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person · Reporting owner

PHILLIPS JAMES MALCOLM JR

Disclosed activity across 1 company

Tapewire entity
115704
SEC CIK
0001904385

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
F5, INC.FFIV · Entity 839DirectorMarch 08, 2023March 10, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

F5, INC.

Report date March 08, 2023 · Filed March 10, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,486 Reported balance After 2023-03-08 transaction · row 1
1 source row

Row 1 · 2023-03-08 · Exercise / conversion · Acquired 1,272 · Balance 1,486

F1: Shares received upon vesting of the March 10, 2022 award of Restricted Stock Units.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2023-03-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-03-08 · Exercise / conversion · Disposed 1,272 · Balance 0

F2: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

F3: One share of Common Stock of F5, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2023.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,770 Reported balance After 2023-03-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-03-09 · Grant · Acquired 1,770 · Balance 1,770

F2: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

F4: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2023 (to be held in 2024) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

F5: If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares received upon vesting of the March 10, 2022 award of Restricted Stock Units.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

F3: One share of Common Stock of F5, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2023.

F4: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2023 (to be held in 2024) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

F5: If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2023 Filed Mar 10, 2023 22:07 UTC F5, INC. FFIV · Entity 839 GrantRestricted Stock Unit · Derivative 1,770 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017874 · doc4.xml · derivative · entry 3

PHILLIPS JAMES MALCOLM JR · CIK 0001904385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770

Underlying: Common Stock · 1,770 shares

Expires not disclosed

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2023 (to be held in 2024) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

F5 · derivative.expiration_date: If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 22:07 UTC F5, INC. FFIV · Entity 839 Exercise / conversionRestricted Stock Unit · Derivative 1,272 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017874 · doc4.xml · derivative · entry 2

PHILLIPS JAMES MALCOLM JR · CIK 0001904385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

F3 · derivative.expiration_date: One share of Common Stock of F5, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2023.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 22:07 UTC F5, INC. FFIV · Entity 839 Exercise / conversionCommon Stock 1,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017874 · doc4.xml · nonDerivative · entry 1

PHILLIPS JAMES MALCOLM JR · CIK 0001904385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares received upon vesting of the March 10, 2022 award of Restricted Stock Units.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 19:43 UTC F5, INC. FFIV · Entity 839 GrantRestricted Stock Unit · Derivative 1,272 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018138 · doc4.xml · derivative · entry 3

PHILLIPS JAMES MALCOLM JR · CIK 0001904385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,272

Underlying: Common Stock · 1,272 shares

Expires not disclosed

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2022 (to be held in 2023) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

F5 · derivative.expiration_date: If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 19:43 UTC F5, INC. FFIV · Entity 839 Exercise / conversionRestricted Stock Unit · Derivative 214 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018138 · doc4.xml · derivative · entry 2

PHILLIPS JAMES MALCOLM JR · CIK 0001904385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

F3 · derivative.expiration_date: One share of Common Stock of F5, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 9, 2022.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 19:43 UTC F5, INC. FFIV · Entity 839 Exercise / conversionCommon Stock 214 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018138 · doc4.xml · nonDerivative · entry 1

PHILLIPS JAMES MALCOLM JR · CIK 0001904385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares received upon vesting of the February 1, 2022 award of Restricted Stock Units.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 18:03 UTC F5, INC. FFIV · Entity 839 GrantRestricted Stock Unit · Derivative 214 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006712 · doc4.xml · derivative · entry 1

PHILLIPS JAMES MALCOLM JR · CIK 0001904385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214

Underlying: Common Stock · 214 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

F2 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2021 (to be held in 2022) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

F3 · derivative.expiration_date: If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.