person · Reporting owner

Bywater David

Disclosed activity across 3 companies

Tapewire entity: 115569
SEC CIK: 0001673823

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Sunrun Inc.RUN · Entity 4507	Director	April 08, 2021	April 09, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sunrun Inc.

Report date April 08, 2021 · Filed April 09, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	270,769	Reported balance After 2021-04-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2021-04-08 · Sale · Disposed 34,950 · Balance 270,769 F1: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $53.38 to $54.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Common StockSEC Table I · non-derivative	Direct	220,461	Reported balance After 2021-04-08 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2021-04-08 · Sale · Disposed 50,308 · Balance 220,461 F1: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F3: Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.41 to $55.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F4: Shares held following the reported transactions include 17,600 RSUs, which are subject to forfeiture until they vest.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $53.38 to $54.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.41 to $55.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4: Shares held following the reported transactions include 17,600 RSUs, which are subject to forfeiture until they vest.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Vivint Smart Home, Inc.

Report date March 10, 2023 · Filed March 14, 2023

Section 16 reporting ended · disclosed 2023-03-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	Reported balance After 2023-03-10 transaction · row 1 1 source row Row 1 · 2023-03-10 · Disposition to issuer · Disposed 1,074,281 · Balance 0 F1: On March 10, 2023, NRG Energy, Inc. ("NRG") acquired Vivint Smart Home, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of December 6, 2022 (the "Merger Agreement") by and among the Issuer, NRG and Jetson Merger Sub, Inc., a wholly owned subsidiary of NRG ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of NRG. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $12.00 per share in cash, without interest (the "Merger Consideration").
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2023-03-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2023-03-10 · Disposition to issuer · Disposed 470,143 · Balance 0 F2: Each restricted stock unit ("RSU") represented a contingent right to receive one share of Common Stock. The RSUs were to be settled in either Common Stock or cash. F1: On March 10, 2023, NRG Energy, Inc. ("NRG") acquired Vivint Smart Home, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of December 6, 2022 (the "Merger Agreement") by and among the Issuer, NRG and Jetson Merger Sub, Inc., a wholly owned subsidiary of NRG ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of NRG. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $12.00 per share in cash, without interest (the "Merger Consideration"). F3: Pursuant to the Merger Agreement, unvested RSUs of the Issuer were automatically converted into a number of NRG RSUs calculated as the product of (i) the number of shares underlying such Issuer RSU award and (ii) the ratio of the Merger Consideration divided by the average of the closing sales price of NRGs common stock, par value $0.01 per share for the ten (10) consecutive full trading days ending on the trading day immediately preceding the closing date (the "Exchange Ratio"). Such NRG RSUs will continue to be subject to the same terms and conditions (including vesting and termination treatment) as were applicable to the Issuer RSUs. F4: Reflects an initial grant of 705,216 RSUs. The remaining grant vests in two equal annual installments beginning on June 15, 2023.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2023-03-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2023-03-10 · Disposition to issuer · Disposed 428,571 · Balance 0 F2: Each restricted stock unit ("RSU") represented a contingent right to receive one share of Common Stock. The RSUs were to be settled in either Common Stock or cash. F1: On March 10, 2023, NRG Energy, Inc. ("NRG") acquired Vivint Smart Home, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of December 6, 2022 (the "Merger Agreement") by and among the Issuer, NRG and Jetson Merger Sub, Inc., a wholly owned subsidiary of NRG ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of NRG. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $12.00 per share in cash, without interest (the "Merger Consideration"). F3: Pursuant to the Merger Agreement, unvested RSUs of the Issuer were automatically converted into a number of NRG RSUs calculated as the product of (i) the number of shares underlying such Issuer RSU award and (ii) the ratio of the Merger Consideration divided by the average of the closing sales price of NRGs common stock, par value $0.01 per share for the ten (10) consecutive full trading days ending on the trading day immediately preceding the closing date (the "Exchange Ratio"). Such NRG RSUs will continue to be subject to the same terms and conditions (including vesting and termination treatment) as were applicable to the Issuer RSUs. F5: Reflects an initial grant of 642,857 RSUs. The remaining grant vests in two equal annual installments beginning on March 1, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: On March 10, 2023, NRG Energy, Inc. ("NRG") acquired Vivint Smart Home, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of December 6, 2022 (the "Merger Agreement") by and among the Issuer, NRG and Jetson Merger Sub, Inc., a wholly owned subsidiary of NRG ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of NRG. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $12.00 per share in cash, without interest (the "Merger Consideration").

