.81 | $0.00 |
DisclosureSEC source: 0000904454-20-000271 · edgar.xml · derivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,719 Underlying: Ordinary Shares · 21,719 shares Expires 2030-02-27 F2 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:08 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 12,380 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-20-000271 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,090 F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 21:05 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 6,610 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-20-000128 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,710 F1 · shares: Represents performance-based restricted share units ("PRSUs") granted on January 25, 2019 to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated, which vested on January 31, 2020. Each PRSU represents the contingent right to receive one Ordinary Share. Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 02:36 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 1,469 | $62.15 | $91,298.35 |
DisclosureSEC source: 0000904454-20-000122 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,100 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.04 to $62.33. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 02:36 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 9 | $61.08 | $549.72 |
DisclosureSEC source: 0000904454-20-000122 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,569 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.88 to $61.18. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 14:39 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-20-000041 · edgar.xml · derivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,000 Underlying: Ordinary Shares · 4,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 14:39 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 4,000 | $68.97 | $275,880.00 |
DisclosureSEC source: 0000904454-20-000041 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,578 F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.61 to $69.35. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 14:39 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 4,000 | $5.31 | $21,240.00 |
DisclosureSEC source: 0000904454-20-000041 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 21:09 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-19-000751 · edgar.xml · derivative · entry 4 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,000 Underlying: Ordinary Shares · 4,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 21:09 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 724 | $75.58 | $54,719.92 |
DisclosureSEC source: 0000904454-19-000751 · edgar.xml · nonDerivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,578 F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.05 to $75.60. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 21:09 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 3,276 | $74.37 | $243,636.12 |
DisclosureSEC source: 0000904454-19-000751 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,302 F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $74.00 to $74.73. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 21:09 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 4,000 | $5.31 | $21,240.00 |
DisclosureSEC source: 0000904454-19-000751 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 13:51 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-19-000730 · edgar.xml · derivative · entry 4 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,000 Underlying: Ordinary Shares · 4,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 13:51 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 500 | $52.69 | $26,345.00 |
DisclosureSEC source: 0000904454-19-000730 · edgar.xml · nonDerivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,578 F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 13:51 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 3,500 | $51.99 | $181,965.00 |
DisclosureSEC source: 0000904454-19-000730 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,078 F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.63 to $52.43. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 13:51 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 4,000 | $5.31 | $21,240.00 |
DisclosureSEC source: 0000904454-19-000730 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 17:21 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-19-000687 · edgar.xml · derivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Ordinary Shares · 4,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 17:21 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 4,000 | $42.35 | $169,400.00 |
DisclosureSEC source: 0000904454-19-000687 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,578 F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.93 to $42.71. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 17:21 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 4,000 | $5.31 | $21,240.00 |
DisclosureSEC source: 0000904454-19-000687 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 17:25 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-19-000640 · edgar.xml · nonDerivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,578 F4 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 17:25 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-19-000640 · edgar.xml · derivative · entry 4 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,000 Underlying: Ordinary Shares · 4,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 17:25 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 4,000 | $47.26 | $189,040.00 |
DisclosureSEC source: 0000904454-19-000640 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,578 F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.92 to $47.70. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 17:25 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 4,000 | $5.31 | $21,240.00 |
DisclosureSEC source: 0000904454-19-000640 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:18 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-19-000254 · edgar.xml · derivative · entry 4 Kuta Alexander Edward III · CIK 0001696698 · SVP, Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Ordinary Shares · 20,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Option vests 25% on January 23, 2018 (the first anniversary of the date of grant), and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:18 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 200 | $36.60 | $7,320.00 |
DisclosureSEC source: 0000904454-19-000254 · edgar.xml · nonDerivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · SVP, Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,578 F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.31 to $36.685. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:18 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 7,800 | $35.80 | $279,240.00 |
DisclosureSEC source: 0000904454-19-000254 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · SVP, Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,778 F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.31 to $36.305. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:18 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 20,000 | $5.31 | $106,200.00 |
DisclosureSEC source: 0000904454-19-000254 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · SVP, Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 21:55 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 1,052 | $31.29 | $32,917.08 |
DisclosureSEC source: 0000904454-19-000122 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · SVP, Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,578 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.25 to $31.35. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 25, 2019 Filed Jan 30, 2019 00:45 UTC | uniQure N.V. QURE · Entity 4162 | GrantStock Option (Right to Buy) · Derivative | 19,883 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0000904454-19-000103 · edgar.xml · derivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · SVP, Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,883 Underlying: Ordinary Shares · 19,883 shares Expires 2029-01-25 F3 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| January 25, 2019 Filed Jan 30, 2019 00:45 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 12,580 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-19-000103 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · SVP, Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,630 F2 · shares: Represents performance-based restricted share units ("PRSUs") granted on January 26, 2018 to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated, which vested on January 25, 2019. Each PRSU represents the contingent right to receive one Ordinary Share. Read SEC document |
| January 25, 2019 Filed Jan 30, 2019 00:45 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 6,064 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-19-000103 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · SVP, Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,050 F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 15:37 UTC | uniQure N.V. QURE · Entity 4162 | GrantStock Option (Right to Buy) · Derivative | 23,962 | $0.00 Strike: $19.39 | $0.00 |
DisclosureSEC source: 0000904454-18-000060 · edgar.xml · derivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · SVP, Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,962 Underlying: Ordinary Shares · 23,962 shares Expires 2028-01-26 F2 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 15:37 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 8,986 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-18-000060 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · SVP, Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,986 F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.