Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SEMTECH CORPSMTC · Entity 3442 | SVP and CHRO | March 08, 2023 | March 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SEMTECH CORP
Report date March 08, 2023 · Filed March 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,685 |
Ending reported balance
After 2023-03-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-08 · Exercise / conversion · Acquired 3,727 · Balance 8,018 Row 2 · 2023-03-08 · Tax withholding · Disposed 1,333 · Balance 6,685 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 7,455 |
Reported balance
After 2023-03-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-08 · Exercise / conversion · Disposed 3,727 · Balance 7,455 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: This grant vests in three annual installments beginning on March 8, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: This grant vests in three annual installments beginning on March 8, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2023 Filed Mar 11, 2023 01:48 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000462 · primary_01.xml · derivative · entry 3 Powell Norris B · CIK 0001828713 · SVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,455 Underlying: SMTC · 3,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 8, 2023. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on March 8, 2023. Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 01:48 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,333 | $30.21 | $40,269.93 |
DisclosureSEC source: 0001593968-23-000462 · primary_01.xml · nonDerivative · entry 2 Powell Norris B · CIK 0001828713 · SVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,685 Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 01:48 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000462 · primary_01.xml · nonDerivative · entry 1 Powell Norris B · CIK 0001828713 · SVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2023 Filed Mar 10, 2023 02:01 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 23,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000449 · primary_01.xml · derivative · entry 1 Powell Norris B · CIK 0001828713 · SVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,667 Underlying: SMTC · 23,667 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 7, 2024. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on March 7, 2024. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 23:04 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001627 · primary_01.xml · derivative · entry 3 Powell Norris B · CIK 0001828713 · SVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: SMTC · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on November 18, 2021. F2 · derivative.expiration_date: This grant vests in four annual installments beginning on November 18, 2021. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 23:04 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,959 | $29.41 | $57,614.19 |
DisclosureSEC source: 0001593968-22-001627 · primary_01.xml · nonDerivative · entry 2 Powell Norris B · CIK 0001828713 · SVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,291 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 23:04 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001627 · primary_01.xml · nonDerivative · entry 1 Powell Norris B · CIK 0001828713 · SVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 00:20 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 11,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000708 · primary_01.xml · derivative · entry 1 Powell Norris B · CIK 0001828713 · SVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,182 Underlying: SMTC · 11,182 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 8, 2023. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 8, 2023. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 21:17 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 4,291 | $86.16 | $369,706.12 |
DisclosureSEC source: 0001593968-21-002529 · primary_01.xml · nonDerivative · entry 1 Powell Norris B · CIK 0001828713 · SVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This price represents the weighted average of these sales. The prices ranged from $86.1401 to $86.2650. Price and share details are available upon request. Read SEC document |
| November 18, 2021 Filed Nov 18, 2021 23:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-002415 · primary_01.xml · derivative · entry 3 Powell Norris B · CIK 0001828713 · SVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: SMTC · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on November 18, 2021. F3 · derivative.expiration_date: This grant vests in four annual installments beginning on November 18, 2021. Read SEC document |
| November 18, 2021 Filed Nov 18, 2021 23:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,959 | $90.66 | $177,602.94 |
DisclosureSEC source: 0001593968-21-002415 · primary_01.xml · nonDerivative · entry 2 Powell Norris B · CIK 0001828713 · SVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,291 Read SEC document |
| November 18, 2021 Filed Nov 18, 2021 23:07 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-002415 · primary_01.xml · nonDerivative · entry 1 Powell Norris B · CIK 0001828713 · SVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 00:16 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-002234 · primary_01.xml · derivative · entry 1 Powell Norris B · CIK 0001828713 · SVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: SMTC · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on November 18, 2021. F3 · derivative.expiration_date: This grant vests in four annual installments beginning on November 18, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.