F2: Each restricted stock unit ("RSU") represented a contingent right to receive one share of Common Stock. The RSUs were to be settled in either Common Stock or cash.

F3: Pursuant to the Merger Agreement, unvested RSUs of the Issuer were automatically converted into a number of NRG RSUs calculated as the product of (i) the number of shares underlying such Issuer RSU award and (ii) the ratio of the Merger Consideration divided by the average of the closing sales price of NRGs common stock, par value $0.01 per share for the ten (10) consecutive full trading days ending on the trading day immediately preceding the closing date (the "Exchange Ratio"). Such NRG RSUs will continue to be subject to the same terms and conditions (including vesting and termination treatment) as were applicable to the Issuer RSUs.

F4: Reflects an initial grant of 705,216 RSUs. The remaining grant vests in two equal annual installments beginning on June 15, 2023.

F5: Reflects an initial grant of 642,857 RSUs. The remaining grant vests in two equal annual installments beginning on March 1, 2024.

Vivint Solar, Inc.

Report date October 08, 2020 · Filed October 08, 2020

Section 16 reporting ended · disclosed 2020-10-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2020-10-08 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2020-10-08 · Disposition to issuer · Disposed 430,150 · Balance 620,203 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 6, 2020 (the "Merger Agreement"), by and among Sunrun Inc. ("RUN"), Viking Merger Sub, Inc. and Vivint Solar, Inc. in exchange for 0.55 shares of RUN common stock per share. Row 2 · 2020-10-08 · Disposition to issuer · Disposed 620,203 · Balance 0 F2: Pursuant to the Merger Agreement, the restricted stock units held by the Reporting Person were disposed of and converted into restricted stock units representing 0.55 shares of RUN common stock per share.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.85 · Expires 2026-12-14	Direct	Reported balance After 2020-10-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-10-08 · Disposition to issuer · Disposed 337,037 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F4: The shares subject to this option shall vest at the rate of 25% of the total number of shares on December 6, 2017 and thereafter 6.25% of the total shares subject to this option shall vest in equal quarterly installments beginning March 6, 2018, until the option is fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.15 · Expires 2028-03-15	Direct	Reported balance After 2020-10-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-10-08 · Disposition to issuer · Disposed 485,436 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F5: The shares subject to this option shall vest at the rate of 25% of the total number of shares on January 1, 2019 and thereafter 6.25% of the total shares subject to this option shall vest in equal quarterly installments beginning April 1, 2019, until the option is fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.17 · Expires 2029-01-17	Direct	Reported balance After 2020-10-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-10-08 · Disposition to issuer · Disposed 929,368 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F6: 25% of the shares subject to this award will vest on January 1, 2020, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.75 · Expires 2029-12-12	Direct	Reported balance After 2020-10-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2020-10-08 · Disposition to issuer · Disposed 277,161 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F7: 25% of the shares subject to this award will vest on December 6, 2020, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 6, 2020 (the "Merger Agreement"), by and among Sunrun Inc. ("RUN"), Viking Merger Sub, Inc. and Vivint Solar, Inc. in exchange for 0.55 shares of RUN common stock per share.

F2: Pursuant to the Merger Agreement, the restricted stock units held by the Reporting Person were disposed of and converted into restricted stock units representing 0.55 shares of RUN common stock per share.

F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share.

