Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | EVP, Computing & Graphics | February 09, 2023 | February 13, 2023 |
| SYNAPTICS IncSYNA · Entity 4089 | Director · President and CEO | January 31, 2019 | February 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date February 09, 2023 · Filed February 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 155,232 |
Reported balance
After 2023-02-09 transaction · row 1
1 source rowRow 1 · 2023-02-09 · Sale · Disposed 3,000 · Balance 155,232 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2022.
SYNAPTICS Inc
Report date January 31, 2019 · Filed February 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 158,280 |
Ending reported balance
After 2019-01-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-01-31 · Grant · Acquired 15,419 · Balance 166,351 F1: Reflects shares released in connection with the vesting of performance-based market stock units granted on October 31, 2017. Row 2 · 2019-01-31 · Tax withholding · Disposed 8,071 · Balance 158,280 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares released in connection with the vesting of performance-based market stock units granted on October 31, 2017.
F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MAXWELL TECHNOLOGIES INC
Report date May 16, 2019 · Filed May 16, 2019
Section 16 reporting ended · disclosed 2019-05-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-05-16 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2019-05-16 · Exercise / conversion · Acquired 19,785 · Balance 83,025 F1: These units do not carry a conversion price. Row 2 · 2019-05-16 · Exercise / conversion · Acquired 2,797 · Balance 85,822 F1: These units do not carry a conversion price. Row 3 · 2019-05-16 · Exercise / conversion · Acquired 2,882 · Balance 88,704 F1: These units do not carry a conversion price. Row 4 · 2019-05-16 · Exercise / conversion · Acquired 2,886 · Balance 91,590 F1: These units do not carry a conversion price. Row 5 · 2019-05-16 · Exercise / conversion · Acquired 2,866 · Balance 94,456 F1: These units do not carry a conversion price. Row 6 · 2019-05-16 · Exercise / conversion · Acquired 1,770 · Balance 96,226 F1: These units do not carry a conversion price. Row 7 · 2019-05-16 · Other · Disposed 96,226 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 1,857 shares of Tesla common stock and $39.79 in lieu of fractional shares of Tesla common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-05-16 · Exercise / conversion · Disposed 19,785 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F4: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-05-16 · Exercise / conversion · Disposed 2,797 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-05-16 · Exercise / conversion · Disposed 2,882 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-05-16 · Exercise / conversion · Disposed 2,886 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-05-16 · Exercise / conversion · Disposed 2,866 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-05-16 · Exercise / conversion · Disposed 1,770 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.37 · Expires 2028-05-15 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-05-16 · Disposition to issuer · Disposed 5,000 · Balance 0 F7: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.53 · Expires 2027-05-22 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-05-16 · Disposition to issuer · Disposed 5,000 · Balance 0 F8: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: These units do not carry a conversion price.
F2: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 1,857 shares of Tesla common stock and $39.79 in lieu of fractional shares of Tesla common stock.
F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.
F4: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement.
F5: These units do not expire.
F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement.
F7: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share.
F8: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2009 Filed Jul 29, 2009 21:40 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Disposition to issuerEmployee Stock Option · Derivative | 50,379 | Not disclosed Strike: $17.87 | Not disclosed |
DisclosureSEC source: 0000002488-09-000016 · edgar.xml · derivative · entry 5 Bergman Rick · CIK 0001321224 · SR VP & GM Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,379 shares Expires 2013-04-10 F7 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 40,932 shares of common stock granted to the reporting person on April 10, 2006. In exchange, the reporting person received a replacement option, for 3,721 shares, having an exercise price of $3.80 per share. F9 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 9,447 shares of common stock granted to the reporting person on April 10, 2006. In exchange, the reporting person received a replacement option, for 858 shares, having an exercise price of $3.80 per share. F6 · derivative.exercise_date: The option provided for vesting as follows: 25% on 4/10/2007; 50% in equal quarterly installments through 4/10/2009; and 25% on 4/10/2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 21:40 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 6,978 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0000002488-09-000016 · edgar.xml · derivative · entry 4 Bergman Rick · CIK 0001321224 · SR VP & GM Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,978 Underlying: Common Stock · 6,978 shares Expires 2012-05-02 F5 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 76,768 shares of common stock granted to the reporting person on May 2, 2005. In exchange, the reporting person received a replacement option, for 6,978 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 21:40 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Disposition to issuerEmployee Stock Option · Derivative | 76,768 | Not disclosed Strike: $16.07 | Not disclosed |
DisclosureSEC source: 0000002488-09-000016 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,768 shares Expires 2012-05-02 F5 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 76,768 shares of common stock granted to the reporting person on May 2, 2005. In exchange, the reporting person received a replacement option, for 6,978 shares, having an exercise price of $3.80 per share. F4 · derivative.exercise_date: The option provided for vesting as follows: 25% on 5/2/2006; 50% in equal quarterly installments through 5/2/2008; and 25% on 5/2/2009. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 21:40 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 6,106 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0000002488-09-000016 · edgar.xml · derivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,106 Underlying: Common Stock · 6,106 shares Expires 2011-04-01 F2 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 67,172 shares of common stock granted to the reporting person on April 8, 2004. In exchange, the reporting person received a replacement option, for 6,106 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 21:40 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Disposition to issuerEmployee Stock Option · Derivative | 67,172 | Not disclosed Strike: $17.60 | Not disclosed |
