person · Reporting owner

Bywater David

Disclosed activity across 3 companies

Tapewire entity: 115569
SEC CIK: 0001673823

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Sunrun Inc.RUN · Entity 4507	Director	April 08, 2021	April 09, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sunrun Inc.

Report date April 08, 2021 · Filed April 09, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	270,769	Reported balance After 2021-04-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2021-04-08 · Sale · Disposed 34,950 · Balance 270,769 F1: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $53.38 to $54.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Common StockSEC Table I · non-derivative	Direct	220,461	Reported balance After 2021-04-08 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2021-04-08 · Sale · Disposed 50,308 · Balance 220,461 F1: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F3: Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.41 to $55.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F4: Shares held following the reported transactions include 17,600 RSUs, which are subject to forfeiture until they vest.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $53.38 to $54.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.41 to $55.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4: Shares held following the reported transactions include 17,600 RSUs, which are subject to forfeiture until they vest.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Vivint Smart Home, Inc.

Report date March 10, 2023 · Filed March 14, 2023

Section 16 reporting ended · disclosed 2023-03-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	Reported balance After 2023-03-10 transaction · row 1 1 source row Row 1 · 2023-03-10 · Disposition to issuer · Disposed 1,074,281 · Balance 0 F1: On March 10, 2023, NRG Energy, Inc. ("NRG") acquired Vivint Smart Home, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of December 6, 2022 (the "Merger Agreement") by and among the Issuer, NRG and Jetson Merger Sub, Inc., a wholly owned subsidiary of NRG ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of NRG. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $12.00 per share in cash, without interest (the "Merger Consideration").
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2023-03-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2023-03-10 · Disposition to issuer · Disposed 470,143 · Balance 0 F2: Each restricted stock unit ("RSU") represented a contingent right to receive one share of Common Stock. The RSUs were to be settled in either Common Stock or cash. F1: On March 10, 2023, NRG Energy, Inc. ("NRG") acquired Vivint Smart Home, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of December 6, 2022 (the "Merger Agreement") by and among the Issuer, NRG and Jetson Merger Sub, Inc., a wholly owned subsidiary of NRG ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of NRG. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $12.00 per share in cash, without interest (the "Merger Consideration"). F3: Pursuant to the Merger Agreement, unvested RSUs of the Issuer were automatically converted into a number of NRG RSUs calculated as the product of (i) the number of shares underlying such Issuer RSU award and (ii) the ratio of the Merger Consideration divided by the average of the closing sales price of NRGs common stock, par value $0.01 per share for the ten (10) consecutive full trading days ending on the trading day immediately preceding the closing date (the "Exchange Ratio"). Such NRG RSUs will continue to be subject to the same terms and conditions (including vesting and termination treatment) as were applicable to the Issuer RSUs. F4: Reflects an initial grant of 705,216 RSUs. The remaining grant vests in two equal annual installments beginning on June 15, 2023.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2023-03-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2023-03-10 · Disposition to issuer · Disposed 428,571 · Balance 0 F2: Each restricted stock unit ("RSU") represented a contingent right to receive one share of Common Stock. The RSUs were to be settled in either Common Stock or cash. F1: On March 10, 2023, NRG Energy, Inc. ("NRG") acquired Vivint Smart Home, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of December 6, 2022 (the "Merger Agreement") by and among the Issuer, NRG and Jetson Merger Sub, Inc., a wholly owned subsidiary of NRG ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of NRG. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $12.00 per share in cash, without interest (the "Merger Consideration"). F3: Pursuant to the Merger Agreement, unvested RSUs of the Issuer were automatically converted into a number of NRG RSUs calculated as the product of (i) the number of shares underlying such Issuer RSU award and (ii) the ratio of the Merger Consideration divided by the average of the closing sales price of NRGs common stock, par value $0.01 per share for the ten (10) consecutive full trading days ending on the trading day immediately preceding the closing date (the "Exchange Ratio"). Such NRG RSUs will continue to be subject to the same terms and conditions (including vesting and termination treatment) as were applicable to the Issuer RSUs. F5: Reflects an initial grant of 642,857 RSUs. The remaining grant vests in two equal annual installments beginning on March 1, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: On March 10, 2023, NRG Energy, Inc. ("NRG") acquired Vivint Smart Home, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of December 6, 2022 (the "Merger Agreement") by and among the Issuer, NRG and Jetson Merger Sub, Inc., a wholly owned subsidiary of NRG ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of NRG. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $12.00 per share in cash, without interest (the "Merger Consideration").