F4: The shares subject to this option shall vest at the rate of 25% of the total number of shares on December 6, 2017 and thereafter 6.25% of the total shares subject to this option shall vest in equal quarterly installments beginning March 6, 2018, until the option is fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date.

F5: The shares subject to this option shall vest at the rate of 25% of the total number of shares on January 1, 2019 and thereafter 6.25% of the total shares subject to this option shall vest in equal quarterly installments beginning April 1, 2019, until the option is fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date.

F6: 25% of the shares subject to this award will vest on January 1, 2020, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.

F7: 25% of the shares subject to this award will vest on December 6, 2020, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 09, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	7,679	$61.19	$469,896.44	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 8 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,457 F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.02 to $61.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	102,486	$59.76	$6,124,184.16	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 7 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,136 F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.28 to $60.0353 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	59,411	$58.74	$3,489,683.32	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 6 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,622 F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.28 to $59.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	158,156	$57.88	$9,154,053.46	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 5 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,033 F1 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.28 to $58.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionCommon Stock	110,854	$5.73	$635,193.42	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 4 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionCommon Stock	176,562	$5.19	$916,356.78	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 3 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 06, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	GiftCommon Stock	56,000	$0.00	$0.00	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Bywater Family Charitable Trust Disclosed balance after: 56,000 Read SEC document
November 06, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	GiftCommon Stock	56,000	$0.00	$0.00	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,773 Read SEC document
October 21, 2020 Filed Oct 23, 2020 20:33 UTC	Sunrun Inc. RUN · Entity 4507	GrantEmployee Stock Option (right to buy) · Derivative	40,624	$0.00 Strike: $56.82	$0.00	Disclosure SEC source: 0001469367-20-000222 · wf-form4_160349959634609.xml · derivative · entry 3 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,624 Underlying: Common Stock · 40,624 shares Expires 2030-10-20 Read SEC document
October 21, 2020 Filed Oct 23, 2020 20:33 UTC	Sunrun Inc. RUN · Entity 4507	GrantEmployee Stock Option (right to buy) · Derivative	32,500	$0.00 Strike: $56.82	$0.00	Disclosure SEC source: 0001469367-20-000222 · wf-form4_160349959634609.xml · derivative · entry 2 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2030-10-20 Read SEC document
October 21, 2020 Filed Oct 23, 2020 20:33 UTC	Sunrun Inc. RUN · Entity 4507	GrantCommon Stock	39,600	$0.00	$0.00	Disclosure SEC source: 0001469367-20-000222 · wf-form4_160349959634609.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,773 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 17,600 of the RSUs will vest in full on October 8, 2021 and 22,000 of the RSUs will vest in full on April 8, 2021, subject to the Reporting Person's continued service as of each such date. F2 · balance_after: Shares held following the reported transaction include 210,154 RSUs, which are subject to forfeiture until they vest. Read SEC document
October 21, 2020 Filed Apr 9, 2021 20:22 UTC Amendment	Sunrun Inc. RUN · Entity 4507	GrantEmployee Stock Option (right to buy) · Derivative	42,867	$0.00 Strike: $56.82	$0.00	Disclosure SEC source: 0001469367-21-000095 · wf-form4a_161801413069393.xml · derivative · entry 2 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,867 Underlying: Common Stock · 42,867 shares Expires 2030-10-20 Read SEC document
