Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lazard, Inc.LAZ · Entity 4031 | CAO and General Counsel | March 08, 2023 | March 10, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lazard, Inc.
Report date March 08, 2023 · Filed March 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 151,285 |
Ending reported balance
After 2023-03-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-08 · Exercise / conversion · Acquired 107,918 · Balance 223,277 F1: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock. Row 2 · 2023-03-08 · Disposition to issuer · Disposed 71,992 · Balance 151,285 F2: Represents shares of Class A Common Stock sold to the Company, including to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1). F3: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1). |
| Performance-based Restricted Participation UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-03-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-08 · Exercise / conversion · Disposed 107,918 · Balance 0 F4: Represents a prior grant of PRPUs awarded with respect to compensation for 2019 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year. F5: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F1: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.
F2: Represents shares of Class A Common Stock sold to the Company, including to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).
F3: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1).
F4: Represents a prior grant of PRPUs awarded with respect to compensation for 2019 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.
F5: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2019 Filed Aug 22, 2019 20:28 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-047198 · doc4.xml · nonDerivative · entry 2 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the taxes in connection with previously reported settlements of Restricted Stock Units ("RSUs") (in accordance with the applicable award agreement). Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 20:28 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-047198 · doc4.xml · nonDerivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the taxes in connection with previously reported settlements of Restricted Stock Units ("RSUs") (in accordance with the applicable award agreement). Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:24 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 858 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046880 · doc4.xml · derivative · entry 3 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 858 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 184,023 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:24 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 858 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046880 · doc4.xml · derivative · entry 2 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858 Underlying: Class A Common Stock · 858 shares Expires not disclosed F3 · security: RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 381 will vest on or around March 2, 2020 and 477 will vest on or around March 1, 2021. F5 · derivative.expiration_date: Of these RSUs, 381 will vest on or around March 2, 2020 and 477 will vest on or around March 1, 2021. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:24 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 858 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046880 · doc4.xml · nonDerivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 184,023 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:59 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 819 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031827 · doc4.xml · derivative · entry 3 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 819 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 184,023 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:59 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 819 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031827 · doc4.xml · derivative · entry 2 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819 Underlying: Class A Common Stock · 819 shares Expires not disclosed F3 · security: RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 364 will vest on or around March 2, 2020 and 455 will vest on or around March 1, 2021. F5 · derivative.expiration_date: Of these RSUs, 364 will vest on or around March 2, 2020 and 455 will vest on or around March 1, 2021. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:59 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 819 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031827 · doc4.xml · nonDerivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 184,023 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:30 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 2,091 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016980 · doc4.xml · derivative · entry 9 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 2,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · price: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · derivative.exercise_date: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · derivative.expiration_date: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:30 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 2,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016980 · doc4.xml · derivative · entry 8 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,091 Underlying: Class A Common Stock · 2,575 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:30 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 4,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016980 · doc4.xml · derivative · entry 7 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,666 Underlying: Class A Common Stock · 4,666 shares Expires not disclosed F5 · security: RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: Of these RSUs, 2,575 vested on March 1, 2019, 990 will vest on or around March 2, 2020, and 1,101 will vest on or around March 1, 2021. F7 · derivative.expiration_date: Of these RSUs, 2,575 vested on March 1, 2019, 990 will vest on or around March 2, 2020, and 1,101 will vest on or around March 1, 2021. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:30 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 73,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016980 · doc4.xml · nonDerivative · entry 6 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. F4 · balance_after: Includes 19,493 shares of Class A Common Stock that the reporting person is permitted to sell solely in order to pay the estimated taxes arising from the settlement of PRSUs and RSUs. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:30 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 73,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016980 · doc4.xml · nonDerivative · entry 5 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:30 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 1,105 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016980 · doc4.xml · nonDerivative · entry 4 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Represents the portion of Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the taxes in connection with the settlement of the RSUs referenced in Footnote (2) (in accordance with the applicable award agreement). Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:30 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 1,105 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016980 · doc4.xml · nonDerivative · entry 3 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Represents the portion of Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the taxes in connection with the settlement of the RSUs referenced in Footnote (2) (in accordance with the applicable award agreement). Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:30 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 2,091 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016980 · doc4.xml · nonDerivative · entry 2 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:30 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 2,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016980 · doc4.xml · nonDerivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:02 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 129,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013149 · doc4.xml · derivative · entry 6 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 129,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2015, 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:02 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Stock Units · Derivative | 129,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013149 · doc4.xml · derivative · entry 5 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,325 Underlying: Class A Common Stock · 129,325 shares Expires not disclosed F6 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2015, 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F7 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F7 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:02 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 49,871 | $36.85 | $1,837,746.35 |
DisclosureSEC source: 0001209191-19-013149 · doc4.xml · nonDerivative · entry 4 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,122 F3 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs. F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs referenced in Footnote (1). F5 · balance_after: Includes 18,388 shares of Class A Common Stock that the reporting person is permitted to sell solely in order to pay the estimated taxes arising from the settlement of PRSUs. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:02 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 68,259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013149 · doc4.xml · nonDerivative · entry 3 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the portion of Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements). Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:02 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 68,259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013149 · doc4.xml · nonDerivative · entry 2 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the portion of Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements). Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:02 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 129,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013149 · doc4.xml · nonDerivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 18:06 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 25,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-064216 · doc4.xml · derivative · entry 7 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 25,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Represents RSUs previously acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F1 · derivative.exercise_price: The reporting person has become eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. As a result of the foregoing, certain RSUs, and certain PRSUs for which the performance conditions have been satisfied, that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and PRSUs (for which the performance conditions have been satisfied) are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth in the award agreements. F1 · price: The reporting person has become eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. As a result of the foregoing, certain RSUs, and certain PRSUs for which the performance conditions have been satisfied, that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and PRSUs (for which the performance conditions have been satisfied) are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth in the award agreements. F1 · derivative.exercise_date: The reporting person has become eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. As a result of the foregoing, certain RSUs, and certain PRSUs for which the performance conditions have been satisfied, that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and PRSUs (for which the performance conditions have been satisfied) are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth in the award agreements. F1 · derivative.expiration_date: The reporting person has become eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. As a result of the foregoing, certain RSUs, and certain PRSUs for which the performance conditions have been satisfied, that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and PRSUs (for which the performance conditions have been satisfied) are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth in the award agreements. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 18:06 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 48,321 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-064216 · doc4.xml · derivative · entry 6 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 48,321 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2015 and 2016 for which performance conditions have been satisfied. These grants were previously reflected in the Company's proxy statements for the relevant years. F1 · derivative.exercise_price: The reporting person has become eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. As a result of the foregoing, certain RSUs, and certain PRSUs for which the performance conditions have been satisfied, that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and PRSUs (for which the performance conditions have been satisfied) are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth in the award agreements. F1 · price: The reporting person has become eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. As a result of the foregoing, certain RSUs, and certain PRSUs for which the performance conditions have been satisfied, that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and PRSUs (for which the performance conditions have been satisfied) are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth in the award agreements. F1 · derivative.exercise_date: The reporting person has become eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. As a result of the foregoing, certain RSUs, and certain PRSUs for which the performance conditions have been satisfied, that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and PRSUs (for which the performance conditions have been satisfied) are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth in the award agreements. F1 · derivative.expiration_date: The reporting person has become eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. As a result of the foregoing, certain RSUs, and certain PRSUs for which the performance conditions have been satisfied, that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and PRSUs (for which the performance conditions have been satisfied) are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth in the award agreements. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 18:06 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 38,863 | $34.80 | $1,352,432.40 |