F2: Each restricted stock unit ("RSU") represented a contingent right to receive one share of Common Stock. The RSUs were to be settled in either Common Stock or cash.

F3: Pursuant to the Merger Agreement, unvested RSUs of the Issuer were automatically converted into a number of NRG RSUs calculated as the product of (i) the number of shares underlying such Issuer RSU award and (ii) the ratio of the Merger Consideration divided by the average of the closing sales price of NRGs common stock, par value $0.01 per share for the ten (10) consecutive full trading days ending on the trading day immediately preceding the closing date (the "Exchange Ratio"). Such NRG RSUs will continue to be subject to the same terms and conditions (including vesting and termination treatment) as were applicable to the Issuer RSUs.

F4: Reflects an initial grant of 705,216 RSUs. The remaining grant vests in two equal annual installments beginning on June 15, 2023.

F5: Reflects an initial grant of 642,857 RSUs. The remaining grant vests in two equal annual installments beginning on March 1, 2024.

Vivint Solar, Inc.

Report date October 08, 2020 · Filed October 08, 2020

Section 16 reporting ended · disclosed 2020-10-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2020-10-08 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2020-10-08 · Disposition to issuer · Disposed 430,150 · Balance 620,203 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 6, 2020 (the "Merger Agreement"), by and among Sunrun Inc. ("RUN"), Viking Merger Sub, Inc. and Vivint Solar, Inc. in exchange for 0.55 shares of RUN common stock per share. Row 2 · 2020-10-08 · Disposition to issuer · Disposed 620,203 · Balance 0 F2: Pursuant to the Merger Agreement, the restricted stock units held by the Reporting Person were disposed of and converted into restricted stock units representing 0.55 shares of RUN common stock per share.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.85 · Expires 2026-12-14	Direct	Reported balance After 2020-10-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-10-08 · Disposition to issuer · Disposed 337,037 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F4: The shares subject to this option shall vest at the rate of 25% of the total number of shares on December 6, 2017 and thereafter 6.25% of the total shares subject to this option shall vest in equal quarterly installments beginning March 6, 2018, until the option is fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.15 · Expires 2028-03-15	Direct	Reported balance After 2020-10-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-10-08 · Disposition to issuer · Disposed 485,436 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F5: The shares subject to this option shall vest at the rate of 25% of the total number of shares on January 1, 2019 and thereafter 6.25% of the total shares subject to this option shall vest in equal quarterly installments beginning April 1, 2019, until the option is fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.17 · Expires 2029-01-17	Direct	Reported balance After 2020-10-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-10-08 · Disposition to issuer · Disposed 929,368 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F6: 25% of the shares subject to this award will vest on January 1, 2020, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.75 · Expires 2029-12-12	Direct	Reported balance After 2020-10-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2020-10-08 · Disposition to issuer · Disposed 277,161 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F7: 25% of the shares subject to this award will vest on December 6, 2020, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 6, 2020 (the "Merger Agreement"), by and among Sunrun Inc. ("RUN"), Viking Merger Sub, Inc. and Vivint Solar, Inc. in exchange for 0.55 shares of RUN common stock per share.

F2: Pursuant to the Merger Agreement, the restricted stock units held by the Reporting Person were disposed of and converted into restricted stock units representing 0.55 shares of RUN common stock per share.

F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share.

F4: The shares subject to this option shall vest at the rate of 25% of the total number of shares on December 6, 2017 and thereafter 6.25% of the total shares subject to this option shall vest in equal quarterly installments beginning March 6, 2018, until the option is fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date.

F5: The shares subject to this option shall vest at the rate of 25% of the total number of shares on January 1, 2019 and thereafter 6.25% of the total shares subject to this option shall vest in equal quarterly installments beginning April 1, 2019, until the option is fully vested; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date.

F6: 25% of the shares subject to this award will vest on January 1, 2020, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.