October 21, 2020 Filed Apr 9, 2021 20:22 UTC Amendment	Sunrun Inc. RUN · Entity 4507	GrantEmployee Stock Option (right to buy) · Derivative	33,991	$0.00 Strike: $56.82	$0.00	Disclosure SEC source: 0001469367-21-000095 · wf-form4a_161801413069393.xml · derivative · entry 1 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,991 Underlying: Common Stock · 33,991 shares Expires 2030-10-20 Read SEC document
October 08, 2020 Filed Oct 8, 2020 17:27 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Disposition to issuerStock Option (Right to Buy) · Derivative	277,161	$0.00 Strike: $7.75	$0.00	Disclosure SEC source: 0001209191-20-054302 · doc4.xml · derivative · entry 6 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 277,161 shares Expires 2029-12-12 F3 · kind: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F7 · derivative.exercise_date: 25% of the shares subject to this award will vest on December 6, 2020, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. Read SEC document
October 08, 2020 Filed Oct 8, 2020 17:27 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Disposition to issuerStock Option (Right to Buy) · Derivative	929,368	$0.00 Strike: $4.17	$0.00	Disclosure SEC source: 0001209191-20-054302 · doc4.xml · derivative · entry 5 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 929,368 shares Expires 2029-01-17 F3 · kind: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F6 · derivative.exercise_date: 25% of the shares subject to this award will vest on January 1, 2020, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. Read SEC document
October 08, 2020 Filed Oct 8, 2020 17:27 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Disposition to issuerStock Option (Right to Buy) · Derivative	485,436	$0.00 Strike: $3.15	$0.00	Disclosure SEC source: 0001209191-20-054302 · doc4.xml · derivative · entry 4 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 485,436 shares Expires 2028-03-15 F3 · kind: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F5 · derivative.exercise_date: The shares subject to this option shall vest at the rate of 25% of the total number of shares on January 1, 2019 and thereafter 6.25% of the total shares subject to this option shall vest in equal quarterly installments beginning April 1, 2019, until the option is fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. Read SEC document
October 08, 2020 Filed Oct 8, 2020 17:27 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Disposition to issuerStock Option (Right to Buy) · Derivative	337,037	$0.00 Strike: $2.85	$0.00	Disclosure SEC source: 0001209191-20-054302 · doc4.xml · derivative · entry 3 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 337,037 shares Expires 2026-12-14 F3 · kind: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F4 · derivative.exercise_date: The shares subject to this option shall vest at the rate of 25% of the total number of shares on December 6, 2017 and thereafter 6.25% of the total shares subject to this option shall vest in equal quarterly installments beginning March 6, 2018, until the option is fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. Read SEC document
October 08, 2020 Filed Oct 8, 2020 17:27 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Disposition to issuerCommon Stock	620,203	$0.00	$0.00	Disclosure SEC source: 0001209191-20-054302 · doc4.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to the Merger Agreement, the restricted stock units held by the Reporting Person were disposed of and converted into restricted stock units representing 0.55 shares of RUN common stock per share. Read SEC document
October 08, 2020 Filed Oct 8, 2020 17:27 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Disposition to issuerCommon Stock	430,150	$0.00	$0.00	Disclosure SEC source: 0001209191-20-054302 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,203 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 6, 2020 (the "Merger Agreement"), by and among Sunrun Inc. ("RUN"), Viking Merger Sub, Inc. and Vivint Solar, Inc. in exchange for 0.55 shares of RUN common stock per share. Read SEC document
October 08, 2020 Filed Oct 13, 2020 21:00 UTC	Sunrun Inc. RUN · Entity 4507	GrantStock Option (right to buy) · Derivative	152,438	$0.00 Strike: $14.10	$0.00	Disclosure SEC source: 0001469367-20-000218 · wf-form4_160263723457967.xml · derivative · entry 6 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,438 Underlying: Common Stock · 152,438 shares Expires 2029-12-12 F14 · price: Received in the Merger in exchange for a stock option to acquire 277,161 shares of Vivint common stock for $7.75 per share. F13 · derivative.exercise_date: 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after December 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date. Read SEC document
