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Kuta Alexander Edward III

Disclosed activity across 1 company

Tapewire entity
115725
SEC CIK
0001696698

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
uniQure N.V.QURE · Entity 4162Executive VP, OperationsMarch 07, 2023March 09, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

uniQure N.V.

Report date March 07, 2023 · Filed March 09, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect90,381 Reported balance After 2023-03-07 transaction · row 1
1 source row

Row 1 · 2023-03-07 · Sale · Disposed 585 · Balance 90,381

F1: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units.

Filing footnotes · ownership attribution and instrument terms

F1: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2023 Filed Mar 9, 2023 22:09 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 585 $21.36 $12,495.60
Disclosure

SEC source: 0000904454-23-000221 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,381

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:17 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 1,212 $21.04 $25,500.48
Disclosure

SEC source: 0000899243-23-006591 · doc4.xml · nonDerivative · entry 2

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,966

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.02 to $21.16. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:17 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 5,514 $19.99 $110,224.86
Disclosure

SEC source: 0000899243-23-006591 · doc4.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,178

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 20:58 UTC uniQure N.V. QURE · Entity 4162 GrantOrdinary Shares 2,040 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005826 · doc4.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,692

F1 · shares: Represents performance-based restricted share units ("PRSUs") granted to the Reporting Person on December 8, 2021 under the Issuer's 2014 Share Incentive Plan, as amended and restated, which were earned on February 20, 2023 as the result of the satisfaction of certain performance criteria. Each PRSU represents the contingent right to receive one Ordinary Share.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 20:41 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 2,338 $22.34 $52,230.92
Disclosure

SEC source: 0000904454-22-000613 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,652

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of performance-based restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.33 to $22.60. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 21:00 UTC uniQure N.V. QURE · Entity 4162 GrantOrdinary Shares 5,100 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037027 · doc4.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,990

F1 · shares: Represents performance-based restricted share units ("PRSUs") granted to the Reporting Person on December 8, 2021 under the Issuer's 2014 Share Incentive Plan, as amended and restated, which vested on November 22, 2022 as the result of the satisfaction of certain performance criteria. Each PRSU represents the contingent right to receive one Ordinary Share.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 20:43 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 2,306 $18.65 $43,006.90
Disclosure

SEC source: 0000904454-22-000474 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,890

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 17:39 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 27,358 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0000904454-22-000400 · edgar.xml · derivative · entry 7

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 27,358 shares

Expires 2027-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 17:39 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 406 $25.01 $10,154.06
Disclosure

SEC source: 0000904454-22-000400 · edgar.xml · nonDerivative · entry 5

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,196

F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 17:39 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 26,952 $25.00 $673,800.00
Disclosure

SEC source: 0000904454-22-000400 · edgar.xml · nonDerivative · entry 4

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,602

F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 17:39 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 27,358 $5.31 $145,270.98
Disclosure

SEC source: 0000904454-22-000400 · edgar.xml · nonDerivative · entry 3

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 17:39 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 10,404 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0000904454-22-000400 · edgar.xml · derivative · entry 6

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,358

Underlying: Ordinary Shares · 10,404 shares

Expires 2027-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 17:39 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 10,404 $25.00 $260,100.00
Disclosure

SEC source: 0000904454-22-000400 · edgar.xml · nonDerivative · entry 2

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,196

F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 17:39 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 10,404 $5.31 $55,245.24
Disclosure

SEC source: 0000904454-22-000400 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 22, 2022 Filed Jul 25, 2022 19:19 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 5,643 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0000904454-22-000398 · edgar.xml · derivative · entry 6

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,762

Underlying: Ordinary Shares · 5,643 shares

Expires 2027-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
July 22, 2022 Filed Jul 25, 2022 19:19 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 5,643 $25.00 $141,075.00
Disclosure

SEC source: 0000904454-22-000398 · edgar.xml · nonDerivative · entry 4

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,196

F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 22, 2022 Filed Jul 25, 2022 19:19 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 5,643 $5.31 $29,964.33
Disclosure

SEC source: 0000904454-22-000398 · edgar.xml · nonDerivative · entry 3

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 19:19 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 595 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0000904454-22-000398 · edgar.xml · derivative · entry 5

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,405

Underlying: Ordinary Shares · 595 shares

Expires 2027-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 19:19 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 595 $25.00 $14,875.00
Disclosure

SEC source: 0000904454-22-000398 · edgar.xml · nonDerivative · entry 2

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,196

F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 19:19 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 595 $5.31 $3,159.45
Disclosure

SEC source: 0000904454-22-000398 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · balance_after: Adjusted to correct a typographical error on the Reporting Person's last Form 4, pursuant to which the number of Ordinary Shares held after the reported transaction was inadvertently under-reported by 40 shares.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:50 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 3,405 $16.72 $56,931.60
Disclosure

SEC source: 0000904454-22-000203 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,156

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.67 to $16.80. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 22:35 UTC uniQure N.V. QURE · Entity 4162 GrantStock Option (Right to Buy) · Derivative 60,179 $0.00 Strike: $16.04 $0.00
Disclosure