F7: 25% of the shares subject to this award will vest on December 6, 2020, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter; in each such case subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through each such date. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 10, 2023 Filed Mar 14, 2023 21:34 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	Disposition to issuerRestricted Stock Units · Derivative	428,571	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-23-008515 · doc4.xml · derivative · entry 3 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 428,571 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represented a contingent right to receive one share of Common Stock. The RSUs were to be settled in either Common Stock or cash. F1 · kind: On March 10, 2023, NRG Energy, Inc. ("NRG") acquired Vivint Smart Home, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of December 6, 2022 (the "Merger Agreement") by and among the Issuer, NRG and Jetson Merger Sub, Inc., a wholly owned subsidiary of NRG ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of NRG. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $12.00 per share in cash, without interest (the "Merger Consideration"). F3 · kind: Pursuant to the Merger Agreement, unvested RSUs of the Issuer were automatically converted into a number of NRG RSUs calculated as the product of (i) the number of shares underlying such Issuer RSU award and (ii) the ratio of the Merger Consideration divided by the average of the closing sales price of NRGs common stock, par value $0.01 per share for the ten (10) consecutive full trading days ending on the trading day immediately preceding the closing date (the "Exchange Ratio"). Such NRG RSUs will continue to be subject to the same terms and conditions (including vesting and termination treatment) as were applicable to the Issuer RSUs. F5 · kind: Reflects an initial grant of 642,857 RSUs. The remaining grant vests in two equal annual installments beginning on March 1, 2024. F3 · price: Pursuant to the Merger Agreement, unvested RSUs of the Issuer were automatically converted into a number of NRG RSUs calculated as the product of (i) the number of shares underlying such Issuer RSU award and (ii) the ratio of the Merger Consideration divided by the average of the closing sales price of NRGs common stock, par value $0.01 per share for the ten (10) consecutive full trading days ending on the trading day immediately preceding the closing date (the "Exchange Ratio"). Such NRG RSUs will continue to be subject to the same terms and conditions (including vesting and termination treatment) as were applicable to the Issuer RSUs. F5 · derivative.exercise_date: Reflects an initial grant of 642,857 RSUs. The remaining grant vests in two equal annual installments beginning on March 1, 2024. F5 · derivative.expiration_date: Reflects an initial grant of 642,857 RSUs. The remaining grant vests in two equal annual installments beginning on March 1, 2024. Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:34 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	Disposition to issuerRestricted Stock Units · Derivative	470,143	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-23-008515 · doc4.xml · derivative · entry 2 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 470,143 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represented a contingent right to receive one share of Common Stock. The RSUs were to be settled in either Common Stock or cash. F1 · kind: On March 10, 2023, NRG Energy, Inc. ("NRG") acquired Vivint Smart Home, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of December 6, 2022 (the "Merger Agreement") by and among the Issuer, NRG and Jetson Merger Sub, Inc., a wholly owned subsidiary of NRG ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of NRG. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $12.00 per share in cash, without interest (the "Merger Consideration"). F3 · kind: Pursuant to the Merger Agreement, unvested RSUs of the Issuer were automatically converted into a number of NRG RSUs calculated as the product of (i) the number of shares underlying such Issuer RSU award and (ii) the ratio of the Merger Consideration divided by the average of the closing sales price of NRGs common stock, par value $0.01 per share for the ten (10) consecutive full trading days ending on the trading day immediately preceding the closing date (the "Exchange Ratio"). Such NRG RSUs will continue to be subject to the same terms and conditions (including vesting and termination treatment) as were applicable to the Issuer RSUs. F4 · kind: Reflects an initial grant of 705,216 RSUs. The remaining grant vests in two equal annual installments beginning on June 15, 2023. F3 · price: Pursuant to the Merger Agreement, unvested RSUs of the Issuer were automatically converted into a number of NRG RSUs calculated as the product of (i) the number of shares underlying such Issuer RSU award and (ii) the ratio of the Merger Consideration divided by the average of the closing sales price of NRGs common stock, par value $0.01 per share for the ten (10) consecutive full trading days ending on the trading day immediately preceding the closing date (the "Exchange Ratio"). Such NRG RSUs will continue to be subject to the same terms and conditions (including vesting and termination treatment) as were applicable to the Issuer RSUs. F4 · derivative.exercise_date: Reflects an initial grant of 705,216 RSUs. The remaining grant vests in two equal annual installments beginning on June 15, 2023. F4 · derivative.expiration_date: Reflects an initial grant of 705,216 RSUs. The remaining grant vests in two equal annual installments beginning on June 15, 2023. Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:34 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	Disposition to issuerClass A Common Stock	1,074,281	$12.00	$12,891,372.00	Disclosure SEC source: 0000899243-23-008515 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On March 10, 2023, NRG Energy, Inc. ("NRG") acquired Vivint Smart Home, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of December 6, 2022 (the "Merger Agreement") by and among the Issuer, NRG and Jetson Merger Sub, Inc., a wholly owned subsidiary of NRG ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of NRG. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $12.00 per share in cash, without interest (the "Merger Consideration"). F1 · price: On March 10, 2023, NRG Energy, Inc. ("NRG") acquired Vivint Smart Home, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of December 6, 2022 (the "Merger Agreement") by and among the Issuer, NRG and Jetson Merger Sub, Inc., a wholly owned subsidiary of NRG ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of NRG. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $12.00 per share in cash, without interest (the "Merger Consideration"). Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:08 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	Exercise / conversionRestricted Stock Units · Derivative	214,286	$0.00	$0.00	Disclosure SEC source: 0000899243-23-007067 · doc4.xml · derivative · entry 4 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,571 Underlying: Class A Common Stock · 214,286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash. F4 · derivative.exercise_date: On March 23, 2022, the Reporting Person was granted 642,857 restricted stock units that vest in three equal annual installments beginning on March 1, 2023. F4 · derivative.expiration_date: On March 23, 2022, the Reporting Person was granted 642,857 restricted stock units that vest in three equal annual installments beginning on March 1, 2023. Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:08 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	Tax withholdingClass A Common Stock	378,858	$11.91	$4,512,198.78	Disclosure SEC source: 0000899243-23-007067 · doc4.xml · nonDerivative · entry 3 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074,281 F3 · kind: Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the restricted stock units and performance-based restricted stock units described herein. Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:08 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	Exercise / conversionClass A Common Stock	214,286	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-23-007067 · doc4.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash. Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:08 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	GrantClass A Common Stock	642,857	$0.00	$0.00	Disclosure SEC source: 0000899243-23-007067 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,238,853 F1 · kind: Reflects performance-based restricted stock units previously granted to the Reporting Person, which were certified at target-level performance on March 1, 2023 and upon certification, were deemed earned and vested immediately and settled into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Read SEC document
June 15, 2022 Filed Jun 17, 2022 18:22 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	Exercise / conversionRestricted Stock Units · Derivative	235,073	$0.00	$0.00	Disclosure SEC source: 0000899243-22-023157 · doc4.xml · derivative · entry 3 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,143 Underlying: Class A Common Stock · 235,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash. F3 · derivative.exercise_date: On June 17, 2021, the Reporting Person was granted 705,216 restricted stock units that vest in three equal annual installments beginning on June 15, 2022. F3 · derivative.expiration_date: On June 17, 2021, the Reporting Person was granted 705,216 restricted stock units that vest in three equal annual installments beginning on June 15, 2022. Read SEC document
June 15, 2022 Filed Jun 17, 2022 18:22 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	Tax withholdingClass A Common Stock	104,139	$4.11	$428,011.29	Disclosure SEC source: 0000899243-22-023157 · doc4.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,996 F2 · shares: Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units originally granted on June 17, 2021. Read SEC document
June 15, 2022 Filed Jun 17, 2022 18:22 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	Exercise / conversionClass A Common Stock	235,073	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-22-023157 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash. Read SEC document
March 23, 2022 Filed Mar 25, 2022 17:30 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	GrantRestricted Stock Units · Derivative	642,857	$0.00	$0.00	Disclosure SEC source: 0000899243-22-012348 · doc4.xml · derivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,857 Underlying: Class A Common Stock · 642,857 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash. F2 · kind: Reflects a grant of restricted stock units that vest in three equal annual installments beginning on March 1, 2023. F2 · derivative.exercise_date: Reflects a grant of restricted stock units that vest in three equal annual installments beginning on March 1, 2023. F2 · derivative.expiration_date: Reflects a grant of restricted stock units that vest in three equal annual installments beginning on March 1, 2023. Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:57 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	Tax withholdingClass A Common Stock	153,288	$7.52	$1,152,725.76	Disclosure SEC source: 0000899243-22-009285 · doc4.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,062 F3 · kind: Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the performance-based restricted stock units described herein. Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:57 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	GrantClass A Common Stock	346,021	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-22-009285 · doc4.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,350 F1 · kind: Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2022. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash. Read SEC document
June 17, 2021 Filed Jun 22, 2021 18:57 UTC	Vivint Smart Home, Inc. VVNT · Entity 15378	GrantRestricted Stock Units · Derivative	705,216	$0.00	$0.00	Disclosure SEC source: 0000899243-21-025377 · doc4.xml · derivative · entry 1 Bywater David · CIK 0001673823 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,216 Underlying: Class A Common Stock · 705,216 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash. F2 · kind: Reflects grants of restricted stock units that vest in three equal annual installments beginning on June 15, 2022. F2 · derivative.exercise_date: Reflects grants of restricted stock units that vest in three equal annual installments beginning on June 15, 2022. F2 · derivative.expiration_date: Reflects grants of restricted stock units that vest in three equal annual installments beginning on June 15, 2022. Read SEC document
April 08, 2021 Filed Apr 9, 2021 20:26 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	50,308	$54.74	$2,753,628.50	Disclosure SEC source: 0001469367-21-000096 · wf-form4_161801434900189.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,461 F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.41 to $55.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F4 · balance_after: Shares held following the reported transactions include 17,600 RSUs, which are subject to forfeiture until they vest. Read SEC document
April 08, 2021 Filed Apr 9, 2021 20:26 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	34,950	$53.84	$1,881,550.73	Disclosure SEC source: 0001469367-21-000096 · wf-form4_161801434900189.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,769 F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $53.38 to $54.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