DisclosureSEC source: 0000002488-09-000016 · edgar.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,172 shares Expires 2011-04-01 F2 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 67,172 shares of common stock granted to the reporting person on April 8, 2004. In exchange, the reporting person received a replacement option, for 6,106 shares, having an exercise price of $3.80 per share. F1 · derivative.exercise_date: The option provided for vesting as follows: 25% on 4/1/2005; 50% in equal quarterly installments through 3/31/2007; and 25% on 3/31/2008. Read SEC document |
| May 15, 2009 Filed May 19, 2009 17:11 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 112,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-09-000014 · edgar.xml · derivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 112,500 shares Expires 2016-05-15 F2 · derivative.exercise_price: Each restricted stock unit respresents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: This award vests 33 1/3% on 8/9/2010 then 33 1/3% annually for the next two years. Read SEC document |
| May 15, 2009 Filed May 19, 2009 17:11 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 56,250 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0000002488-09-000014 · edgar.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 56,250 shares Expires 2016-05-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2010 then 8.33 % quarterly for the next two years. Read SEC document |
| May 09, 2009 Filed May 12, 2009 22:48 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-09-000013 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Underlying: Common Stock · 800 shares Expires 2013-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2009 Filed May 12, 2009 22:48 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 289 | $3.93 | $1,135.77 |
DisclosureSEC source: 0000002488-09-000013 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,057 Read SEC document |
| May 09, 2009 Filed May 12, 2009 22:48 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-09-000013 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2009 Filed Apr 14, 2009 22:21 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 2,239 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-09-000004 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,239 shares Expires 2013-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2009 Filed Apr 14, 2009 22:21 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 809 | $3.75 | $3,033.75 |
DisclosureSEC source: 0000002488-09-000004 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,546 Read SEC document |
| April 10, 2009 Filed Apr 14, 2009 22:21 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 2,239 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-09-000004 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2009 Filed Feb 18, 2009 23:13 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 25,000 | $0.00 Strike: $2.42 | $0.00 |
DisclosureSEC source: 0000002488-09-000003 · edgar.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2016-02-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2009 then 8.33 % quarterly for the next two years. Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 23:58 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-09-000002 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,600 Underlying: Common Stock · 800 shares Expires 2013-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 23:58 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 338 | $2.36 | $797.68 |
DisclosureSEC source: 0000002488-09-000002 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,116 Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 23:58 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-09-000002 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2008 Filed Dec 17, 2008 21:40 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 90,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0000002488-08-000035 · edgar.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2015-12-15 F1 · derivative.exercise_date: This option vests 50% on 12/15/2009 then 50% on 12/15/2010. Read SEC document |
| November 15, 2008 Filed Nov 19, 2008 00:41 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 25,000 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0000002488-08-000034 · edgar.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2015-11-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2009 then 8.33% quarterly for the next two years. Read SEC document |
| November 09, 2008 Filed Nov 12, 2008 23:10 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000033 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Underlying: Common Stock · 800 shares Expires 2013-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2008 Filed Nov 12, 2008 23:10 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 286 | $3.16 | $903.76 |
DisclosureSEC source: 0000002488-08-000033 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,654 Read SEC document |
| November 09, 2008 Filed Nov 12, 2008 23:10 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000033 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2008 Filed Aug 19, 2008 22:41 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 25,000 | $0.00 Strike: $5.64 | $0.00 |
DisclosureSEC source: 0000002488-08-000030 · edgar.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2015-08-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2009 then 8.33% quarterly for the next two years. Read SEC document |
| August 09, 2008 Filed Aug 12, 2008 23:45 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 3,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000029 · edgar.xml · derivative · entry 4 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,334 Underlying: Common Stock · 3,666 shares Expires 2014-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2008 Filed Aug 12, 2008 23:45 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000029 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 Underlying: Common Stock · 800 shares Expires 2013-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2008 Filed Aug 12, 2008 23:45 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 1,596 | $5.13 | $8,187.48 |