October 08, 2020 Filed Oct 13, 2020 21:00 UTC	Sunrun Inc. RUN · Entity 4507	GrantStock Option (right to buy) · Derivative	511,152	$0.00 Strike: $7.59	$0.00	Disclosure SEC source: 0001469367-20-000218 · wf-form4_160263723457967.xml · derivative · entry 5 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,152 Underlying: Common Stock · 511,152 shares Expires 2029-01-17 F12 · price: Received in the Merger in exchange for a stock option to acquire 929,368 shares of Vivint common stock for $4.17 per share. F11 · derivative.exercise_date: 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after January 1, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date. Read SEC document
October 08, 2020 Filed Oct 13, 2020 21:00 UTC	Sunrun Inc. RUN · Entity 4507	GrantStock Option (right to buy) · Derivative	266,989	$0.00 Strike: $5.73	$0.00	Disclosure SEC source: 0001469367-20-000218 · wf-form4_160263723457967.xml · derivative · entry 4 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,989 Underlying: Common Stock · 266,989 shares Expires 2028-03-15 F10 · price: Received in the Merger in exchange for a stock option to acquire 485,436 shares of Vivint common stock for $3.15 per share. F9 · derivative.exercise_date: 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after January 1, 2019, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date. Read SEC document
October 08, 2020 Filed Oct 13, 2020 21:00 UTC	Sunrun Inc. RUN · Entity 4507	GrantStock Option (right to buy) · Derivative	185,370	$0.00 Strike: $5.19	$0.00	Disclosure SEC source: 0001469367-20-000218 · wf-form4_160263723457967.xml · derivative · entry 3 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,370 Underlying: Common Stock · 185,370 shares Expires 2026-12-14 F8 · price: Received in the Merger in exchange for a stock option to acquire 337,037 shares of Vivint common stock for $2.85 per share. F7 · derivative.exercise_date: 25% of the shares subject to the original option grant vested on December 6, 2017, and an additional 6.25% of the original option grant vest at the end of each three month period thereafter until this option is fully vested, subject to the Reporting Person's continued service to Sunrun through each such date. Original option was for 281,875 shares, of which 96,505 had previously been exercised. Read SEC document
October 08, 2020 Filed Oct 13, 2020 21:00 UTC	Sunrun Inc. RUN · Entity 4507	Tax withholdingCommon Stock	75,558	$78.05	$5,897,301.90	Disclosure SEC source: 0001469367-20-000218 · wf-form4_160263723457967.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,173 F5 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs. F6 · balance_after: Shares held following the reported transactions include 170,555 RSUs, which are subject to forfeiture until they vest. Read SEC document
October 08, 2020 Filed Oct 13, 2020 21:00 UTC	Sunrun Inc. RUN · Entity 4507	GrantCommon Stock	632,731	$0.00	$0.00	Disclosure SEC source: 0001469367-20-000218 · wf-form4_160263723457967.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,731 F1 · price: Received in exchange for 1,150,426 shares of Vivint Solar, Inc. ("Vivint") capital stock in connection with the merger by and between Vivint and Sunrun Inc. ("Sunrun") (the "Merger"). F2 · balance_after: Shares held following the reported transactions include (i) 12,362 Restricted Stock Units ("RSUs") that vested as to 25% of the original RSU grant on December 6, 2017; and an additional 6.25% of the original RSU grant vest at the end of each three month period thereafter until the RSU grant is fully vested, subject to the Reporting Person's continued service to Sunrun through each such date, of which the original grant was for 197,806 shares, of which 185,444 shares have been released, (ii) 54,562 RSUs that vested as to 25% of the original RSU grant on January 1, 2019, and on each of the next twelve RSU quarterly vesting dates, 1/16 of the shares subject to the original RSU grant vest, subject to the Reporting Person's continued service to Sunrun through each such date, of which the original grant was for 174,603 shares, of which 120,041 shares have been released, (continued to footnote 3) F3 · balance_after: (iii) 185,476 RSUs that vested as to 25% of the original RSU grant on January 1, 2020, and on each of the next twelve RSU quarterly vesting dates, 1/16 of the shares subject to the original RSU grant vest, subject to the Reporting Person's continued service to Sunrun through each such date, of which the original grant was for 329,736 shares, of which 144,260 shares have been released, and (iv) 88,709 RSUs that vest as to 25% of the shares on December 6, 2020, and on each of the next twelve RSU quarterly vesting dates, 1/16 of the shares subject to this RSU vest, subject to the Reporting Person's continued service to Sunrun through each such date. F4 · balance_after: In connection with the Merger, the shares pursuant to the RSUs in (i) through (iv) above accelerated and became fully vested and exercisable (a) 50% on the Reporting Person's start date with Sunrun, and (b) the remaining 50% on the date that is six months following such start date, subject to the Reporting Person's continued service to Sunrun through each such date. Read SEC document