December 23, 2020 Filed Dec 23, 2020 21:30 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionStock Option (right to buy) · Derivative	148,288	$0.00 Strike: $7.59	$0.00	Disclosure SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · derivative · entry 10 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,761 Underlying: Common Stock · 148,288 shares Expires 2029-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F6 · derivative.exercise_date: 25% of the shares subject to the original option grant vested on the first quarterly vesting date that is on or after January 1, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date. Read SEC document
December 23, 2020 Filed Dec 23, 2020 21:30 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	148,288	$70.00	$10,380,456.58	Disclosure SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · nonDerivative · entry 6 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,719 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $70.00 to $70.17 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F4 · balance_after: Shares held following the reported transactions includes 210,154 Restricted Stock Units, which are subject to forfeiture until they vest. Read SEC document
December 23, 2020 Filed Dec 23, 2020 21:30 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionCommon Stock	148,288	$7.59	$1,125,505.92	Disclosure SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · nonDerivative · entry 5 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionStock Option (right to buy) · Derivative	38,109	$0.00 Strike: $14.10	$0.00	Disclosure SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · derivative · entry 9 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,219 Underlying: Common Stock · 38,109 shares Expires 2029-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F7 · derivative.exercise_date: 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after December 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date. Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionStock Option (right to buy) · Derivative	35,407	$0.00 Strike: $7.59	$0.00	Disclosure SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · derivative · entry 8 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,049 Underlying: Common Stock · 35,407 shares Expires 2029-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F6 · derivative.exercise_date: 25% of the shares subject to the original option grant vested on the first quarterly vesting date that is on or after January 1, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date. Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionStock Option (right to buy) · Derivative	41,521	$0.00 Strike: $5.73	$0.00	Disclosure SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · derivative · entry 7 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,716 Underlying: Common Stock · 41,521 shares Expires 2028-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F5 · derivative.exercise_date: 25% of the shares subject to the original option grant vested on the first quarterly vesting date that is on or after January 1, 2019, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	115,037	$70.22	$8,078,381.30	Disclosure SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · nonDerivative · entry 4 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,719 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $70.00 to $70.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionCommon Stock	38,109	$14.10	$537,336.90	Disclosure SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · nonDerivative · entry 3 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionCommon Stock	35,407	$7.59	$268,739.13	Disclosure SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:30 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionCommon Stock	41,521	$5.73	$237,915.33	Disclosure SEC source: 0001469367-20-000267 · wf-form4_160877703560126.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:10 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionStock Option (right to buy) · Derivative	38,110	$0.00 Strike: $14.10	$0.00	Disclosure SEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · derivative · entry 9 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,328 Underlying: Common Stock · 38,110 shares Expires 2029-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F8 · derivative.exercise_date: 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after December 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date. Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:10 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionStock Option (right to buy) · Derivative	183,696	$0.00 Strike: $7.59	$0.00	Disclosure SEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · derivative · entry 8 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,456 Underlying: Common Stock · 183,696 shares Expires 2029-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F7 · derivative.exercise_date: 25% of the shares subject to the original option grant vested on the first quarterly vesting date that is on or after January 1, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date. Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:10 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionStock Option (right to buy) · Derivative	41,522	$0.00 Strike: $5.73	$0.00	Disclosure SEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · derivative · entry 7 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,237 Underlying: Common Stock · 41,522 shares Expires 2028-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F6 · derivative.exercise_date: 25% of the shares subject to the original option grant vested on the first quarterly vesting date that is on or after January 1, 2019, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:10 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	84,100	$64.97	$5,464,254.53	Disclosure SEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · nonDerivative · entry 6 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,719 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $64.58 to $65.29 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F5 · balance_after: Shares held following the reported transactions includes 210,154 Restricted Stock Units, which are subject to forfeiture until they vest. Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:10 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	43,053	$63.94	$2,752,959.51	Disclosure SEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · nonDerivative · entry 5 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,819 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $63.57 to $64.