person · Reporting owner
Kuta Alexander Edward III
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| uniQure N.V.QURE · Entity 4162 | Executive VP, Operations | March 07, 2023 | March 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
uniQure N.V.
Report date March 07, 2023 · Filed March 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 90,381 |
Reported balance
After 2023-03-07 transaction · row 1
1 source rowRow 1 · 2023-03-07 · Sale · Disposed 585 · Balance 90,381 F1: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. |
Filing footnotes · ownership attribution and instrument terms
F1: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2023 Filed Mar 9, 2023 22:09 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 585 | $21.36 | $12,495.60 |
DisclosureSEC source: 0000904454-23-000221 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,381 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 21:17 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 1,212 | $21.04 | $25,500.48 |
DisclosureSEC source: 0000899243-23-006591 · doc4.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,966 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.02 to $21.16. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:17 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 5,514 | $19.99 | $110,224.86 |
DisclosureSEC source: 0000899243-23-006591 · doc4.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,178 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 20:58 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 2,040 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005826 · doc4.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,692 F1 · shares: Represents performance-based restricted share units ("PRSUs") granted to the Reporting Person on December 8, 2021 under the Issuer's 2014 Share Incentive Plan, as amended and restated, which were earned on February 20, 2023 as the result of the satisfaction of certain performance criteria. Each PRSU represents the contingent right to receive one Ordinary Share. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 20:41 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 2,338 | $22.34 | $52,230.92 |
DisclosureSEC source: 0000904454-22-000613 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,652 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.33 to $22.60. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 21:00 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-037027 · doc4.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,990 F1 · shares: Represents performance-based restricted share units ("PRSUs") granted to the Reporting Person on December 8, 2021 under the Issuer's 2014 Share Incentive Plan, as amended and restated, which vested on November 22, 2022 as the result of the satisfaction of certain performance criteria. Each PRSU represents the contingent right to receive one Ordinary Share. Read SEC document |
| September 21, 2022 Filed Sep 23, 2022 20:43 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 2,306 | $18.65 | $43,006.90 |
DisclosureSEC source: 0000904454-22-000474 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,890 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 17:39 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 27,358 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-22-000400 · edgar.xml · derivative · entry 7 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 27,358 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 17:39 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 406 | $25.01 | $10,154.06 |
DisclosureSEC source: 0000904454-22-000400 · edgar.xml · nonDerivative · entry 5 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,196 F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 17:39 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 26,952 | $25.00 | $673,800.00 |
DisclosureSEC source: 0000904454-22-000400 · edgar.xml · nonDerivative · entry 4 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,602 F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 17:39 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 27,358 | $5.31 | $145,270.98 |
DisclosureSEC source: 0000904454-22-000400 · edgar.xml · nonDerivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| July 27, 2022 Filed Jul 29, 2022 17:39 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,404 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-22-000400 · edgar.xml · derivative · entry 6 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,358 Underlying: Ordinary Shares · 10,404 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| July 27, 2022 Filed Jul 29, 2022 17:39 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 10,404 | $25.00 | $260,100.00 |
DisclosureSEC source: 0000904454-22-000400 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,196 F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| July 27, 2022 Filed Jul 29, 2022 17:39 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 10,404 | $5.31 | $55,245.24 |
DisclosureSEC source: 0000904454-22-000400 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| July 22, 2022 Filed Jul 25, 2022 19:19 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,643 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-22-000398 · edgar.xml · derivative · entry 6 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,762 Underlying: Ordinary Shares · 5,643 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| July 22, 2022 Filed Jul 25, 2022 19:19 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 5,643 | $25.00 | $141,075.00 |
DisclosureSEC source: 0000904454-22-000398 · edgar.xml · nonDerivative · entry 4 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,196 F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| July 22, 2022 Filed Jul 25, 2022 19:19 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 5,643 | $5.31 | $29,964.33 |
DisclosureSEC source: 0000904454-22-000398 · edgar.xml · nonDerivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| July 21, 2022 Filed Jul 25, 2022 19:19 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 595 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-22-000398 · edgar.xml · derivative · entry 5 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,405 Underlying: Ordinary Shares · 595 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| July 21, 2022 Filed Jul 25, 2022 19:19 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 595 | $25.00 | $14,875.00 |
DisclosureSEC source: 0000904454-22-000398 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,196 F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| July 21, 2022 Filed Jul 25, 2022 19:19 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 595 | $5.31 | $3,159.45 |
DisclosureSEC source: 0000904454-22-000398 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · balance_after: Adjusted to correct a typographical error on the Reporting Person's last Form 4, pursuant to which the number of Ordinary Shares held after the reported transaction was inadvertently under-reported by 40 shares. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:50 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 3,405 | $16.72 | $56,931.60 |