SEC source: 0000904454-22-000179 · edgar.xml · derivative · entry 2

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,179

Underlying: Ordinary Shares · 60,179 shares

Expires 2032-02-24

F2 · derivative.exercise_date: The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 22:35 UTC uniQure N.V. QURE · Entity 4162 GrantOrdinary Shares 34,904 $0.00 $0.00
Disclosure

SEC source: 0000904454-22-000179 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,601

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 22:04 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 2,945 $18.02 $53,068.90
Disclosure

SEC source: 0000904454-22-000071 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,697

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units and performance-based restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units and performance-based restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.96 to $18.07. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2021 Filed Dec 15, 2021 18:24 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0000904454-21-000834 · edgar.xml · derivative · entry 3

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Ordinary Shares · 6,000 shares

Expires 2027-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
December 15, 2021 Filed Dec 15, 2021 18:24 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 6,000 $27.90 $167,400.00
Disclosure

SEC source: 0000904454-21-000834 · edgar.xml · nonDerivative · entry 2

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,642

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
December 15, 2021 Filed Dec 15, 2021 18:24 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 6,000 $5.31 $31,860.00
Disclosure

SEC source: 0000904454-21-000834 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 16:16 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0000904454-21-000786 · edgar.xml · derivative · entry 3

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 6,000 shares

Expires 2027-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 16:16 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 6,000 $31.81 $190,860.00
Disclosure

SEC source: 0000904454-21-000786 · edgar.xml · nonDerivative · entry 2

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,642

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 16:16 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 6,000 $5.31 $31,860.00
Disclosure

SEC source: 0000904454-21-000786 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 16:52 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0000904454-21-000708 · edgar.xml · derivative · entry 3

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Ordinary Shares · 6,000 shares

Expires 2027-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 16:52 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 6,000 $30.65 $183,900.00
Disclosure

SEC source: 0000904454-21-000708 · edgar.xml · nonDerivative · entry 2

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,642

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 16:52 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 6,000 $5.31 $31,860.00
Disclosure

SEC source: 0000904454-21-000708 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
September 21, 2021 Filed Sep 21, 2021 19:31 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 2,229 $36.71 $81,826.59
Disclosure

SEC source: 0000904454-21-000674 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,642

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.58 to $36.83. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 15, 2021 Filed Sep 16, 2021 19:06 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0000904454-21-000660 · edgar.xml · derivative · entry 3

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Ordinary Shares · 6,000 shares

Expires 2027-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 19:06 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 6,000 $36.32 $217,920.00
Disclosure

SEC source: 0000904454-21-000660 · edgar.xml · nonDerivative · entry 2

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,871

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 19:06 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 6,000 $5.31 $31,860.00
Disclosure

SEC source: 0000904454-21-000660 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 13:51 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0000904454-21-000620 · edgar.xml · derivative · entry 3

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

Underlying: Ordinary Shares · 6,000 shares

Expires 2027-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 13:51 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 6,000 $28.84 $173,040.00
Disclosure

SEC source: 0000904454-21-000620 · edgar.xml · nonDerivative · entry 2

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,871

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 13:51 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 6,000 $5.31 $31,860.00
Disclosure

SEC source: 0000904454-21-000620 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 15:11 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0000904454-21-000591 · edgar.xml · derivative · entry 3

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

Underlying: Ordinary Shares · 6,000 shares

Expires 2027-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 15:11 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 6,000 $27.22 $163,320.00
Disclosure

SEC source: 0000904454-21-000591 · edgar.xml · nonDerivative · entry 2

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,871

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 15:11 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 6,000 $5.31 $31,860.00
Disclosure

SEC source: 0000904454-21-000591 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 15:00 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0000904454-21-000539 · edgar.xml · derivative · entry 3

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Ordinary Shares · 6,000 shares

Expires 2027-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 15:00 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 6,000 $35.43 $212,580.00
Disclosure

SEC source: 0000904454-21-000539 · edgar.xml · nonDerivative · entry 2

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,871

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 15:00 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 6,000 $5.31 $31,860.00
Disclosure

SEC source: 0000904454-21-000539 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
May 17, 2021 Filed May 18, 2021 13:40 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0000904454-21-000458 · edgar.xml · derivative · entry 3

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,000

Underlying: Ordinary Shares · 6,000 shares

Expires 2027-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document
May 17, 2021 Filed May 18, 2021 13:40 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 6,000 $31.66 $189,960.00
Disclosure

SEC source: 0000904454-21-000458 · edgar.xml · nonDerivative · entry 2

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,871

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
May 17, 2021 Filed May 18, 2021 13:40 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 6,000 $5.31 $31,860.00
Disclosure

SEC source: 0000904454-21-000458 · edgar.xml · nonDerivative · entry 1

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 15:55 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0000904454-21-000413 · edgar.xml · derivative · entry 3

Kuta Alexander Edward III · CIK 0001696698 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,000

Underlying: Ordinary Shares · 6,000 shares

Expires 2027-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.