DisclosureSEC source: 0001209191-18-064216 · doc4.xml · nonDerivative · entry 5 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,734 F3 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs and RSUs. F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on December 21, 2018, the trading day immediately preceding the settlement date of the PRSUs and RSUs referenced in Footnote (1). Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 18:06 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 38,863 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-064216 · doc4.xml · nonDerivative · entry 4 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the portion of the Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements). Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 18:06 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 38,863 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-064216 · doc4.xml · nonDerivative · entry 3 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the portion of the Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements). Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 18:06 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 25,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-064216 · doc4.xml · nonDerivative · entry 2 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person has become eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. As a result of the foregoing, certain RSUs, and certain PRSUs for which the performance conditions have been satisfied, that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and PRSUs (for which the performance conditions have been satisfied) are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth in the award agreements. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 18:06 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 48,321 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-064216 · doc4.xml · nonDerivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person has become eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. As a result of the foregoing, certain RSUs, and certain PRSUs for which the performance conditions have been satisfied, that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and PRSUs (for which the performance conditions have been satisfied) are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth in the award agreements. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 18:54 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059323 · doc4.xml · derivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,308 Underlying: Class A Common Stock · 2,211 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 974 will vest on or around March 1, 2019, 694 will vest on or around March 2, 2020, and 543 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these RSUs, 974 will vest on or around March 1, 2019, 694 will vest on or around March 2, 2020, and 543 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 88,734 shares of Class A Common Stock and 48,321 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 17:54 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,705 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-047811 · doc4.xml · derivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,097 Underlying: Class A Common Stock · 1,705 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 751 will vest on or around March 1, 2019, 535 will vest on or around March 2, 2020, and 419 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these RSUs, 751 will vest on or around March 1, 2019, 535 will vest on or around March 2, 2020, and 419 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 88,734 shares of Class A Common Stock and 48,321 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 18, 2018 Filed May 22, 2018 18:31 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032414 · doc4.xml · derivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,392 Underlying: Class A Common Stock · 1,506 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 663 will vest on or around March 1, 2019, 473 will vest on or around March 2, 2020, and 370 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these RSUs, 663 will vest on or around March 1, 2019, 473 will vest on or around March 2, 2020, and 370 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 88,734 shares of Class A Common Stock and 48,321 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:49 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 15,000 | $52.13 | $781,950.00 |
DisclosureSEC source: 0001209191-18-016888 · doc4.xml · nonDerivative · entry 3 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,734 F4 · shares: Represents shares of Class A Common Stock sold primarily to cover the remaining amount of estimated taxes arising from the settlement of PRSUs and RSUs. F5 · price: Reflects a weighted average purchase price of $52.13 per share, at prices ranging from $52.00 to $52.82 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:49 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 43,607 | $53.47 | $2,331,666.29 |
DisclosureSEC source: 0001209191-18-016888 · doc4.xml · nonDerivative · entry 2 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,734 F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs and RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction date. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:49 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 12,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-016888 · doc4.xml · derivative · entry 5 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,886 Underlying: Class A Common Stock · 12,528 shares Expires 2018-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:49 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 91,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-016888 · doc4.xml · derivative · entry 4 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,321 Underlying: Class A Common Stock · 91,206 shares Expires 2018-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:49 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 103,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-016888 · doc4.xml · nonDerivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2014, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 18:19 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 9,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013562 · doc4.xml · derivative · entry 2 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,375 Underlying: Class A Common Stock · 9,040 