DisclosureSEC source: 0000904454-22-000203 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,156 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.67 to $16.80. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:35 UTC | uniQure N.V. QURE · Entity 4162 | GrantStock Option (Right to Buy) · Derivative | 60,179 | $0.00 Strike: $16.04 | $0.00 |
DisclosureSEC source: 0000904454-22-000179 · edgar.xml · derivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,179 Underlying: Ordinary Shares · 60,179 shares Expires 2032-02-24 F2 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:35 UTC | uniQure N.V. QURE · Entity 4162 | GrantOrdinary Shares | 34,904 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-22-000179 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,601 F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 22:04 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 2,945 | $18.02 | $53,068.90 |
DisclosureSEC source: 0000904454-22-000071 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,697 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units and performance-based restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units and performance-based restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.96 to $18.07. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 15, 2021 Filed Dec 15, 2021 18:24 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-21-000834 · edgar.xml · derivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Ordinary Shares · 6,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| December 15, 2021 Filed Dec 15, 2021 18:24 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 6,000 | $27.90 | $167,400.00 |
DisclosureSEC source: 0000904454-21-000834 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,642 F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| December 15, 2021 Filed Dec 15, 2021 18:24 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 6,000 | $5.31 | $31,860.00 |
DisclosureSEC source: 0000904454-21-000834 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 16:16 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-21-000786 · edgar.xml · derivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Ordinary Shares · 6,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 16:16 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 6,000 | $31.81 | $190,860.00 |
DisclosureSEC source: 0000904454-21-000786 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,642 F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 16:16 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 6,000 | $5.31 | $31,860.00 |
DisclosureSEC source: 0000904454-21-000786 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 16:52 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-21-000708 · edgar.xml · derivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Underlying: Ordinary Shares · 6,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 16:52 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 6,000 | $30.65 | $183,900.00 |
DisclosureSEC source: 0000904454-21-000708 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,642 F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 16:52 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 6,000 | $5.31 | $31,860.00 |
DisclosureSEC source: 0000904454-21-000708 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| September 21, 2021 Filed Sep 21, 2021 19:31 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 2,229 | $36.71 | $81,826.59 |
DisclosureSEC source: 0000904454-21-000674 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,642 F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.58 to $36.83. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 19:06 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-21-000660 · edgar.xml · derivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 Underlying: Ordinary Shares · 6,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 19:06 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 6,000 | $36.32 | $217,920.00 |
DisclosureSEC source: 0000904454-21-000660 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,871 F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 19:06 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 6,000 | $5.31 | $31,860.00 |
DisclosureSEC source: 0000904454-21-000660 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 13:51 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-21-000620 · edgar.xml · derivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 Underlying: Ordinary Shares · 6,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 13:51 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 6,000 | $28.84 | $173,040.00 |
DisclosureSEC source: 0000904454-21-000620 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,871 F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 13:51 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 6,000 | $5.31 | $31,860.00 |
DisclosureSEC source: 0000904454-21-000620 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 15:11 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-21-000591 · edgar.xml · derivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,000 Underlying: Ordinary Shares · 6,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 15:11 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 6,000 | $27.22 | $163,320.00 |
DisclosureSEC source: 0000904454-21-000591 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,871 F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 15:11 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 6,000 | $5.31 | $31,860.00 |
DisclosureSEC source: 0000904454-21-000591 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 15:00 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-21-000539 · edgar.xml · derivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Ordinary Shares · 6,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 15:00 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 6,000 | $35.43 | $212,580.00 |
DisclosureSEC source: 0000904454-21-000539 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,871 F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 15:00 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 6,000 | $5.31 | $31,860.00 |
DisclosureSEC source: 0000904454-21-000539 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| May 17, 2021 Filed May 18, 2021 13:40 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-21-000458 · edgar.xml · derivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,000 Underlying: Ordinary Shares · 6,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
| May 17, 2021 Filed May 18, 2021 13:40 UTC | uniQure N.V. QURE · Entity 4162 | SaleOrdinary Shares | 6,000 | $31.66 | $189,960.00 |
DisclosureSEC source: 0000904454-21-000458 · edgar.xml · nonDerivative · entry 2 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,871 F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| May 17, 2021 Filed May 18, 2021 13:40 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionOrdinary Shares | 6,000 | $5.31 | $31,860.00 |
DisclosureSEC source: 0000904454-21-000458 · edgar.xml · nonDerivative · entry 1 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 15:55 UTC | uniQure N.V. QURE · Entity 4162 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904454-21-000413 · edgar.xml · derivative · entry 3 Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,000 Underlying: Ordinary Shares · 6,000 shares Expires 2027-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.