September 06, 2020 Filed Sep 9, 2020 19:02 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Tax withholdingCommon Stock	16,600	$26.86	$445,876.00	Disclosure SEC source: 0001209191-20-049875 · doc4.xml · nonDerivative · entry 3 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,353 F3 · balance_after: Includes 599,520 restricted stock units ("RSUs") granted on January 17, 2019 pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. 25% of the RSUs vested on January 1, 2020 and thereafter 1/16th of the RSUs vest in equal quarterly installments beginning March 6, 2020, until the RSUs are fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. Read SEC document
September 06, 2020 Filed Sep 9, 2020 19:02 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Tax withholdingCommon Stock	8,790	$26.86	$236,099.40	Disclosure SEC source: 0001209191-20-049875 · doc4.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,066,953 F2 · balance_after: Includes 317,460 restricted stock units ("RSUs") granted on March 15, 2018 pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. 25% of the RSUs vested on January 1, 2019 and thereafter 6.25% of the RSUs vest in equal quarterly installments beginning March 6, 2019, until the RSUs are fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date Read SEC document
September 06, 2020 Filed Sep 9, 2020 19:02 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Tax withholdingCommon Stock	9,958	$26.86	$267,471.88	Disclosure SEC source: 0001209191-20-049875 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,743 F1 · balance_after: Includes 359,649 restricted stock units ("RSUs") granted on December 14, 2016 pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. 25% of the RSUs vested on December 6, 2017 and thereafter 6.25% of the RSUs vest in equal quarterly installments beginning March 6, 2018, until the RSUs are fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. Read SEC document
July 18, 2020 Filed Jul 21, 2020 16:54 UTC	Vivint Solar, Inc. VSLR · Entity 15759	OtherCommon Stock	73,683	$0.00	$0.00	Disclosure SEC source: 0001209191-20-043195 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,701 F1 · kind: 313 Acquisition LLC ("313"), an affiliate and the controlling stockholder of Vivint Solar, Inc., distributed these shares to the reporting person upon the redemption of the reporting person's membership interests in 313. No additional consideration was paid or received in connection with the distribution. F1 · price: 313 Acquisition LLC ("313"), an affiliate and the controlling stockholder of Vivint Solar, Inc., distributed these shares to the reporting person upon the redemption of the reporting person's membership interests in 313. No additional consideration was paid or received in connection with the distribution. Read SEC document
July 16, 2020 Filed Jul 17, 2020 16:29 UTC	Vivint Solar, Inc. VSLR · Entity 15759	GiftCommon Stock	15,000	$0.00	$0.00	Disclosure SEC source: 0001209191-20-042851 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,018 Read SEC document
June 06, 2020 Filed Jun 9, 2020 16:14 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Tax withholdingCommon Stock	16,600	$8.98	$149,068.00	Disclosure SEC source: 0001209191-20-035237 · doc4.xml · nonDerivative · entry 3 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,018 F3 · balance_after: Includes 599,520 restricted stock units ("RSUs") granted on January 17, 2019 pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. 25% of the RSUs vested on January 1, 2020 and thereafter 1/16th of the RSUs vest in equal quarterly installments beginning March 6, 2020, until the RSUs are fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. Read SEC document
June 06, 2020 Filed Jun 9, 2020 16:14 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Tax withholdingCommon Stock	8,790	$8.98	$78,934.20	Disclosure SEC source: 0001209191-20-035237 · doc4.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,618 F2 · balance_after: Includes 317,460 restricted stock units ("RSUs") granted on March 15, 2018 pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. 25% of the RSUs vested on January 1, 2019 and thereafter 6.25% of the RSUs vest in equal quarterly installments beginning March 6, 2019, until the RSUs are fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date Read SEC document