DisclosureSEC source: 0000002488-08-000029 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,140 Read SEC document |
| August 09, 2008 Filed Aug 12, 2008 23:45 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 4,466 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000029 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2008 Filed May 19, 2008 23:04 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000027 · edgar.xml · derivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2015-05-15 F2 · derivative.exercise_price: Each restricted stock unit respresents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: This award vests 33 1/3% on 8/9/2009 then 33 1/3% annually for the next two years. Read SEC document |
| May 15, 2008 Filed May 19, 2008 23:04 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 25,000 | $0.00 Strike: $7.41 | $0.00 |
DisclosureSEC source: 0000002488-08-000027 · edgar.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2015-05-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2009 then 8.33% quarterly for the next two years. Read SEC document |
| May 09, 2008 Filed May 13, 2008 23:33 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000022 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 800 shares Expires 2013-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2008 Filed May 13, 2008 23:33 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 286 | $6.94 | $1,984.84 |
DisclosureSEC source: 0000002488-08-000022 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,270 Read SEC document |
| May 09, 2008 Filed May 13, 2008 23:33 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000022 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2008 Filed May 6, 2008 23:46 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 3,198 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000015 · edgar.xml · derivative · entry 6 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,198 shares Expires 2012-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2008 Filed May 6, 2008 23:46 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 1,143 | $6.16 | $7,040.88 |
DisclosureSEC source: 0000002488-08-000015 · edgar.xml · nonDerivative · entry 4 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,756 Read SEC document |
| May 02, 2008 Filed May 6, 2008 23:46 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 3,198 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000015 · edgar.xml · nonDerivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2008 Filed May 6, 2008 23:46 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 2,239 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000015 · edgar.xml · derivative · entry 5 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,239 Underlying: Common Stock · 2,239 shares Expires 2013-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2008 Filed May 6, 2008 23:46 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 800 | $6.27 | $5,016.00 |
DisclosureSEC source: 0000002488-08-000015 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,701 Read SEC document |
| April 10, 2008 Filed May 6, 2008 23:46 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 2,239 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000015 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2008 Filed Feb 29, 2008 19:41 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionStock Option Award · Derivative | 47,980 | $0.00 Strike: $6.45 | $0.00 |
DisclosureSEC source: 0000002488-08-000010 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,980 shares Expires 2008-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2008 Filed Feb 29, 2008 19:41 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 42,980 | $7.28 | $312,894.40 |
DisclosureSEC source: 0000002488-08-000010 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,262 Read SEC document |
| February 27, 2008 Filed Feb 29, 2008 19:41 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 47,980 | $6.45 | $309,471.00 |
DisclosureSEC source: 0000002488-08-000010 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2008 Filed Feb 21, 2008 01:17 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 6,875 | $0.00 Strike: $6.45 | $0.00 |
DisclosureSEC source: 0000002488-08-000005 · edgar.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 Underlying: Common Stock · 6,875 shares Expires 2015-02-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2008 then 8.33% quarterly for the next two years. Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 22:26 UTC Amendment | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 800 | $6.35 | $5,080.00 |
DisclosureSEC source: 0000002488-08-000004 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,262 F1 · date: To amend date of sale. F2 · price: To amend price of sale. Read SEC document |
| February 09, 2008 Filed Feb 13, 2008 02:14 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000001 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Underlying: Common Stock · 800 shares Expires 2013-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2008 Filed Feb 13, 2008 02:14 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 800 | $6.34 | $5,072.00 |
DisclosureSEC source: 0000002488-08-000001 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,262 F1 · balance_after: Total includes 10/31/07 purchase of 529 ESPP shares. Read SEC document |
| February 09, 2008 Filed Feb 13, 2008 02:14 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000001 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2007 Filed Nov 16, 2007 22:36 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 6,875 | $0.00 Strike: $12.70 | $0.00 |
DisclosureSEC source: 0000002488-07-000010 · edgar.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 Underlying: Common Stock · 6,875 shares Expires 2014-11-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2008 then 8.33% quarterly for the next two years. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 22:31 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRSU Award · Derivative | 6,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-07-000009 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,600 Underlying: Common Stock · 6,400 shares Expires 2013-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 22:31 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 6,400 | $12.16 | $77,824.00 |
DisclosureSEC source: 0000002488-07-000009 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,733.1612 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 22:31 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 6,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-07-000009 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,133.1612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.