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 3,227 will vest on or around March 1, 2018, 2,578 will vest on or around March 1, 2019, 1,837 will vest on or around March 2, 2020 and 1,398 will vest on or around March 1, 2021. F6 · derivative.expiration_date: Of these RSUs, 3,227 will vest on or around March 1, 2018, 2,578 will vest on or around March 1, 2019, 1,837 will vest on or around March 2, 2020 and 1,398 will vest on or around March 1, 2021. F7 · balance_after: Amount excludes 43,607 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:19 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Stock Units · Derivative | 99,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013562 · doc4.xml · derivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,527 Underlying: Class A Common Stock · 99,271 shares Expires not disclosed F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2014, 2015 and 2016 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements covering the relevant years. F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these PRSUs, 68,404 will vest on or around March 1, 2018, 17,454 will vest on or around March 1, 2019, and 13,413 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these PRSUs, 68,404 will vest on or around March 1, 2018, 17,454 will vest on or around March 1, 2019, and 13,413 will vest on or around March 2, 2020. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:10 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062164 · doc4.xml · derivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,335 Underlying: Class A Common Stock · 1,697 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 484 will vest on or around March 1, 2018, 708 will vest on or around March 1, 2019, and 505 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 484 will vest on or around March 1, 2018, 708 will vest on or around March 1, 2019, and 505 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 43,607 shares of Class A Common Stock and 40,256 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 17:48 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,826 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049854 · doc4.xml · derivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,638 Underlying: Class A Common Stock · 1,826 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 521 will vest on or around March 1, 2018, 762 will vest on or around March 1, 2019, and 543 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 521 will vest on or around March 1, 2018, 762 will vest on or around March 1, 2019, and 543 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 43,607 shares of Class A Common Stock and 40,256 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:11 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000713 · form4.xml · derivative · entry 1 Hoffman Scott D · CIK 0001326139 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,812 Underlying: Class A Common Stock · 1,738 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 496 will vest on or around March 1, 2018, 725 will vest on or around March 1, 2019, and 517 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 496 will vest on or around March 1, 2018, 725 will vest on or around March 1, 2019, and 517 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 43,607 shares of Class A Common Stock and 40,256 PRSUs beneficially owned by the reporting person. Read SEC document |
| May 16, 2017 Filed May 18, 2017 18:48 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 35,000 | $45.13 | $1,579,480.00 |
DisclosureSEC source: 0000950157-17-000681 · form4.xml · nonDerivative · entry 1 Hoffman Scott D · CIK 0001326139 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,607 F1 · price: - Reflects a weighted average purchase price of $45.128 per share, at prices ranging from $45.000 to $45.428 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. F2 · balance_after: - Amount excludes 40,256 Performance-based Restricted Stock Units and 18,074 Restricted Stock Units beneficially owned by the reporting person. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 17:24 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 20,000 | $43.16 | $863,200.00 |
DisclosureSEC source: 0001311370-17-000019 · edgar.xml · nonDerivative · entry 3 Hoffman Scott D · CIK 0001326139 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,607 F4 · shares: Represents shares of Class A Common Stock sold to cover the remaining amount of estimated taxes arising from the settlement of PRSUs and RSUs. F5 · price: Reflects a weighted average purchase price of $43.16 per share, at prices ranging from $42.79 to $43.77 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:24 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 10,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000019 · edgar.xml · derivative · entry 5 Hoffman Scott D · CIK 0001326139 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,074 Underlying: Class A Common Stock · 10,141 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2013, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:24 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 88,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000019 · edgar.xml · derivative · entry 4 Hoffman Scott D · CIK 0001326139 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,256 Underlying: Class A Common Stock · 88,466 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2013, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. F6 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:24 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 30,424 | $43.06 | $1,310,057.44 |
DisclosureSEC source: 0001311370-17-000019 · edgar.xml · nonDerivative · entry 2 Hoffman Scott D · CIK 0001326139 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,607 F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs and RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on February 28, 2017, the trading day immediately preceding the vesting date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:24 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 98,607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000019 · edgar.xml · nonDerivative · entry 1 Hoffman Scott D · CIK 0001326139 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2013, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 18:11 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 10,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000013 · edgar.xml · derivative · entry 2 Hoffman Scott D · CIK 0001326139 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,215 Underlying: Class A Common Stock · 10,265 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 3,542 will vest on or around March 1, 2017, 1,919 will vest on or around March 1, 2018, 2,805 will vest on or around March 1, 2019 and 1,999 will vest on or around March 2, 2020. F6 · derivative.expiration_date: Of these RSUs, 3,542 will vest on or around March 1, 2017, 1,919 will vest on or around March 1, 2018, 2,805 will vest on or around March 1, 2019 and 1,999 will vest on or around March 2, 2020. F7 · balance_after: Amount excludes 30,424 shares of Class A Common Stock beneficially owned by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.