June 06, 2020 Filed Jun 9, 2020 16:14 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Tax withholdingCommon Stock	9,958	$8.98	$89,422.84	Disclosure SEC source: 0001209191-20-035237 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,408 F1 · balance_after: Includes 359,649 restricted stock units ("RSUs") granted on December 14, 2016 pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. 25% of the RSUs vested on December 6, 2017 and thereafter 6.25% of the RSUs vest in equal quarterly installments beginning March 6, 2018, until the RSUs are fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:46 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Tax withholdingCommon Stock	16,599	$11.73	$194,706.27	Disclosure SEC source: 0001209191-20-017529 · doc4.xml · nonDerivative · entry 3 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062,366 F3 · balance_after: Includes 599,520 restricted stock units ("RSUs") granted on January 17, 2019 pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. 25% of the RSUs vested on January 1, 2020 and thereafter 1/16th of the RSUs vest in equal quarterly installments beginning March 6, 2020, until the RSUs are fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:46 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Tax withholdingCommon Stock	8,790	$11.73	$103,106.70	Disclosure SEC source: 0001209191-20-017529 · doc4.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078,965 F2 · balance_after: Includes 317,460 restricted stock units ("RSUs") granted on March 15, 2018 pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. 25% of the RSUs vested on January 1, 2019 and thereafter 6.25% of the RSUs vest in equal quarterly installments beginning March 6, 2019, until the RSUs are fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:46 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Tax withholdingCommon Stock	9,958	$11.73	$116,807.34	Disclosure SEC source: 0001209191-20-017529 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087,755 F1 · balance_after: Includes 359,649 restricted stock units ("RSUs") granted on December 14, 2016 pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. 25% of the RSUs vested on December 6, 2017 and thereafter 6.25% of the RSUs vest in equal quarterly installments beginning March 6, 2018, until the RSUs are fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. Read SEC document
January 17, 2020 Filed Jan 21, 2020 19:47 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Exercise / conversionStock Option (Right to Buy) · Derivative	75,463	$0.00 Strike: $2.85	$0.00	Disclosure SEC source: 0001209191-20-004360 · doc4.xml · derivative · entry 3 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,037 Underlying: Common Stock · 75,463 shares Expires 2026-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to this option shall vest at the rate of 25% of the total number of shares on December 6, 2017 and thereafter 6.25% of the total shares subject to this option shall vest in equal quarterly installments beginning March 6, 2018, until the option is fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. Read SEC document
January 17, 2020 Filed Jan 21, 2020 19:47 UTC	Vivint Solar, Inc. VSLR · Entity 15759	SaleCommon Stock	75,463	$9.00	$679,242.46	Disclosure SEC source: 0001209191-20-004360 · doc4.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097,713 F1 · kind: The sales reported by Mr. Bywater were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document
January 17, 2020 Filed Jan 21, 2020 19:47 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Exercise / conversionCommon Stock	75,463	$2.85	$215,069.55	Disclosure SEC source: 0001209191-20-004360 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,173,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 02, 2020 Filed Jan 3, 2020 16:39 UTC	Vivint Solar, Inc. VSLR · Entity 15759	SaleCommon Stock	69,726	$7.54	$525,922.30	Disclosure SEC source: 0001209191-20-001056 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097,713 F1 · kind: These shares were disposed of pursuant to the reporting person's Rule 10b5-1 trading plan in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $7.335 to $7.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document