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:10 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	136,175	$62.87	$8,561,730.78	Disclosure SEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · nonDerivative · entry 4 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,872 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.50 to $63.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:10 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionCommon Stock	38,110	$14.10	$537,351.00	Disclosure SEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · nonDerivative · entry 3 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:10 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionCommon Stock	183,696	$7.59	$1,394,252.64	Disclosure SEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:10 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionCommon Stock	41,522	$5.73	$237,921.06	Disclosure SEC source: 0001469367-20-000263 · wf-form4_160868939250022.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document
November 17, 2020 Filed Nov 17, 2020 21:11 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	73,445	$56.20	$4,127,946.85	Disclosure SEC source: 0001469367-20-000239 · wf-form4_160566546644007.xml · nonDerivative · entry 2 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,719 F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $56.00 to $56.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Shares held following the reported transactions includes 210,154 Restricted Stock Units, which are subject to forfeiture until they vest. F4 · balance_after: Total shares held adjusted by 1 share due to a rounding error in a previously filed Form 4. Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:11 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	60,000	$54.10	$3,245,754.00	Disclosure SEC source: 0001469367-20-000239 · wf-form4_160566546644007.xml · nonDerivative · entry 1 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,165 F1 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.00 to $54.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
November 12, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	27,867	$57.00	$1,588,455.23	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 18 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,165 F12 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.00 to $57.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F13 · balance_after: Shares held following the reported transactions include 210,154 Restricted Stock Units, which are subject to forfeiture until they vest. Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionStock Option (right to buy) · Derivative	31,376	$0.00 Strike: $5.73	$0.00	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · derivative · entry 21 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,759 Underlying: Common Stock · 31,376 shares Expires 2028-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after January 1, 2019, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	800	$55.03	$44,023.52	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 17 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Bywater Family Charitable Trust Disclosed balance after: 0 F11 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $55.00 to $55.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	30,012	$54.18	$1,626,134.19	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 16 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Bywater Family Charitable Trust Disclosed balance after: 800 F10 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.00 to $54.53 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	700	$55.03	$38,523.52	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 15 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,032 F9 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $55.00 to $55.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	64,101	$54.16	$3,471,479.40	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 14 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,732 F8 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.00 to $54.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionCommon Stock	31,376	$5.73	$179,784.48	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 13 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionStock Option (right to buy) · Derivative	110,854	$0.00 Strike: $5.73	$0.00	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · derivative · entry 20 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,135 Underlying: Common Stock · 110,854 shares Expires 2028-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after January 1, 2019, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	Exercise / conversionStock Option (right to buy) · Derivative	176,562	$0.00 Strike: $5.19	$0.00	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · derivative · entry 19 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,808 Underlying: Common Stock · 176,562 shares Expires 2026-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: 25% of the shares subject to the original option grant vested on December 6, 2017, and an additional 6.25% of the original option grant vest at the end of each three month period thereafter until this option is fully vested, subject to the Reporting Person's continued service to the Issuer through each such date. Original option was for 281,875 shares, of which 96,505 had previously been exercised. Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	487	$61.20	$29,804.40	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 12 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Bywater Family Charitable Trust Disclosed balance after: 30,812 Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	6,400	$59.61	$381,477.76	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 11 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Bywater Family Charitable Trust Disclosed balance after: 31,299 F7 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.30 to $60.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	4,994	$58.77	$293,501.38	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 10 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Bywater Family Charitable Trust Disclosed balance after: 37,699 F6 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.30 to $59.29 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:15 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	13,307	$57.88	$770,223.80	Disclosure SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 9 Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Bywater Family Charitable Trust Disclosed balance after: 42,693 F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.29 to $58.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.