December 19, 2019 Filed Dec 20, 2019 16:53 UTC	Vivint Solar, Inc. VSLR · Entity 15759	GiftCommon Stock	15,190	$0.00	$0.00	Disclosure SEC source: 0001209191-19-061591 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,167,439 Read SEC document
December 13, 2019 Filed Dec 16, 2019 17:05 UTC	Vivint Solar, Inc. VSLR · Entity 15759	SaleCommon Stock	57,650	$7.83	$451,145.84	Disclosure SEC source: 0001209191-19-060701 · doc4.xml · nonDerivative · entry 4 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182,629 F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $7.62 to $7.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document
December 12, 2019 Filed Dec 16, 2019 17:05 UTC	Vivint Solar, Inc. VSLR · Entity 15759	GrantStock Option (Right to Buy) · Derivative	277,161	$0.00 Strike: $7.75	$0.00	Disclosure SEC source: 0001209191-19-060701 · doc4.xml · derivative · entry 6 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,161 Underlying: Common Stock · 277,161 shares Expires 2029-12-12 F6 · derivative.exercise_date: 25% of the shares subject to this award will vest on December 6, 2020, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. Read SEC document
December 12, 2019 Filed Dec 16, 2019 17:05 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Exercise / conversionStock Option (Right to Buy) · Derivative	87,355	$0.00 Strike: $2.85	$0.00	Disclosure SEC source: 0001209191-19-060701 · doc4.xml · derivative · entry 5 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,500 Underlying: Common Stock · 87,355 shares Expires 2026-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to this option shall vest at the rate of 25% of the total number of shares on December 6, 2017 and thereafter 6.25% of the total shares subject to this option shall vest in equal quarterly installments beginning March 6, 2018, until the option is fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. Read SEC document
December 12, 2019 Filed Dec 16, 2019 17:05 UTC	Vivint Solar, Inc. VSLR · Entity 15759	SaleCommon Stock	87,355	$7.53	$657,870.51	Disclosure SEC source: 0001209191-19-060701 · doc4.xml · nonDerivative · entry 3 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240,279 F2 · kind: The sales reported by Mr. Bywater were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document
December 12, 2019 Filed Dec 16, 2019 17:05 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Exercise / conversionCommon Stock	87,355	$2.85	$248,961.75	Disclosure SEC source: 0001209191-19-060701 · doc4.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,327,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 12, 2019 Filed Dec 16, 2019 17:05 UTC	Vivint Solar, Inc. VSLR · Entity 15759	GrantCommon Stock	161,290	$0.00	$0.00	Disclosure SEC source: 0001209191-19-060701 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240,279 F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan, which can only be settled with shares of Common Stock. 25% of the shares subject to this award will vest on December 6, 2020, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. Read SEC document
December 06, 2019 Filed Dec 9, 2019 16:47 UTC	Vivint Solar, Inc. VSLR · Entity 15759	SaleCommon Stock	19,443	$7.24	$140,858.70	Disclosure SEC source: 0001209191-19-059688 · doc4.xml · nonDerivative · entry 3 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078,989 F2 · kind: These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations pursuant to a Rule 10b5-1 Plan in connection with the settlement of an award of restricted stock units. F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $7.14 to $7.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document
December 05, 2019 Filed Dec 9, 2019 16:47 UTC	Vivint Solar, Inc. VSLR · Entity 15759	Exercise / conversionStock Option (Right to Buy) · Derivative	5,045	$0.00 Strike: $2.85	$0.00	Disclosure SEC source: 0001209191-19-059688 · doc4.xml · derivative · entry 4 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,855 Underlying: Common Stock · 5,045 shares Expires 2026-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to this option shall vest at the rate of 25% of the total number of shares on December 6, 2017 and thereafter 6.25% of the total shares subject to this option shall vest in equal quarterly installments beginning March 6, 2018, until the option is fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. Read SEC document
December 05, 2019 Filed Dec 9, 2019 16:47 UTC	Vivint Solar, Inc. VSLR · Entity 15759	SaleCommon Stock	5,045	$7.50	$37,837.50	Disclosure SEC source: 0001209191-19-059688 · doc4.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,432 F1 · kind: The sales reported by Mr. Bywater were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.